EK RILEY INVESTMENTS, LLC
CRD #121003 SEC #801-78547 SEATTLE, WA 206-832-1520
SEC Registered Broker-Dealer Disclosures
Total AUM
$673.1M
Discretionary
$557.4M
Employees
61
Clients
1
Accounts
1,822
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 22, 2020
- Branch Offices
- 19
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BAKER, GAIL KATHERINE | I | EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER | NA | |
| BENDER, JOHN RANDOLPH | I | CHIEF BUSINESS GROWTH OFFICER | NA | |
| BENDER, JOHN RANDOLPH | I | EXECUTIVE VICE PRESIDENT / CHIEF BUSINESS GROWTH OFFICER | NA | |
| BENDER, JOHN RANDOLPH | I | EXECUTIVE VICE PRESIDENT / CHIEF BUSINESS GROWTH OFFICER | NA | |
| BENDER, JOHN RANDOLPH | I | EXECUTIVE VICE PRESIDENT / CHIEF BUSINESS GROWTH OFFICER | NA | |
| BENDER, JOHN RANDOLPH | I | EXECUTIVE VICE PRESIDENT / CHIEF BUSINESS GROWTH OFFICER | NA | |
| BERTSCH, BRIAN PAUL | I | PRESIDENT | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / DIRECTOR OF FIXED INCOME/ COO | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTSCH, BRIAN PAUL | I | EXECUTIVE VICE PRESIDENT / MANAGING DIRECTOR OF CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT, CAPITAL MARKETS GROUP | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| BERTSCH, BRIAN PAUL | I | PRESIDENT & FIXED INCOME MANAGER | NA | Control |
| HEYNE, SARAH LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | CFO | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| LOUCH, AARON DAVID | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | Control |
| MAGNUSON, ROBERT JOHN | I | PRESIDENT, FINANCIAL SERVICES GROUP | NA | |
| MAGNUSON, ROBERT JOHN | I | PRESIDENT, FINANCIAL SERVICES GROUP | NA | |
| MAGNUSON, ROBERT JOHN | I | PRESIDENT, FINANCIAL SERVICES GROUP | NA | |
| MAGNUSON, ROBERT JOHN | I | PRESIDENT, FINANCIAL SERVICES GROUP | NA | |
| MAGNUSON, ROBERT JOHN | I | PRESIDENT, FINANCIAL SERVICES GROUP | NA | |
| MAGNUSON, ROBERT JOHN | I | MANAGING DIRECTOR OF THE FINANCIAL SERVICES GROUP | NA | |
| MAGNUSON, ROBERT JOHN | I | PRESIDENT, FINANCIAL SERVICES GROUP | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| MOSES, CHRISTIAN ROYAL | I | EXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER | NA | |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| RILEY, EDWARD KING | I | ELECTED MANAGER / CEO AND CHAIRMAN | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALISBURY, JOANNE MAUREE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEN BOS, ALEXIS LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| VANDEN BOS, ALEXIS LEIGH | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | PARENT COMPANY | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
| RILEY, EDWARD KING | I | EK RILEY & CO., INC. | E | Control |
Registrations
Federal
IA
May 22, 2020 REGISTERED
Notice Filings (33)
AL AZ CA CO DC DE FL GA HI ID IL IN KS LA MA MD ME MT NC NJ NM NV NY OH OR PA SC SD TN TX UT VA WA
Address
1420 5TH AVENUESUITE 3300
SEATTLE, WA 98101
United States
Phone: 206-832-1520