PROSPECT CAPITAL ADVISORS, LLC
CRD #119531 SEC #801-100384 SAUSALITO, CA (415) 331-3590
SEC Registered Private Funds
Total AUM
$288M
Discretionary
$288M
Employees
4
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NURTMAN, HOWARD, IAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NURTMAN, HOWARD, IAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NURTMAN, HOWARD, IAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NURTMAN, HOWARD, IAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NURTMAN, HOWARD, IAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NURTMAN, HOWARD, IAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Keith | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Keith | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Keith | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Keith | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
| MENDOZA, DANIEL, WILLIAM | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
501 HUMBOLDT AVENUE, 2ND FLOORSAUSALITO, CA 94965
United States
Phone: (415) 331-3590