EK RILEY INVESTMENTS, LLC
CRD #121003 SEC #801-78547 SEATTLE, WA 206-832-1520
SEC Registered Broker-Dealer Disclosures
Total AUM
$673.1M
Discretionary
$557.4M
Employees
61
Clients
1
Accounts
1,822
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2020 | $673.1M | $557.4M | $115.7M | 61 | 0 |
| Feb 2020 | $673.1M | $557.4M | $115.7M | 61 | 0 |
| Jan 2020 | $673.1M | $557.4M | $115.7M | 61 | 0 |
| Nov 2019 | $564.6M | $463.6M | $101M | 61 | 0 |
| Aug 2019 | $564.6M | $463.6M | $101M | 63 | 0 |
| Jun 2019 | $564.6M | $463.6M | $101M | 63 | 0 |
| Apr 2019 | $564.6M | $463.6M | $101M | 63 | 0 |
| Jan 2019 | $564.6M | $463.6M | $101M | 63 | 0 |
| Jan 2018 | $552.6M | $457.2M | $95.4M | 60 | 0 |
| Sep 2017 | $426.1M | $339M | $87.1M | 60 | 900 |
| Sep 2017 | $426.1M | $339M | $87.1M | 60 | 900 |
| Jan 2017 | $426.1M | $339M | $87.1M | 60 | 900 |
| Sep 2016 | $163.7M | $92M | $71.7M | 57 | 400 |
| Sep 2016 | $163.7M | $92M | $71.7M | 57 | 400 |
| Aug 2016 | $163.7M | $92M | $71.7M | 57 | 400 |
| Aug 2016 | $163.7M | $92M | $71.7M | 57 | 400 |
| Jul 2016 | $163.7M | $92M | $71.7M | 57 | 400 |
| Feb 2016 | $163.7M | $92M | $71.7M | 57 | 400 |
| Dec 2015 | $142.4M | $61.4M | $81M | 65 | 400 |
| Oct 2015 | $142.4M | $61.4M | $81M | 62 | 400 |
| Jul 2015 | $142.4M | $61.4M | $81M | 62 | 400 |
| Jun 2015 | $142.4M | $61.4M | $81M | 62 | 400 |
| Jun 2015 | $142.4M | $61.4M | $81M | 62 | 400 |
| Mar 2015 | $142.4M | $61.4M | $81M | 63 | 400 |
| Dec 2014 | $133.6M | $45.1M | $88.5M | 63 | 300 |
| Dec 2014 | $133.6M | $45.1M | $88.5M | 63 | 300 |
| Dec 2014 | $133.6M | $45.1M | $88.5M | 63 | 300 |
| May 2014 | $133.6M | $45.1M | $88.5M | 63 | 300 |
| Mar 2014 | $133.6M | $45.1M | $88.5M | 63 | 300 |
| Sep 2013 | $109.7M | $27.7M | $82M | 57 | 300 |
| Jun 2012 | $69.6M | $59.3M | $10.2M | 51 | 200 |
| Jun 2012 | $69.6M | $59.3M | $10.2M | 51 | 200 |
| May 2012 | $69.6M | $59.3M | $10.2M | 51 | 200 |
| May 2012 | $69.6M | $59.3M | $10.2M | 51 | 200 |
| Mar 2012 | $69.6M | $59.3M | $10.2M | 51 | 200 |
| Jul 2011 | $54.6M | $42.3M | $12.3M | 51 | -- |
| Jul 2011 | $54.6M | $42.3M | $12.3M | 51 | -- |
| Jun 2011 | $54.6M | $42.3M | $12.3M | 51 | -- |
| Mar 2011 | $54.6M | $42.3M | $12.3M | 51 | -- |
| Mar 2011 | $33.8M | $29.2M | $4.5M | 51 | -- |
| Nov 2010 | $33.8M | $29.2M | $4.5M | 51 | -- |
| Oct 2010 | $33.8M | $29.2M | $4.5M | 51 | -- |
| Mar 2009 | $28.3M | $20.7M | $7.6M | -- | -- |
| Oct 2007 | $25.7M | $25.7M | $0 | -- | -- |
| Aug 2007 | $0 | $0 | $0 | -- | -- |
| Aug 2007 | $0 | $0 | $0 | -- | -- |
| Aug 2007 | $0 | $0 | $0 | -- | -- |
| Mar 2007 | $0 | $0 | $0 | -- | -- |
DateMay 2020
Total AUM$673.1M
Discretionary$557.4M
Non-Disc.$115.7M
Employees61
Clients0
DateFeb 2020
Total AUM$673.1M
Discretionary$557.4M
Non-Disc.$115.7M
Employees61
Clients0
DateJan 2020
Total AUM$673.1M
Discretionary$557.4M
Non-Disc.$115.7M
Employees61
Clients0
DateNov 2019
Total AUM$564.6M
Discretionary$463.6M
Non-Disc.$101M
Employees61
Clients0
DateAug 2019
Total AUM$564.6M
Discretionary$463.6M
Non-Disc.$101M
Employees63
Clients0
DateJun 2019
Total AUM$564.6M
Discretionary$463.6M
Non-Disc.$101M
Employees63
Clients0
DateApr 2019
Total AUM$564.6M
Discretionary$463.6M
Non-Disc.$101M
Employees63
Clients0
DateJan 2019
Total AUM$564.6M
Discretionary$463.6M
Non-Disc.$101M
Employees63
Clients0
DateJan 2018
Total AUM$552.6M
Discretionary$457.2M
Non-Disc.$95.4M
Employees60
Clients0
DateSep 2017
Total AUM$426.1M
Discretionary$339M
Non-Disc.$87.1M
Employees60
Clients900
DateSep 2017
Total AUM$426.1M
Discretionary$339M
Non-Disc.$87.1M
Employees60
Clients900
DateJan 2017
Total AUM$426.1M
Discretionary$339M
Non-Disc.$87.1M
Employees60
Clients900
DateSep 2016
Total AUM$163.7M
Discretionary$92M
Non-Disc.$71.7M
Employees57
Clients400
DateSep 2016
Total AUM$163.7M
Discretionary$92M
Non-Disc.$71.7M
Employees57
Clients400
DateAug 2016
Total AUM$163.7M
Discretionary$92M
Non-Disc.$71.7M
Employees57
Clients400
DateAug 2016
Total AUM$163.7M
Discretionary$92M
Non-Disc.$71.7M
Employees57
Clients400
DateJul 2016
Total AUM$163.7M
Discretionary$92M
Non-Disc.$71.7M
Employees57
Clients400
DateFeb 2016
Total AUM$163.7M
Discretionary$92M
Non-Disc.$71.7M
Employees57
Clients400
DateDec 2015
Total AUM$142.4M
Discretionary$61.4M
Non-Disc.$81M
Employees65
Clients400
DateOct 2015
Total AUM$142.4M
Discretionary$61.4M
Non-Disc.$81M
Employees62
Clients400
DateJul 2015
Total AUM$142.4M
Discretionary$61.4M
Non-Disc.$81M
Employees62
Clients400
DateJun 2015
Total AUM$142.4M
Discretionary$61.4M
Non-Disc.$81M
Employees62
Clients400
DateJun 2015
Total AUM$142.4M
Discretionary$61.4M
Non-Disc.$81M
Employees62
Clients400
DateMar 2015
Total AUM$142.4M
Discretionary$61.4M
Non-Disc.$81M
Employees63
Clients400
DateDec 2014
Total AUM$133.6M
Discretionary$45.1M
Non-Disc.$88.5M
Employees63
Clients300
DateDec 2014
Total AUM$133.6M
Discretionary$45.1M
Non-Disc.$88.5M
Employees63
Clients300
DateDec 2014
Total AUM$133.6M
Discretionary$45.1M
Non-Disc.$88.5M
Employees63
Clients300
DateMay 2014
Total AUM$133.6M
Discretionary$45.1M
Non-Disc.$88.5M
Employees63
Clients300
DateMar 2014
Total AUM$133.6M
Discretionary$45.1M
Non-Disc.$88.5M
Employees63
Clients300
DateSep 2013
Total AUM$109.7M
Discretionary$27.7M
Non-Disc.$82M
Employees57
Clients300
DateJun 2012
Total AUM$69.6M
Discretionary$59.3M
Non-Disc.$10.2M
Employees51
Clients200
DateJun 2012
Total AUM$69.6M
Discretionary$59.3M
Non-Disc.$10.2M
Employees51
Clients200
DateMay 2012
Total AUM$69.6M
Discretionary$59.3M
Non-Disc.$10.2M
Employees51
Clients200
DateMay 2012
Total AUM$69.6M
Discretionary$59.3M
Non-Disc.$10.2M
Employees51
Clients200
DateMar 2012
Total AUM$69.6M
Discretionary$59.3M
Non-Disc.$10.2M
Employees51
Clients200
DateJul 2011
Total AUM$54.6M
Discretionary$42.3M
Non-Disc.$12.3M
Employees51
Clients--
DateJul 2011
Total AUM$54.6M
Discretionary$42.3M
Non-Disc.$12.3M
Employees51
Clients--
DateJun 2011
Total AUM$54.6M
Discretionary$42.3M
Non-Disc.$12.3M
Employees51
Clients--
DateMar 2011
Total AUM$54.6M
Discretionary$42.3M
Non-Disc.$12.3M
Employees51
Clients--
DateMar 2011
Total AUM$33.8M
Discretionary$29.2M
Non-Disc.$4.5M
Employees51
Clients--
DateNov 2010
Total AUM$33.8M
Discretionary$29.2M
Non-Disc.$4.5M
Employees51
Clients--
DateOct 2010
Total AUM$33.8M
Discretionary$29.2M
Non-Disc.$4.5M
Employees51
Clients--
DateMar 2009
Total AUM$28.3M
Discretionary$20.7M
Non-Disc.$7.6M
Employees--
Clients--
DateOct 2007
Total AUM$25.7M
Discretionary$25.7M
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--