SMART INVESTOR, LLC
CRD #116587 SEC #801-61937 ROSEVILLE, CA 916-773-5217
SEC Registered
Total AUM
$682.7M
Discretionary
$682.7M
Employees
18
Clients
26
Accounts
1,058
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $682.7M | $682.7M | $0 | 18 | 7 |
| Mar 2021 | $564.3M | $563.7M | $576.7K | 14 | 0 |
| Sep 2020 | $574.7M | $574.4M | $272.1K | 10 | 0 |
| Aug 2020 | $574.7M | $574.4M | $272.1K | 10 | 0 |
| Jun 2020 | $574.7M | $574.4M | $272.1K | 10 | 0 |
| Apr 2020 | $574.7M | $574.4M | $272.1K | 10 | 0 |
| Mar 2020 | $574.7M | $574.4M | $272.1K | 10 | 0 |
| Dec 2019 | $415.9M | $415.9M | $0 | 10 | 20 |
| Jul 2019 | $415.9M | $415.9M | $0 | 10 | 20 |
| Mar 2019 | $415.9M | $415.9M | $0 | 10 | 20 |
| Feb 2019 | $308.6M | $308M | $566.4K | 7 | 1 |
| Apr 2018 | $308.6M | $308M | $566.4K | 7 | 1 |
| Mar 2018 | $308.6M | $308M | $566.4K | 7 | 1 |
| Jun 2017 | $248M | $247.9M | $122K | 6 | 400 |
| Mar 2017 | $248M | $247.9M | $122K | 6 | 400 |
| Feb 2017 | $257M | $257M | $0 | 6 | 300 |
| Jan 2017 | $257M | $257M | $0 | 6 | 300 |
| Mar 2016 | $257M | $257M | $0 | 6 | 300 |
| Mar 2015 | $252.8M | $252.8M | $0 | 5 | 300 |
| Aug 2014 | $223.5M | $223.5M | $0 | 5 | 300 |
| Mar 2014 | $223.5M | $223.5M | $0 | 5 | 300 |
| Jun 2013 | $201.6M | $201.6M | $0 | 5 | 300 |
| Mar 2013 | $201.6M | $201.6M | $0 | 5 | 300 |
| Mar 2012 | $180.1M | $178.4M | $1.8M | 6 | 343 |
| Jun 2011 | $169.7M | $159.5M | $10.1M | 10 | -- |
| Apr 2011 | $160.3M | $151.8M | $8.5M | 10 | -- |
| Feb 2010 | $144.1M | $127.7M | $16.4M | 10 | -- |
| Feb 2010 | $144.1M | $127.7M | $16.4M | 10 | -- |
| Feb 2009 | $113.8M | $99.7M | $14M | 10 | -- |
| Nov 2007 | $143M | $128.5M | $14.5M | 10 | -- |
| Mar 2007 | $143M | $128.5M | $14.5M | 10 | -- |
| Feb 2006 | $85.1M | $82.9M | $2.2M | 10 | -- |
| Sep 2005 | $75.1M | $75.1M | $0 | 5 | -- |
DateMar 2022
Total AUM$682.7M
Discretionary$682.7M
Non-Disc.$0
Employees18
Clients7
DateMar 2021
Total AUM$564.3M
Discretionary$563.7M
Non-Disc.$576.7K
Employees14
Clients0
DateSep 2020
Total AUM$574.7M
Discretionary$574.4M
Non-Disc.$272.1K
Employees10
Clients0
DateAug 2020
Total AUM$574.7M
Discretionary$574.4M
Non-Disc.$272.1K
Employees10
Clients0
DateJun 2020
Total AUM$574.7M
Discretionary$574.4M
Non-Disc.$272.1K
Employees10
Clients0
DateApr 2020
Total AUM$574.7M
Discretionary$574.4M
Non-Disc.$272.1K
Employees10
Clients0
DateMar 2020
Total AUM$574.7M
Discretionary$574.4M
Non-Disc.$272.1K
Employees10
Clients0
DateDec 2019
Total AUM$415.9M
Discretionary$415.9M
Non-Disc.$0
Employees10
Clients20
DateJul 2019
Total AUM$415.9M
Discretionary$415.9M
Non-Disc.$0
Employees10
Clients20
DateMar 2019
Total AUM$415.9M
Discretionary$415.9M
Non-Disc.$0
Employees10
Clients20
DateFeb 2019
Total AUM$308.6M
Discretionary$308M
Non-Disc.$566.4K
Employees7
Clients1
DateApr 2018
Total AUM$308.6M
Discretionary$308M
Non-Disc.$566.4K
Employees7
Clients1
DateMar 2018
Total AUM$308.6M
Discretionary$308M
Non-Disc.$566.4K
Employees7
Clients1
DateJun 2017
Total AUM$248M
Discretionary$247.9M
Non-Disc.$122K
Employees6
Clients400
DateMar 2017
Total AUM$248M
Discretionary$247.9M
Non-Disc.$122K
Employees6
Clients400
DateFeb 2017
Total AUM$257M
Discretionary$257M
Non-Disc.$0
Employees6
Clients300
DateJan 2017
Total AUM$257M
Discretionary$257M
Non-Disc.$0
Employees6
Clients300
DateMar 2016
Total AUM$257M
Discretionary$257M
Non-Disc.$0
Employees6
Clients300
DateMar 2015
Total AUM$252.8M
Discretionary$252.8M
Non-Disc.$0
Employees5
Clients300
DateAug 2014
Total AUM$223.5M
Discretionary$223.5M
Non-Disc.$0
Employees5
Clients300
DateMar 2014
Total AUM$223.5M
Discretionary$223.5M
Non-Disc.$0
Employees5
Clients300
DateJun 2013
Total AUM$201.6M
Discretionary$201.6M
Non-Disc.$0
Employees5
Clients300
DateMar 2013
Total AUM$201.6M
Discretionary$201.6M
Non-Disc.$0
Employees5
Clients300
DateMar 2012
Total AUM$180.1M
Discretionary$178.4M
Non-Disc.$1.8M
Employees6
Clients343
DateJun 2011
Total AUM$169.7M
Discretionary$159.5M
Non-Disc.$10.1M
Employees10
Clients--
DateApr 2011
Total AUM$160.3M
Discretionary$151.8M
Non-Disc.$8.5M
Employees10
Clients--
DateFeb 2010
Total AUM$144.1M
Discretionary$127.7M
Non-Disc.$16.4M
Employees10
Clients--
DateFeb 2010
Total AUM$144.1M
Discretionary$127.7M
Non-Disc.$16.4M
Employees10
Clients--
DateFeb 2009
Total AUM$113.8M
Discretionary$99.7M
Non-Disc.$14M
Employees10
Clients--
DateNov 2007
Total AUM$143M
Discretionary$128.5M
Non-Disc.$14.5M
Employees10
Clients--
DateMar 2007
Total AUM$143M
Discretionary$128.5M
Non-Disc.$14.5M
Employees10
Clients--
DateFeb 2006
Total AUM$85.1M
Discretionary$82.9M
Non-Disc.$2.2M
Employees10
Clients--
DateSep 2005
Total AUM$75.1M
Discretionary$75.1M
Non-Disc.$0
Employees5
Clients--