SHEAFF BROCK INVESTMENT ADVISORS, LLC
CRD #118739 SEC #801-60978 INDIANAPOLIS, IN 317-705-5700
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
26
Clients
26
Accounts
1,778
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| BRUCH, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUCH, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUCH, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUCH, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUCH, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUCH, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURZAWA, AUDREY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| SHEAFF BROCK CAPITAL MANAGEMENT, LLC | DE | HOLDING CO | E | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| BROCK, RONALD, ROBERT | I | MEMBER/CHIEF FINANCIAL OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
| GILREATH, DAVID, SHEAFF | I | MEMBER/ CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| BROCK, RONALD, ROBERT | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
| GILREATH, DAVID, SHEAFF | I | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | D | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
8801 RIVER CROSSING BLVDSUITE 100
INDIANAPOLIS, IN 46240
United States
Phone: 317-705-5700