SOUNDVIEW ADVISORS, INC.
Legal name: SOUNDVIEW ADVISORS
CRD #114437 SEC #801-68960 OLYMPIA, WA 360-867-9890
SEC Registered
Total AUM
$408.1M
Discretionary
$343M
Employees
11
Clients
101
Accounts
1,084
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| PORTER, NATHAN, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| Porter, Nate | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| Porter, Nate | I | CHIEF OPERATING OFFICER AND SECRETARY | NA | |
| Porter, Nate | I | CHIEF COMPLIANCE OFFICER | NA | |
| STOLTENBERG, BRUCE, CARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STOLTENBERG, BRUCE, CARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STOLTENBERG, BRUCE, CARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STOLTENBERG, BRUCE, CARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | D | Control |
| STOLTENBERG, BRUCE, CARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | D | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | D | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | D | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | D | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | D | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | VICE PRESIDENT/SCRETARY | C | Control |
| SLATER, KEVIN, LEE | I | VICE PRESIDENT/SCRETARY | C | Control |
| SLATER, KEVIN, LEE | I | VICE PRESIDENT/SCRETARY | C | Control |
| SLATER, KEVIN, LEE | I | VICE PRESIDENT/SCRETARY | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | VICE PRESIDENT/SCRETARY | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| SLATER, KEVIN, LEE | I | PRESIDENT | C | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | C | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | C | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | C | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| CREEL, ANGELLA, RAE | I | CHIEF OPERATING OFFICER/SECRETARY | B | Control |
| RIGG, KEVIN, M | I | SECRETARY, TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | TREASURER | B | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | SECRETARY, TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | SECRETARY, TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| RIGG, KEVIN, M | I | TREASURER & CHIEF TECHNOLOGY OFFICER | B | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | B | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | B | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER & VICE PRESIDENT | B | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT | B | Control |
| STOLTENBERG, BRUCE, CARL | I | CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER & VICE PRESIDENT | B | Control |
| RIGG, KEVIN, M | I | TREASURER | A | Control |
| RIGG, KEVIN, M | I | TREASURER | A | Control |
Registrations
Federal
IA
Sep 15, 2025 REGISTERED
Notice Filings (5)
AZ CA LA OR WA
Address
1441 WEST BAY DRIVESUITE 201
OLYMPIA, WA 98502
United States
Phone: 360-867-9890