SMART INVESTOR, LLC
CRD #116587 SEC #801-61937 ROSEVILLE, CA 916-773-5217
SEC Registered
Total AUM
$682.7M
Discretionary
$682.7M
Employees
18
Clients
26
Accounts
1,058
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2022
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERRMANN, TINA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERRMANN, TINA, LYNN | I | COMPLIANCE OFFICER | NA | |
| HERRMANN, TINA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRMANN, TINA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRMANN, TINA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRMANN, TINA, LYNN | I | COMPLIANCE OFFICER | NA | |
| HERRMANN, TINA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRMANN, TINA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLST, JAMES, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUA, JAMES, RICHARD | I | PORTFOLIO MANAGER | NA | |
| LANDUA, JAMES, RICHARD | I | PORTFOLIO MANAGER | NA | |
| LANDUA, JAMES, RICHARD | I | VICE PRESIDENT INVESTMENTS | NA | Control |
| LANDUA, JAMES, RICHARD | I | VICE PRESIDENT INVESTMENTS | NA | Control |
| LANDUA, JAMES, RICHARD | I | VICE PRESIDENT INVESTMENTS | NA | Control |
| LANDUA, JAMES, RICHARD | I | VICE PRESIDENT INVESTMENTS | NA | Control |
| LANDUA, JAMES, RICHARD | I | VICE PRESIDENT INVESTMENTS | NA | Control |
| LANDUA, JAMES, RICHARD | I | VICE PRESIDENT INVESTMENTS | NA | |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| TUDOR, MICHAEL, GREGORY | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | PRESIDENT | E | Control |
| HENRIQUES, ALLAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SLOY DAHL & HOLST INC | DE | OWNER | E | Control |
| SLOY DAHL & HOLST INC | FE | OWNER | E | Control |
| SLOY DAHL & HOLST INC | FE | OWNER | E | Control |
| SLOY DAHL & HOLST INC | DE | OWNER | E | Control |
| SLOY DAHL & HOLST INC | DE | OWNER | E | Control |
| SLOY DAHL & HOLST INC | DE | OWNER | E | Control |
| SLOY DAHL & HOLST INC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
| SLOY, DAHL & HOLST, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| HOLST, JAMES, CRAIG | I | HOLST HOLDINGS, INC | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST HOLDINGS, INC. | E | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST HOLDINGS, INC | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| HOLST, JAMES, CRAIG | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, DAHL & HOLST HOLDINGS, INC. | DE | SLOY, DAHL & HOLST, LLC | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
| SLOY, RONALD, JOSEPH | I | SLOY, DAHL & HOLST, INC. | D | Control |
Registrations
Federal
IA
Mar 18, 2022 REGISTERED
Notice Filings (7)
CA NC NE NV OR TX WA
Address
2130 PROFESSIONAL DRIVESUITE 190
ROSEVILLE, CA 95661
United States
Phone: 916-773-5217