HEACOCK & JONES FINANCIAL SERVICES, INC.
CRD #115762 SEC #801-58064 DUBUQUE, IA 563-585-1400
SEC Registered
Total AUM
$385.5M
Discretionary
$384.6M
Employees
8
Clients
0
Accounts
669
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2023 | $385.5M | $384.6M | $855.6K | 8 | 0 |
| Mar 2022 | $418.8M | $418.6M | $220.8K | 11 | 0 |
| Mar 2021 | $360M | $359.9M | $106.8K | 11 | 0 |
| Jun 2020 | $349.2M | $349M | $110.2K | 11 | 0 |
| Apr 2020 | $349.2M | $349M | $110.2K | 11 | 0 |
| Oct 2019 | $284.2M | $283.9M | $290.5K | 10 | 0 |
| Mar 2019 | $284.2M | $283.9M | $290.5K | 10 | 0 |
| Mar 2018 | $294.6M | $294.4M | $247.8K | 9 | 0 |
| Mar 2017 | $257.8M | $257.6M | $285.9K | 9 | 400 |
| Mar 2016 | $229.6M | $229.4M | $259K | 8 | 500 |
| May 2015 | $233.1M | $232.5M | $614.7K | 8 | 500 |
| Mar 2015 | $233.1M | $232.5M | $614.7K | 8 | 500 |
| Nov 2014 | $212M | $211.5M | $455.3K | 7 | 500 |
| Mar 2014 | $212M | $211.5M | $455.3K | 7 | 500 |
| Apr 2013 | $181.5M | $181.1M | $387.5K | 5 | 400 |
| Mar 2012 | $150.2M | $150.1M | $48.5K | 1 | 300 |
| May 2011 | $142.4M | $142.3M | $64.6K | 5 | -- |
| Mar 2011 | $142.4M | $142.3M | $64.6K | 5 | -- |
| Nov 2010 | $123.2M | $122.3M | $838.2K | 5 | -- |
| Mar 2008 | $113M | $111.9M | $1.1M | 5 | -- |
| Mar 2007 | $107.2M | $107M | $227.8K | 5 | -- |
| Mar 2006 | $106.4M | $106.3M | $86.1K | 5 | -- |
| Apr 2002 | $63.9M | $63.8M | $118.8K | 5 | -- |
| Oct 2001 | $46.3M | $46.2M | $173.2K | 5 | -- |
DateMar 2023
Total AUM$385.5M
Discretionary$384.6M
Non-Disc.$855.6K
Employees8
Clients0
DateMar 2022
Total AUM$418.8M
Discretionary$418.6M
Non-Disc.$220.8K
Employees11
Clients0
DateMar 2021
Total AUM$360M
Discretionary$359.9M
Non-Disc.$106.8K
Employees11
Clients0
DateJun 2020
Total AUM$349.2M
Discretionary$349M
Non-Disc.$110.2K
Employees11
Clients0
DateApr 2020
Total AUM$349.2M
Discretionary$349M
Non-Disc.$110.2K
Employees11
Clients0
DateOct 2019
Total AUM$284.2M
Discretionary$283.9M
Non-Disc.$290.5K
Employees10
Clients0
DateMar 2019
Total AUM$284.2M
Discretionary$283.9M
Non-Disc.$290.5K
Employees10
Clients0
DateMar 2018
Total AUM$294.6M
Discretionary$294.4M
Non-Disc.$247.8K
Employees9
Clients0
DateMar 2017
Total AUM$257.8M
Discretionary$257.6M
Non-Disc.$285.9K
Employees9
Clients400
DateMar 2016
Total AUM$229.6M
Discretionary$229.4M
Non-Disc.$259K
Employees8
Clients500
DateMay 2015
Total AUM$233.1M
Discretionary$232.5M
Non-Disc.$614.7K
Employees8
Clients500
DateMar 2015
Total AUM$233.1M
Discretionary$232.5M
Non-Disc.$614.7K
Employees8
Clients500
DateNov 2014
Total AUM$212M
Discretionary$211.5M
Non-Disc.$455.3K
Employees7
Clients500
DateMar 2014
Total AUM$212M
Discretionary$211.5M
Non-Disc.$455.3K
Employees7
Clients500
DateApr 2013
Total AUM$181.5M
Discretionary$181.1M
Non-Disc.$387.5K
Employees5
Clients400
DateMar 2012
Total AUM$150.2M
Discretionary$150.1M
Non-Disc.$48.5K
Employees1
Clients300
DateMay 2011
Total AUM$142.4M
Discretionary$142.3M
Non-Disc.$64.6K
Employees5
Clients--
DateMar 2011
Total AUM$142.4M
Discretionary$142.3M
Non-Disc.$64.6K
Employees5
Clients--
DateNov 2010
Total AUM$123.2M
Discretionary$122.3M
Non-Disc.$838.2K
Employees5
Clients--
DateMar 2008
Total AUM$113M
Discretionary$111.9M
Non-Disc.$1.1M
Employees5
Clients--
DateMar 2007
Total AUM$107.2M
Discretionary$107M
Non-Disc.$227.8K
Employees5
Clients--
DateMar 2006
Total AUM$106.4M
Discretionary$106.3M
Non-Disc.$86.1K
Employees5
Clients--
DateApr 2002
Total AUM$63.9M
Discretionary$63.8M
Non-Disc.$118.8K
Employees5
Clients--
DateOct 2001
Total AUM$46.3M
Discretionary$46.2M
Non-Disc.$173.2K
Employees5
Clients--