PLANMEMBER SECURITIES CORPORATION
CRD #11869 SEC #801-39177 CARPINTERIA, CA 805-684-1199
SEC Registered Broker-Dealer Disclosures
Total AUM
$9B
Discretionary
$9B
Employees
432
Clients
101
Accounts
68,978
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 350
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BOWMAN, BYRON FRANCIS | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| CHRISTIAN, CHARLIE KENT | I | EVP SALES & BUSINESS DEVELOPMENT | NA | |
| CHRISTIAN, CHARLIE KENT | I | EVP SALES & BUSINESS DEVELOPMENT | NA | |
| CHRISTIAN, CHARLIE KENT | I | EVP SALES & BUSINESS DEVELOPMENT | NA | |
| CHRISTIAN, CHARLIE KENT | I | EVP SALES & BUSINESS DEVELOPMENT | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| FORD, RICHARD HILLYARD | I | SVP BROKER DEALER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP FINANCE | NA | |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| JANEWAY, TERRALL JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| JANEWAY, TERRALL JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KARFONTA, JEFFREY FRANK | I | SVP FINANCE | NA | |
| KEMBLE, WILLIAM STARR | I | VICE PRESIDENT FINANCE/FINOP | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| KEMBLE, WILLIAM STARR | I | SR. VICE PRESIDENT FINANCE/FINOP/CFO | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL ANTHONY JR | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| NEPERUD, STEVEN JEROME | I | VICE PRESIDENT BUSINESS DEVELOPMENT | NA | |
| NEPERUD, STEVEN JEROME | I | VICE PRESIDENT BUSINESS DEVELOPMENT | NA | |
| NEPERUD, STEVEN JEROME | I | VICE PRESIDENT BUSINESS DEVELOPMENT | NA | |
| NEPERUD, STEVEN JEROME | I | VICE PRESIDENT BUSINESS DEVELOPMENT | NA | |
| STONEDAMEN, PATRICIA MARIE | I | VICE PRESIDENT -CORPORATE LEGAL | NA | |
| STONEDAMEN, PATRICIA MARIE | I | VICE PRESIDENT -CORPORATE LEGAL | NA | |
| STONEDAMEN, PATRICIA MARIE | I | VICE PRESIDENT -CORPORATE LEGAL | NA | |
| STONEDAMEN, PATRICIA MARIE | I | VICE PRESIDENT -CORPORATE LEGAL | NA | |
| STONEDAMEN, PATRICIA MARIE | I | VICE PRESIDENT LEGAL/COMPLIANCE | NA | |
| STONEDAMEN, PATRICIA MARIE | I | VICE PRESIDENT LEGAL | NA | |
| VALENZUELA, ABDIEL ALAN | I | VP OF COMPLIANCE/CCO | NA | |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON MICHAEL | I | PRESIDENT | NA | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| HILLS, AUSTIN EDWARD | I | PLANMEMBER FINANCIAL CORPORATION | D | |
| HILLS, AUSTIN EDWARD | I | PLANMEMBER FINANCIAL CORPORATION | D | |
| HILLS, AUSTIN EDWARD | I | PLANMEMBER FINANCIAL CORPORATION | D | |
| HUNT CAPITAL GROWTH FUND II, L.P. | DE | PLANMEMBER FINANCIAL CORPORATION | D | |
| HUNT CAPITAL GROWTH FUND II, L.P. | DE | PLANMEMBER FINANCIAL CORPORATION | D | |
| HUNT CAPITAL GROWTH FUND II, L.P. | DE | PLANMEMBER FINANCIAL CORPORATION | D | |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| LOVELL MINNICK EQUITY PARTNERS II, LP | DE | PLANMEMBER FINANCIAL CORPORATION | D | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| COLLINS, MARIE ESTES | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| COLLINS, MARIE ESTES | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| COLLINS, MARIE ESTES | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| CORNERSTONE FUND I, L.L.C. | DE | PLANMEMBER FINANCIAL CORPORATION | C | |
| CORNERSTONE FUND I, L.L.C. | DE | PLANMEMBER FINANCIAL CORPORATION | C | |
| CORNERSTONE FUND I, L.L.C. | DE | PLANMEMBER FINANCIAL CORPORATION | C | |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| LONDON, ROBERT SCOTT | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| LONDON, ROBERT SCOTT | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| LONDON, ROBERT SCOTT | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| ZIEHL, DEAN ALAN | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| ZIEHL, DEAN ALAN | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| ZIEHL, DEAN ALAN | I | PLANMEMBER FINANCIAL CORPORATION | C | |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| ZIEHL, JON MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
6187 CARPINTERIA AVENUECARPINTERIA, CA 93013
United States
Phone: 805-684-1199