PLANMEMBER SECURITIES CORPORATION
CRD #11869 SEC #801-39177 CARPINTERIA, CA 805-684-1199
SEC Registered Broker-Dealer Disclosures
Total AUM
$9B
Discretionary
$9B
Employees
432
Clients
101
Accounts
68,978
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $9B | $9B | $0 | 432 | 100 |
| Mar 2025 | $8.3B | $8.3B | $0 | 427 | 100 |
| Feb 2025 | $8.3B | $8.3B | $0 | 427 | 100 |
| Dec 2024 | $8.3B | $8.3B | $0 | 427 | 100 |
| Oct 2024 | $8.3B | $8.3B | $0 | 427 | 100 |
| Mar 2024 | $8.3B | $8.3B | $0 | 427 | 100 |
| Mar 2023 | $7.5B | $7.5B | $0 | 459 | 114 |
| Jan 2023 | $8.2B | $8.2B | $0 | 319 | 37 |
| Dec 2022 | $8.2B | $8.2B | $0 | 319 | 37 |
| Sep 2022 | $8.2B | $8.2B | $0 | 319 | 37 |
| Aug 2022 | $8.2B | $8.2B | $0 | 319 | 37 |
| Jun 2022 | $8.2B | $8.2B | $0 | 319 | 37 |
| Mar 2022 | $8.2B | $8.2B | $0 | 319 | 37 |
| Jan 2022 | $6.2B | $6.2B | $0 | 270 | 28 |
| Oct 2021 | $6.2B | $6.2B | $0 | 270 | 28 |
| Aug 2021 | $6.2B | $6.2B | $0 | 270 | 28 |
| Aug 2021 | $6.2B | $6.2B | $0 | 270 | 28 |
| Apr 2021 | $6.2B | $6.2B | $0 | 270 | 28 |
| Mar 2021 | $6.2B | $6.2B | $0 | 270 | 28 |
| Jan 2021 | $5.3B | $5.3B | $0 | 263 | 31 |
| Jun 2020 | $5.3B | $5.3B | $0 | 263 | 31 |
| May 2020 | $5.3B | $5.3B | $0 | 263 | 31 |
| May 2020 | $5.3B | $5.3B | $0 | 263 | 31 |
| Jul 2019 | $4.3B | $4.3B | $29.4M | 274 | 85 |
| Mar 2019 | $4.3B | $4.3B | $29.4M | 274 | 85 |
| Mar 2018 | $4.2B | $4.2B | $0 | 264 | 194 |
| Apr 2017 | $3.2B | $3.2B | $0 | 635 | 59,400 |
| Mar 2017 | $3.2B | $3.2B | $0 | 635 | 59,400 |
| Oct 2016 | $2.6B | $2.6B | $0 | 615 | 59,400 |
| Mar 2016 | $2.6B | $2.6B | $0 | 615 | 59,400 |
| Mar 2015 | $3.3B | $2.5B | $809.9M | 549 | 59,400 |
| Mar 2014 | $3.1B | $3.1B | $1.8M | 553 | 34,600 |
| Mar 2013 | $2.6B | $2.6B | $1.7M | 443 | 31,257 |
| Feb 2013 | $2.6B | $2.6B | $1.7M | 443 | 31,257 |
| Mar 2012 | $2.3B | $2.3B | $1.5M | 251 | 31,000 |
| May 2011 | $2B | $2B | $1.3M | 251 | -- |
| Mar 2011 | $1.1B | $1.1B | $1.1M | 251 | -- |
| Mar 2010 | $1.1B | $1.1B | $1.1M | 251 | -- |
| Mar 2008 | $1B | $1B | $1.1M | 251 | -- |
| Mar 2007 | $897.2M | $895.5M | $1.7M | 251 | -- |
| Mar 2006 | $755.9M | $754.4M | $1.6M | 251 | -- |
| Jan 2006 | $764.7M | $764.7M | $0 | 251 | -- |
| Jan 2005 | $563.9M | $563.9M | $0 | 251 | -- |
| Apr 2002 | $500M | $500M | $0 | 251 | -- |
| Sep 2001 | $600M | $600M | $0 | 251 | -- |
| Jun 2001 | $600M | $600M | $0 | 251 | -- |
| May 2001 | $600M | $600M | $0 | 251 | -- |
DateMar 2025
Total AUM$9B
Discretionary$9B
Non-Disc.$0
Employees432
Clients100
DateMar 2025
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$0
Employees427
Clients100
DateFeb 2025
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$0
Employees427
Clients100
DateDec 2024
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$0
Employees427
Clients100
DateOct 2024
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$0
Employees427
Clients100
DateMar 2024
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$0
Employees427
Clients100
DateMar 2023
Total AUM$7.5B
Discretionary$7.5B
Non-Disc.$0
Employees459
Clients114
DateJan 2023
Total AUM$8.2B
Discretionary$8.2B
Non-Disc.$0
Employees319
Clients37
DateDec 2022
Total AUM$8.2B
Discretionary$8.2B
Non-Disc.$0
Employees319
Clients37
DateSep 2022
Total AUM$8.2B
Discretionary$8.2B
Non-Disc.$0
Employees319
Clients37
DateAug 2022
Total AUM$8.2B
Discretionary$8.2B
Non-Disc.$0
Employees319
Clients37
DateJun 2022
Total AUM$8.2B
Discretionary$8.2B
Non-Disc.$0
Employees319
Clients37
DateMar 2022
Total AUM$8.2B
Discretionary$8.2B
Non-Disc.$0
Employees319
Clients37
DateJan 2022
Total AUM$6.2B
Discretionary$6.2B
Non-Disc.$0
Employees270
Clients28
DateOct 2021
Total AUM$6.2B
Discretionary$6.2B
Non-Disc.$0
Employees270
Clients28
DateAug 2021
Total AUM$6.2B
Discretionary$6.2B
Non-Disc.$0
Employees270
Clients28
DateAug 2021
Total AUM$6.2B
Discretionary$6.2B
Non-Disc.$0
Employees270
Clients28
DateApr 2021
Total AUM$6.2B
Discretionary$6.2B
Non-Disc.$0
Employees270
Clients28
DateMar 2021
Total AUM$6.2B
Discretionary$6.2B
Non-Disc.$0
Employees270
Clients28
DateJan 2021
Total AUM$5.3B
Discretionary$5.3B
Non-Disc.$0
Employees263
Clients31
DateJun 2020
Total AUM$5.3B
Discretionary$5.3B
Non-Disc.$0
Employees263
Clients31
DateMay 2020
Total AUM$5.3B
Discretionary$5.3B
Non-Disc.$0
Employees263
Clients31
DateMay 2020
Total AUM$5.3B
Discretionary$5.3B
Non-Disc.$0
Employees263
Clients31
DateJul 2019
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$29.4M
Employees274
Clients85
DateMar 2019
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$29.4M
Employees274
Clients85
DateMar 2018
Total AUM$4.2B
Discretionary$4.2B
Non-Disc.$0
Employees264
Clients194
DateApr 2017
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees635
Clients59,400
DateMar 2017
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees635
Clients59,400
DateOct 2016
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees615
Clients59,400
DateMar 2016
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees615
Clients59,400
DateMar 2015
Total AUM$3.3B
Discretionary$2.5B
Non-Disc.$809.9M
Employees549
Clients59,400
DateMar 2014
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$1.8M
Employees553
Clients34,600
DateMar 2013
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$1.7M
Employees443
Clients31,257
DateFeb 2013
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$1.7M
Employees443
Clients31,257
DateMar 2012
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$1.5M
Employees251
Clients31,000
DateMay 2011
Total AUM$2B
Discretionary$2B
Non-Disc.$1.3M
Employees251
Clients--
DateMar 2011
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.1M
Employees251
Clients--
DateMar 2010
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.1M
Employees251
Clients--
DateMar 2008
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees251
Clients--
DateMar 2007
Total AUM$897.2M
Discretionary$895.5M
Non-Disc.$1.7M
Employees251
Clients--
DateMar 2006
Total AUM$755.9M
Discretionary$754.4M
Non-Disc.$1.6M
Employees251
Clients--
DateJan 2006
Total AUM$764.7M
Discretionary$764.7M
Non-Disc.$0
Employees251
Clients--
DateJan 2005
Total AUM$563.9M
Discretionary$563.9M
Non-Disc.$0
Employees251
Clients--
DateApr 2002
Total AUM$500M
Discretionary$500M
Non-Disc.$0
Employees251
Clients--
DateSep 2001
Total AUM$600M
Discretionary$600M
Non-Disc.$0
Employees251
Clients--
DateJun 2001
Total AUM$600M
Discretionary$600M
Non-Disc.$0
Employees251
Clients--
DateMay 2001
Total AUM$600M
Discretionary$600M
Non-Disc.$0
Employees251
Clients--