FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD #120818 SEC #801-66641 BROADVIEW HTS., OH 216-642-1099
SEC Registered Disclosures
Total AUM
$619.5M
Discretionary
$500.1M
Employees
34
Clients
51
Accounts
1,776
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2025
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOLDEN, KIM, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | NA | |
| SOLTIS, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLTIS, JENNIFER, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | E | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | D | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | D | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | D | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | D | Control |
| KNOX, JEFFREY, CHARLES | I | PRESIDENT | D | Control |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| ELLIOTT, CHARLES, BRIAN | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT & FINANCIAL PLANNING | B | |
| CAMILLO, CARL, JOSEPH | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| CAMILLO, CARL, JOSEPH | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| CAMILLO, CARL, JOSEPH | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| CAMILLO, CARL, JOSEPH | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| CAMILLO, CARL, JOSEPH | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| ELLINGER, VICTORIA, LOUISE | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| ELLINGER, VICTORIA, LOUISE | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| ELLINGER, VICTORIA, LOUISE | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| ELLINGER, VICTORIA, LOUISE | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| ELLINGER, VICTORIA, LOUISE | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| LANE, DANIEL, JOSEPH | I | INVESTMENT ADVISOR REPRESENTITIVE | A | |
| LANE, DANIEL, JOSEPH | I | INVESTMENT ADVISOR REPRESENTITIVE | A | |
| LANE, DANIEL, JOSEPH | I | INVESTMENT ADVISOR REPRESENTITIVE | A | |
| LANE, DANIEL, JOSEPH | I | INVESTMENT ADVISOR REPRESENTITIVE | A | |
| LANE, DANIEL, JOSEPH | I | INVESTMENT ADVISOR REPRESENTITIVE | A | |
| LINDEN, AUSTIN, JOHN | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| LINDEN, AUSTIN, JOHN | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| LINDEN, AUSTIN, JOHN | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| LINDEN, AUSTIN, JOHN | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| LINDEN, AUSTIN, JOHN | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| NOVACK, GEOFFREY, FRANCIS | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| NOVACK, GEOFFREY, FRANCIS | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| NOVACK, GEOFFREY, FRANCIS | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| NOVACK, GEOFFREY, FRANCIS | I | INVESTMENT ADVISER REPRESENTATIVE | A | |
| NOVACK, GEOFFREY, FRANCIS | I | INVESTMENT ADVISER REPRESENTATIVE | A |
Registrations
Federal
IA
Nov 19, 2025 REGISTERED
Notice Filings (22)
AZ CA CO FL GA IL IN MD MI MN NC NH NV NY OH PA SC TX UT VA WA WV
Address
9200 SOUTH HILLS BLVD.SUITE 310
BROADVIEW HTS., OH 44147
United States
Phone: 216-642-1099