SHEAFF BROCK INVESTMENT ADVISORS, LLC
CRD #118739 SEC #801-60978 INDIANAPOLIS, IN 317-705-5700
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
26
Clients
26
Accounts
1,778
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $1.4B | $1.4B | $0 | 26 | 0 |
| Mar 2024 | $1.4B | $1.4B | $0 | 25 | 0 |
| Sep 2023 | $1B | $1B | $377.4K | 25 | 0 |
| Mar 2023 | $1B | $1B | $377.4K | 25 | 0 |
| Mar 2023 | $1B | $1B | $377.4K | 25 | 0 |
| Mar 2022 | $1.4B | $1.4B | $1.1M | 25 | 0 |
| Mar 2021 | $1.2B | $1.1B | $9.2M | 28 | 0 |
| Nov 2020 | $1B | $1B | $1.1M | 26 | 0 |
| Sep 2020 | $1B | $1B | $1.1M | 26 | 0 |
| Jun 2020 | $1B | $1B | $1.1M | 26 | 0 |
| Jun 2020 | $1B | $1B | $1.1M | 26 | 0 |
| May 2020 | $1B | $1B | $1.1M | 26 | 0 |
| Mar 2020 | $1B | $1B | $1.1M | 26 | 0 |
| May 2019 | $846M | $845.3M | $702.8K | 28 | 0 |
| May 2019 | $846M | $845.3M | $702.8K | 28 | 0 |
| Mar 2019 | $846M | $845.3M | $702.8K | 28 | 0 |
| Dec 2018 | $1B | $1B | $493.1K | 29 | 0 |
| Jul 2018 | $1B | $1B | $493.1K | 29 | 0 |
| Jun 2018 | $1B | $1B | $493.1K | 29 | 0 |
| Apr 2018 | $1B | $1B | $493.1K | 29 | 0 |
| Mar 2018 | $1B | $1B | $493.1K | 29 | 0 |
| Mar 2018 | $1B | $1B | $493.1K | 29 | 1,087 |
| Mar 2018 | $1B | $1B | $488.7K | 29 | 1,087 |
| Jun 2017 | $1.1B | $1.1B | $0 | 30 | 1,265 |
| Jun 2017 | $1.1B | $1.1B | $0 | 30 | 1,265 |
| May 2017 | $1.1B | $1.1B | $0 | 30 | 1,265 |
| Apr 2017 | $1.1B | $1.1B | $0 | 30 | 1,265 |
| Mar 2017 | $1.1B | $1.1B | $0 | 30 | 1,265 |
| Mar 2017 | $1.1B | $1.1B | $0 | 30 | 1,265 |
| Dec 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Dec 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Nov 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Nov 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Nov 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Sep 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Aug 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Aug 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Jun 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Apr 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Mar 2016 | $1.1B | $1.1B | $0 | 35 | 1,300 |
| Dec 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Oct 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Sep 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Sep 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Sep 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Aug 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Jul 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Jun 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Jun 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| May 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Mar 2015 | $1.2B | $1.2B | $0 | 31 | 1,800 |
| Feb 2015 | $645.4M | $645.4M | $0 | 18 | 1,100 |
| Feb 2015 | $645.4M | $645.4M | $0 | 18 | 1,100 |
| Jan 2015 | $645.4M | $645.4M | $0 | 18 | 1,100 |
| Dec 2014 | $645.4M | $645.4M | $0 | 18 | 1,100 |
| Nov 2014 | $645.4M | $645.4M | $0 | 18 | 1,100 |
| Mar 2014 | $645.4M | $645.4M | $0 | 18 | 1,100 |
| Dec 2013 | $510M | $510M | $0 | 13 | 800 |
| Sep 2013 | $510M | $510M | $0 | 13 | 800 |
| May 2013 | $415M | $415M | $0 | 13 | 800 |
| May 2013 | $415M | $415M | $0 | 13 | 800 |
| Mar 2013 | $415M | $415M | $0 | 13 | 800 |
| Jun 2012 | $323M | $323M | $0 | 6 | 800 |
| May 2012 | $323M | $323M | $0 | 6 | 800 |
| May 2012 | $323M | $323M | $0 | 6 | 800 |
| Apr 2012 | $323M | $323M | $0 | 6 | 800 |
| Apr 2012 | $323M | $323M | $0 | 6 | 800 |
| Apr 2012 | $323M | $323M | $0 | 6 | 800 |
| Feb 2012 | $325M | $325M | $0 | 6 | 800 |
| Mar 2011 | $280M | $280M | $0 | 10 | -- |
| Jul 2010 | $201M | $201M | $0 | 10 | -- |
| May 2010 | $201M | $201M | $0 | 10 | -- |
| Mar 2010 | $201M | $201M | $0 | 10 | -- |
| Sep 2008 | $270M | $208M | $62M | 10 | -- |
| Mar 2008 | $270M | $208M | $62M | 10 | -- |
| Dec 2007 | $206M | $114M | $92M | 10 | -- |
| Nov 2007 | $206M | $114M | $92M | 10 | -- |
| Sep 2007 | $206M | $114M | $92M | 10 | -- |
| Feb 2007 | $206M | $114M | $92M | 10 | -- |
| Dec 2006 | $207M | $115M | $92M | 10 | -- |
| Mar 2006 | $133.1M | $71.8M | $61.2M | 5 | -- |
| Jun 2004 | $115M | $52M | $63M | 5 | -- |
| Jan 2004 | $98M | $37M | $61M | 5 | -- |
DateMar 2025
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees26
Clients0
DateMar 2024
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees25
Clients0
DateSep 2023
Total AUM$1B
Discretionary$1B
Non-Disc.$377.4K
Employees25
Clients0
DateMar 2023
Total AUM$1B
Discretionary$1B
Non-Disc.$377.4K
Employees25
Clients0
DateMar 2023
Total AUM$1B
Discretionary$1B
Non-Disc.$377.4K
Employees25
Clients0
DateMar 2022
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$1.1M
Employees25
Clients0
DateMar 2021
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$9.2M
Employees28
Clients0
DateNov 2020
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees26
Clients0
DateSep 2020
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees26
Clients0
DateJun 2020
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees26
Clients0
DateJun 2020
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees26
Clients0
DateMay 2020
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees26
Clients0
DateMar 2020
Total AUM$1B
Discretionary$1B
Non-Disc.$1.1M
Employees26
Clients0
DateMay 2019
Total AUM$846M
Discretionary$845.3M
Non-Disc.$702.8K
Employees28
Clients0
DateMay 2019
Total AUM$846M
Discretionary$845.3M
Non-Disc.$702.8K
Employees28
Clients0
DateMar 2019
Total AUM$846M
Discretionary$845.3M
Non-Disc.$702.8K
Employees28
Clients0
DateDec 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$493.1K
Employees29
Clients0
DateJul 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$493.1K
Employees29
Clients0
DateJun 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$493.1K
Employees29
Clients0
DateApr 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$493.1K
Employees29
Clients0
DateMar 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$493.1K
Employees29
Clients0
DateMar 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$493.1K
Employees29
Clients1,087
DateMar 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$488.7K
Employees29
Clients1,087
DateJun 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees30
Clients1,265
DateJun 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees30
Clients1,265
DateMay 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees30
Clients1,265
DateApr 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees30
Clients1,265
DateMar 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees30
Clients1,265
DateMar 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees30
Clients1,265
DateDec 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateDec 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateNov 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateNov 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateNov 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateSep 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateAug 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateAug 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateJun 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateApr 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateMar 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees35
Clients1,300
DateDec 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateOct 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateSep 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateSep 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateSep 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateAug 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateJul 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateJun 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateJun 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateMay 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateMar 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees31
Clients1,800
DateFeb 2015
Total AUM$645.4M
Discretionary$645.4M
Non-Disc.$0
Employees18
Clients1,100
DateFeb 2015
Total AUM$645.4M
Discretionary$645.4M
Non-Disc.$0
Employees18
Clients1,100
DateJan 2015
Total AUM$645.4M
Discretionary$645.4M
Non-Disc.$0
Employees18
Clients1,100
DateDec 2014
Total AUM$645.4M
Discretionary$645.4M
Non-Disc.$0
Employees18
Clients1,100
DateNov 2014
Total AUM$645.4M
Discretionary$645.4M
Non-Disc.$0
Employees18
Clients1,100
DateMar 2014
Total AUM$645.4M
Discretionary$645.4M
Non-Disc.$0
Employees18
Clients1,100
DateDec 2013
Total AUM$510M
Discretionary$510M
Non-Disc.$0
Employees13
Clients800
DateSep 2013
Total AUM$510M
Discretionary$510M
Non-Disc.$0
Employees13
Clients800
DateMay 2013
Total AUM$415M
Discretionary$415M
Non-Disc.$0
Employees13
Clients800
DateMay 2013
Total AUM$415M
Discretionary$415M
Non-Disc.$0
Employees13
Clients800
DateMar 2013
Total AUM$415M
Discretionary$415M
Non-Disc.$0
Employees13
Clients800
DateJun 2012
Total AUM$323M
Discretionary$323M
Non-Disc.$0
Employees6
Clients800
DateMay 2012
Total AUM$323M
Discretionary$323M
Non-Disc.$0
Employees6
Clients800
DateMay 2012
Total AUM$323M
Discretionary$323M
Non-Disc.$0
Employees6
Clients800
DateApr 2012
Total AUM$323M
Discretionary$323M
Non-Disc.$0
Employees6
Clients800
DateApr 2012
Total AUM$323M
Discretionary$323M
Non-Disc.$0
Employees6
Clients800
DateApr 2012
Total AUM$323M
Discretionary$323M
Non-Disc.$0
Employees6
Clients800
DateFeb 2012
Total AUM$325M
Discretionary$325M
Non-Disc.$0
Employees6
Clients800
DateMar 2011
Total AUM$280M
Discretionary$280M
Non-Disc.$0
Employees10
Clients--
DateJul 2010
Total AUM$201M
Discretionary$201M
Non-Disc.$0
Employees10
Clients--
DateMay 2010
Total AUM$201M
Discretionary$201M
Non-Disc.$0
Employees10
Clients--
DateMar 2010
Total AUM$201M
Discretionary$201M
Non-Disc.$0
Employees10
Clients--
DateSep 2008
Total AUM$270M
Discretionary$208M
Non-Disc.$62M
Employees10
Clients--
DateMar 2008
Total AUM$270M
Discretionary$208M
Non-Disc.$62M
Employees10
Clients--
DateDec 2007
Total AUM$206M
Discretionary$114M
Non-Disc.$92M
Employees10
Clients--
DateNov 2007
Total AUM$206M
Discretionary$114M
Non-Disc.$92M
Employees10
Clients--
DateSep 2007
Total AUM$206M
Discretionary$114M
Non-Disc.$92M
Employees10
Clients--
DateFeb 2007
Total AUM$206M
Discretionary$114M
Non-Disc.$92M
Employees10
Clients--
DateDec 2006
Total AUM$207M
Discretionary$115M
Non-Disc.$92M
Employees10
Clients--
DateMar 2006
Total AUM$133.1M
Discretionary$71.8M
Non-Disc.$61.2M
Employees5
Clients--
DateJun 2004
Total AUM$115M
Discretionary$52M
Non-Disc.$63M
Employees5
Clients--
DateJan 2004
Total AUM$98M
Discretionary$37M
Non-Disc.$61M
Employees5
Clients--