HEACOCK & JONES FINANCIAL SERVICES, INC.
CRD #115762 SEC #801-58064 DUBUQUE, IA 563-585-1400
SEC Registered
Total AUM
$385.5M
Discretionary
$384.6M
Employees
8
Clients
0
Accounts
669
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| HEACOCK, RITA, JEAN | I | DIRECTOR | NA | |
| JONES, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| JONES, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| KLUESNER, SHARON, KATHLEEN | I | VICE PRESIDENT, SECRETARY, DIRECTOR | NA | |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HEACOCK, PAUL, JOHN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (11)
AK AR AZ FL IA IL MI MN NE TX WI
Address
1545 ASSOCIATES DRIVE, SUITE 102DUBUQUE, IA 52002
United States
Phone: 563-585-1400