RIA Intelligence

SWS CAPITAL MANAGEMENT, LLC

CRD #119043 SEC #801-61480 NEW YORK, NY 212-461-6500
SEC Registered Private Funds
Total AUM
$425.5M
Discretionary
$380.3M
Employees
10
Clients
0
Accounts
9

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2025
Branch Offices
1
LEI
254900777WBOK14YGL27

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
CALABRISOTTO, DIANNE, NMNICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
MALNAK, SANDRA, JANETICHIEF COMPLIANCE OFFICERNA Control
OLLQUIST, THOMAS, ANDREWISENIOR MARKETING MANAGERNA Control
OLLQUIST, THOMAS, ANDREWISENIOR MARKETING MANAGERNA Control
OLLQUIST, THOMAS, ANDREWISENIOR MARKETING MANAGERNA Control
OLLQUIST, THOMAS, ANDREWISENIOR MARKETING MANAGERNA Control
OLLQUIST, THOMAS, ANDREWISENIOR MARKETING MANAGERNA Control
OLLQUIST, THOMAS, ANDREWISENIOR MARKETING MANAGERNA Control
PAUL, JEFFREY, ROBERTIPORTFOLIO MANAGERNA
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
SIMMONS, DAIL, ST CLAIREIMANAGING DIRECTORNA Control
THOMPSON, WILLIAM, COLRIDGEIPRESIDENTNA Control
THOMPSON, WILLIAM, COLRIDGEIPRESIDENTNA Control
THOMPSON, WILLIAM, COLRIDGEIPRESIDENTNA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
WILLIAMS, CHRISTOPHER, JUDSONICHAIRMAN & CEONA Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SHANK WILLIAMS CISNEROS, LLCDEMEMBERE Control
SIEBERT WILLIAMS SHANK & CO., LLCDEMEMBERE Control
SIEBERT WILLIAMS SHANK & CO., LLCDEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control
THE WILLIAMS CAPITAL GROUP, L.P.DEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
CISNEROS, HENRY, GABRIELISHANK WILLIAMS CISNEROS, LLCF Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
THE WILLIAMS CAPITAL GROUP, INC.DETHE WILLIAMS CAPITAL GROUP, L.P.F Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
WILLIAMS, CHRISTOPHER, JUDSONISHANK WILLIAMS CISNEROS, LLCF Control
SHANK WILLIAMS CISNEROS, LLCDESIEBERT WILLIAMS SHANK & CO., LLCE Control
SHANK WILLIAMS CISNEROS, LLCDESIEBERT WILLIAMS SHANK & CO., LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK CAPITAL GROUP, LLCE Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, INC.E Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
WILLIAMS, CHRISTOPHER, JUDSONITHE WILLIAMS CAPITAL GROUP, L.P.D Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK CAPITAL GROUP, LLCDESHANK WILLIAMS CISNEROS, LLCC Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK WILLIAMS CISNEROS, LLCC Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK WILLIAMS CISNEROS, LLCC Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK WILLIAMS CISNEROS, LLCC Control
SHANK-WERDLOW, SUZANNE, FRANCESISHANK WILLIAMS CISNEROS, LLCC Control

Registrations

Federal

IA
Mar 31, 2025 REGISTERED

Notice Filings (1)

NY

Address

100 WALL STREET
18TH FLOOR
NEW YORK, NY 10005
United States
Phone: 212-461-6500