FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD #120818 SEC #801-66641 BROADVIEW HTS., OH 216-642-1099
SEC Registered Disclosures
Total AUM
$619.5M
Discretionary
$500.1M
Employees
34
Clients
51
Accounts
1,776
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $619.5M | $500.1M | $119.4M | 34 | 60 |
| Oct 2025 | $619.5M | $500.1M | $119.4M | 34 | 60 |
| Jun 2025 | $619.5M | $500.1M | $119.4M | 34 | 60 |
| Mar 2025 | $619.5M | $500.1M | $119.4M | 34 | 60 |
| Mar 2024 | $542M | $433M | $109M | 34 | 60 |
| May 2023 | $522.3M | $423.1M | $99.2M | 34 | 0 |
| Mar 2023 | $522.3M | $423.1M | $99.2M | 34 | 0 |
| Dec 2022 | $608M | $491.2M | $116.8M | 33 | 0 |
| Mar 2022 | $608M | $491.2M | $116.8M | 33 | 0 |
| May 2021 | $525.2M | $415.4M | $109.8M | 38 | 0 |
| Mar 2021 | $525.2M | $415.4M | $109.8M | 38 | 0 |
| Sep 2020 | $447.6M | $355.7M | $91.8M | 35 | 0 |
| Aug 2020 | $447.6M | $355.7M | $91.8M | 35 | 0 |
| Jun 2020 | $447.6M | $355.7M | $91.8M | 35 | 0 |
| May 2020 | $447.6M | $355.7M | $91.8M | 35 | 0 |
| Mar 2020 | $447.6M | $355.7M | $91.8M | 35 | 0 |
| Feb 2020 | $354.7M | $228.8M | $125.9M | 22 | 0 |
| Oct 2019 | $354.7M | $228.8M | $125.9M | 22 | 0 |
| Jul 2019 | $354.7M | $228.8M | $125.9M | 22 | 0 |
| Jun 2019 | $354.7M | $228.8M | $125.9M | 22 | 0 |
| Mar 2019 | $354.7M | $228.8M | $125.9M | 22 | 0 |
| Sep 2018 | $375.2M | $296.5M | $78.7M | 24 | 0 |
| Feb 2018 | $375.2M | $296.5M | $78.7M | 24 | 0 |
| Jan 2018 | $375.2M | $296.5M | $78.7M | 24 | 0 |
| Aug 2017 | $265.9M | $192.9M | $73M | 17 | 800 |
| Apr 2017 | $265.9M | $192.9M | $73M | 17 | 800 |
| Feb 2017 | $265.9M | $192.9M | $73M | 17 | 800 |
| Jan 2017 | $246M | $177.6M | $68.4M | 18 | 700 |
| Nov 2016 | $246M | $177.6M | $68.4M | 18 | 700 |
| Feb 2016 | $246M | $177.6M | $68.4M | 18 | 700 |
| Sep 2015 | $298.3M | $231.4M | $66.9M | 19 | 600 |
| Sep 2015 | $298.3M | $231.4M | $66.9M | 19 | 600 |
| Aug 2015 | $298.3M | $231.4M | $66.9M | 19 | 600 |
| Feb 2015 | $298.3M | $231.4M | $66.9M | 18 | 600 |
| Mar 2014 | $205.6M | $136.8M | $68.8M | 17 | 400 |
| Mar 2013 | $140.4M | $58.4M | $82M | 15 | 400 |
| Dec 2012 | $130.3M | $55M | $75.3M | 1 | 300 |
| Feb 2012 | $130.3M | $55M | $75.3M | 1 | 300 |
| Nov 2011 | $102.4M | $33.8M | $68.7M | 5 | -- |
| Apr 2011 | $102.4M | $33.8M | $68.7M | 5 | -- |
| Mar 2011 | $102.4M | $33.8M | $68.7M | 5 | -- |
| Mar 2010 | $95.4M | $28.5M | $66.9M | 5 | -- |
| Mar 2009 | $38.2M | $28.9M | $9.4M | 5 | -- |
| Jan 2008 | $43.1M | $39.5M | $3.6M | 5 | -- |
| Mar 2007 | $41.6M | $35.8M | $5.8M | 5 | -- |
DateNov 2025
Total AUM$619.5M
Discretionary$500.1M
Non-Disc.$119.4M
Employees34
Clients60
DateOct 2025
Total AUM$619.5M
Discretionary$500.1M
Non-Disc.$119.4M
Employees34
Clients60
DateJun 2025
Total AUM$619.5M
Discretionary$500.1M
Non-Disc.$119.4M
Employees34
Clients60
DateMar 2025
Total AUM$619.5M
Discretionary$500.1M
Non-Disc.$119.4M
Employees34
Clients60
DateMar 2024
Total AUM$542M
Discretionary$433M
Non-Disc.$109M
Employees34
Clients60
DateMay 2023
Total AUM$522.3M
Discretionary$423.1M
Non-Disc.$99.2M
Employees34
Clients0
DateMar 2023
Total AUM$522.3M
Discretionary$423.1M
Non-Disc.$99.2M
Employees34
Clients0
DateDec 2022
Total AUM$608M
Discretionary$491.2M
Non-Disc.$116.8M
Employees33
Clients0
DateMar 2022
Total AUM$608M
Discretionary$491.2M
Non-Disc.$116.8M
Employees33
Clients0
DateMay 2021
Total AUM$525.2M
Discretionary$415.4M
Non-Disc.$109.8M
Employees38
Clients0
DateMar 2021
Total AUM$525.2M
Discretionary$415.4M
Non-Disc.$109.8M
Employees38
Clients0
DateSep 2020
Total AUM$447.6M
Discretionary$355.7M
Non-Disc.$91.8M
Employees35
Clients0
DateAug 2020
Total AUM$447.6M
Discretionary$355.7M
Non-Disc.$91.8M
Employees35
Clients0
DateJun 2020
Total AUM$447.6M
Discretionary$355.7M
Non-Disc.$91.8M
Employees35
Clients0
DateMay 2020
Total AUM$447.6M
Discretionary$355.7M
Non-Disc.$91.8M
Employees35
Clients0
DateMar 2020
Total AUM$447.6M
Discretionary$355.7M
Non-Disc.$91.8M
Employees35
Clients0
DateFeb 2020
Total AUM$354.7M
Discretionary$228.8M
Non-Disc.$125.9M
Employees22
Clients0
DateOct 2019
Total AUM$354.7M
Discretionary$228.8M
Non-Disc.$125.9M
Employees22
Clients0
DateJul 2019
Total AUM$354.7M
Discretionary$228.8M
Non-Disc.$125.9M
Employees22
Clients0
DateJun 2019
Total AUM$354.7M
Discretionary$228.8M
Non-Disc.$125.9M
Employees22
Clients0
DateMar 2019
Total AUM$354.7M
Discretionary$228.8M
Non-Disc.$125.9M
Employees22
Clients0
DateSep 2018
Total AUM$375.2M
Discretionary$296.5M
Non-Disc.$78.7M
Employees24
Clients0
DateFeb 2018
Total AUM$375.2M
Discretionary$296.5M
Non-Disc.$78.7M
Employees24
Clients0
DateJan 2018
Total AUM$375.2M
Discretionary$296.5M
Non-Disc.$78.7M
Employees24
Clients0
DateAug 2017
Total AUM$265.9M
Discretionary$192.9M
Non-Disc.$73M
Employees17
Clients800
DateApr 2017
Total AUM$265.9M
Discretionary$192.9M
Non-Disc.$73M
Employees17
Clients800
DateFeb 2017
Total AUM$265.9M
Discretionary$192.9M
Non-Disc.$73M
Employees17
Clients800
DateJan 2017
Total AUM$246M
Discretionary$177.6M
Non-Disc.$68.4M
Employees18
Clients700
DateNov 2016
Total AUM$246M
Discretionary$177.6M
Non-Disc.$68.4M
Employees18
Clients700
DateFeb 2016
Total AUM$246M
Discretionary$177.6M
Non-Disc.$68.4M
Employees18
Clients700
DateSep 2015
Total AUM$298.3M
Discretionary$231.4M
Non-Disc.$66.9M
Employees19
Clients600
DateSep 2015
Total AUM$298.3M
Discretionary$231.4M
Non-Disc.$66.9M
Employees19
Clients600
DateAug 2015
Total AUM$298.3M
Discretionary$231.4M
Non-Disc.$66.9M
Employees19
Clients600
DateFeb 2015
Total AUM$298.3M
Discretionary$231.4M
Non-Disc.$66.9M
Employees18
Clients600
DateMar 2014
Total AUM$205.6M
Discretionary$136.8M
Non-Disc.$68.8M
Employees17
Clients400
DateMar 2013
Total AUM$140.4M
Discretionary$58.4M
Non-Disc.$82M
Employees15
Clients400
DateDec 2012
Total AUM$130.3M
Discretionary$55M
Non-Disc.$75.3M
Employees1
Clients300
DateFeb 2012
Total AUM$130.3M
Discretionary$55M
Non-Disc.$75.3M
Employees1
Clients300
DateNov 2011
Total AUM$102.4M
Discretionary$33.8M
Non-Disc.$68.7M
Employees5
Clients--
DateApr 2011
Total AUM$102.4M
Discretionary$33.8M
Non-Disc.$68.7M
Employees5
Clients--
DateMar 2011
Total AUM$102.4M
Discretionary$33.8M
Non-Disc.$68.7M
Employees5
Clients--
DateMar 2010
Total AUM$95.4M
Discretionary$28.5M
Non-Disc.$66.9M
Employees5
Clients--
DateMar 2009
Total AUM$38.2M
Discretionary$28.9M
Non-Disc.$9.4M
Employees5
Clients--
DateJan 2008
Total AUM$43.1M
Discretionary$39.5M
Non-Disc.$3.6M
Employees5
Clients--
DateMar 2007
Total AUM$41.6M
Discretionary$35.8M
Non-Disc.$5.8M
Employees5
Clients--