SWS CAPITAL MANAGEMENT, LLC
CRD #119043 SEC #801-61480 NEW YORK, NY 212-461-6500
SEC Registered Private Funds
Total AUM
$425.5M
Discretionary
$380.3M
Employees
10
Clients
0
Accounts
9
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $425.5M | $380.3M | $45.2M | 10 | 1 |
| Feb 2025 | $498M | $459.9M | $38.1M | 9 | 1 |
| Jan 2025 | $498M | $459.9M | $38.1M | 9 | 1 |
| May 2024 | $498M | $459.9M | $38.1M | 9 | 1 |
| Mar 2024 | $498M | $459.9M | $38.1M | 9 | 1 |
| May 2023 | $218.4M | $218.4M | $0 | 10 | 1 |
| Mar 2023 | $218.4M | $218.4M | $0 | 10 | 1 |
| May 2022 | $207.3M | $207.3M | $0 | 10 | 1 |
| Mar 2022 | $207.3M | $207.3M | $0 | 10 | 1 |
| Mar 2021 | $85.7M | $85.7M | $0 | 8 | 1 |
| Oct 2020 | $86.2M | $86.2M | $0 | 6 | 1 |
| Mar 2020 | $74.7M | $74.7M | $0 | 5 | 1 |
| Dec 2019 | $91.9M | $91.9M | $0 | 5 | 1 |
| Mar 2019 | $44.5M | $44.5M | $0 | 5 | 1 |
| Mar 2018 | $71.3M | $71.3M | $0 | 5 | 2 |
| Mar 2017 | $88M | $88M | $0 | 5 | 1 |
| Mar 2016 | $45M | $45M | $0 | 5 | 1 |
| Mar 2015 | $45M | $45M | $0 | 5 | 1 |
| Sep 2014 | $1.6B | $1.6B | $0 | 5 | 1 |
| Mar 2014 | $1.6B | $1.6B | $0 | 5 | 1 |
| Nov 2013 | $1.6B | $1.6B | $0 | 5 | 1 |
| Mar 2013 | $1.6B | $1.6B | $0 | 4 | 1 |
| May 2012 | $2B | $2B | $0 | 6 | 1 |
| Apr 2012 | $2B | $2B | $0 | 6 | 1 |
| Mar 2012 | $2B | $2B | $0 | 6 | 1 |
| Mar 2011 | $1.9B | $1.9B | $0 | 10 | -- |
| Aug 2007 | $849.7M | $809.7M | $40M | 5 | -- |
| Mar 2007 | $849.7M | $809.7M | $40M | 5 | -- |
| Mar 2004 | $203.5M | $203.5M | $0 | 5 | -- |
| Oct 2003 | $218M | $218M | $0 | 5 | -- |
DateMar 2025
Total AUM$425.5M
Discretionary$380.3M
Non-Disc.$45.2M
Employees10
Clients1
DateFeb 2025
Total AUM$498M
Discretionary$459.9M
Non-Disc.$38.1M
Employees9
Clients1
DateJan 2025
Total AUM$498M
Discretionary$459.9M
Non-Disc.$38.1M
Employees9
Clients1
DateMay 2024
Total AUM$498M
Discretionary$459.9M
Non-Disc.$38.1M
Employees9
Clients1
DateMar 2024
Total AUM$498M
Discretionary$459.9M
Non-Disc.$38.1M
Employees9
Clients1
DateMay 2023
Total AUM$218.4M
Discretionary$218.4M
Non-Disc.$0
Employees10
Clients1
DateMar 2023
Total AUM$218.4M
Discretionary$218.4M
Non-Disc.$0
Employees10
Clients1
DateMay 2022
Total AUM$207.3M
Discretionary$207.3M
Non-Disc.$0
Employees10
Clients1
DateMar 2022
Total AUM$207.3M
Discretionary$207.3M
Non-Disc.$0
Employees10
Clients1
DateMar 2021
Total AUM$85.7M
Discretionary$85.7M
Non-Disc.$0
Employees8
Clients1
DateOct 2020
Total AUM$86.2M
Discretionary$86.2M
Non-Disc.$0
Employees6
Clients1
DateMar 2020
Total AUM$74.7M
Discretionary$74.7M
Non-Disc.$0
Employees5
Clients1
DateDec 2019
Total AUM$91.9M
Discretionary$91.9M
Non-Disc.$0
Employees5
Clients1
DateMar 2019
Total AUM$44.5M
Discretionary$44.5M
Non-Disc.$0
Employees5
Clients1
DateMar 2018
Total AUM$71.3M
Discretionary$71.3M
Non-Disc.$0
Employees5
Clients2
DateMar 2017
Total AUM$88M
Discretionary$88M
Non-Disc.$0
Employees5
Clients1
DateMar 2016
Total AUM$45M
Discretionary$45M
Non-Disc.$0
Employees5
Clients1
DateMar 2015
Total AUM$45M
Discretionary$45M
Non-Disc.$0
Employees5
Clients1
DateSep 2014
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees5
Clients1
DateMar 2014
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees5
Clients1
DateNov 2013
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees5
Clients1
DateMar 2013
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees4
Clients1
DateMay 2012
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees6
Clients1
DateApr 2012
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees6
Clients1
DateMar 2012
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees6
Clients1
DateMar 2011
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees10
Clients--
DateAug 2007
Total AUM$849.7M
Discretionary$809.7M
Non-Disc.$40M
Employees5
Clients--
DateMar 2007
Total AUM$849.7M
Discretionary$809.7M
Non-Disc.$40M
Employees5
Clients--
DateMar 2004
Total AUM$203.5M
Discretionary$203.5M
Non-Disc.$0
Employees5
Clients--
DateOct 2003
Total AUM$218M
Discretionary$218M
Non-Disc.$0
Employees5
Clients--