PROSPECT CAPITAL ADVISORS, LLC
CRD #119531 SEC #801-100384 SAUSALITO, CA (415) 331-3590
SEC Registered Private Funds
Total AUM
$288M
Discretionary
$288M
Employees
4
Clients
--
Accounts
3
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $288M | $288M | $0 | 4 | 0 |
| Mar 2024 | $439.7M | $439.7M | $0 | 3 | 0 |
| Mar 2023 | $390.8M | $390.8M | $0 | 3 | 0 |
| Aug 2022 | $449.8M | $449.8M | $0 | 3 | 0 |
| Mar 2022 | $449.8M | $449.8M | $0 | 3 | 0 |
| Mar 2021 | $463.7M | $463.7M | $0 | 4 | 0 |
| Mar 2020 | $397.2M | $397.2M | $0 | 4 | 0 |
| Mar 2019 | $431.7M | $431.7M | $0 | 4 | 0 |
| Mar 2018 | $365.1M | $365.1M | $0 | 3 | 0 |
| Dec 2017 | $381.2M | $381.2M | $0 | 2 | 0 |
| Mar 2017 | $293.2M | $293.2M | $0 | 2 | 1 |
| Mar 2016 | $262.1M | $262.1M | $0 | 2 | 1 |
| Oct 2015 | $290.5M | $290.5M | $0 | 2 | 1 |
| Oct 2015 | $290.5M | $290.5M | $0 | 2 | 1 |
| Jun 2015 | $290.5M | $290.5M | $0 | 2 | 1 |
DateMar 2025
Total AUM$288M
Discretionary$288M
Non-Disc.$0
Employees4
Clients0
DateMar 2024
Total AUM$439.7M
Discretionary$439.7M
Non-Disc.$0
Employees3
Clients0
DateMar 2023
Total AUM$390.8M
Discretionary$390.8M
Non-Disc.$0
Employees3
Clients0
DateAug 2022
Total AUM$449.8M
Discretionary$449.8M
Non-Disc.$0
Employees3
Clients0
DateMar 2022
Total AUM$449.8M
Discretionary$449.8M
Non-Disc.$0
Employees3
Clients0
DateMar 2021
Total AUM$463.7M
Discretionary$463.7M
Non-Disc.$0
Employees4
Clients0
DateMar 2020
Total AUM$397.2M
Discretionary$397.2M
Non-Disc.$0
Employees4
Clients0
DateMar 2019
Total AUM$431.7M
Discretionary$431.7M
Non-Disc.$0
Employees4
Clients0
DateMar 2018
Total AUM$365.1M
Discretionary$365.1M
Non-Disc.$0
Employees3
Clients0
DateDec 2017
Total AUM$381.2M
Discretionary$381.2M
Non-Disc.$0
Employees2
Clients0
DateMar 2017
Total AUM$293.2M
Discretionary$293.2M
Non-Disc.$0
Employees2
Clients1
DateMar 2016
Total AUM$262.1M
Discretionary$262.1M
Non-Disc.$0
Employees2
Clients1
DateOct 2015
Total AUM$290.5M
Discretionary$290.5M
Non-Disc.$0
Employees2
Clients1
DateOct 2015
Total AUM$290.5M
Discretionary$290.5M
Non-Disc.$0
Employees2
Clients1
DateJun 2015
Total AUM$290.5M
Discretionary$290.5M
Non-Disc.$0
Employees2
Clients1