NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CRD #121876 SEC #801-61379 LOS ANGELES, CA 310-712-4000
SEC Registered
Total AUM
$9.6B
Discretionary
$9.6B
Employees
35
Clients
--
Accounts
1,925
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2021 | $9.6B | $9.6B | $0 | 35 | 9 |
| Mar 2021 | $9.6B | $9.6B | $0 | 35 | 9 |
| Jun 2020 | $10.1B | $10.1B | $0 | 43 | 10 |
| Mar 2020 | $10.1B | $10.1B | $0 | 43 | 10 |
| Sep 2019 | $7.6B | $7.6B | $0 | 40 | 10 |
| Jul 2019 | $7.6B | $7.6B | $0 | 40 | 10 |
| Apr 2019 | $7.6B | $7.6B | $0 | 40 | 10 |
| Mar 2019 | $7.6B | $7.6B | $0 | 40 | 10 |
| Sep 2018 | $9.6B | $9.6B | $0 | 35 | 8 |
| May 2018 | $9.6B | $9.6B | $0 | 35 | 8 |
| Mar 2018 | $9.6B | $9.6B | $0 | 35 | 8 |
| Aug 2017 | $9B | $9B | $0 | 54 | 4,100 |
| Jun 2017 | $9B | $9B | $0 | 54 | 4,100 |
| Mar 2017 | $9B | $9B | $0 | 54 | 4,100 |
| Jun 2016 | $8.9B | $8.9B | $0 | 52 | 9,000 |
| Mar 2016 | $8.9B | $8.9B | $0 | 52 | 9,000 |
| Mar 2016 | $8.9B | $8.9B | $0 | 52 | 9,000 |
| Mar 2015 | $10.9B | $10.9B | $0 | 47 | 10,800 |
| Oct 2014 | $13.8B | $13.8B | $0 | 46 | 12,100 |
| Aug 2014 | $13.8B | $13.8B | $0 | 46 | 12,100 |
| Apr 2014 | $13.8B | $13.8B | $0 | 46 | 12,100 |
| Mar 2014 | $13.8B | $13.8B | $0 | 46 | 12,100 |
| Nov 2013 | $14.3B | $14.3B | $0 | 47 | 16,500 |
| Sep 2013 | $14.3B | $14.3B | $0 | 47 | 16,500 |
| May 2013 | $14.3B | $14.3B | $0 | 47 | 16,500 |
| Mar 2013 | $14.3B | $14.3B | $0 | 47 | 16,500 |
| Dec 2012 | $17.3B | $17.3B | $0 | 45 | 22,100 |
| Apr 2012 | $17.3B | $17.3B | $0 | 11 | 22,100 |
| Mar 2012 | $17.3B | $17.3B | $0 | 11 | 22,100 |
| May 2011 | $21B | $21B | $0 | -- | -- |
| May 2011 | $21B | $21B | $0 | -- | -- |
| Apr 2011 | $21B | $21B | $0 | -- | -- |
| Mar 2011 | $21B | $21B | $0 | -- | -- |
| Oct 2010 | $19.6B | $19.6B | $0 | -- | -- |
| Oct 2010 | $19.6B | $19.6B | $0 | -- | -- |
| Jul 2010 | $19.6B | $19.6B | $0 | -- | -- |
| Mar 2010 | $19.6B | $19.6B | $0 | -- | -- |
| Nov 2007 | $35.6B | $35.6B | $0 | -- | -- |
| May 2007 | $35.6B | $35.6B | $0 | -- | -- |
| Mar 2007 | $35.6B | $35.6B | $0 | -- | -- |
| Mar 2006 | $30.9B | $30.9B | $0 | 51 | -- |
| Apr 2004 | $13.6B | $13.6B | $0 | 51 | -- |
| Mar 2004 | $13.6B | $13.6B | $0 | 51 | -- |
DateNov 2021
Total AUM$9.6B
Discretionary$9.6B
Non-Disc.$0
Employees35
Clients9
DateMar 2021
Total AUM$9.6B
Discretionary$9.6B
Non-Disc.$0
Employees35
Clients9
DateJun 2020
Total AUM$10.1B
Discretionary$10.1B
Non-Disc.$0
Employees43
Clients10
DateMar 2020
Total AUM$10.1B
Discretionary$10.1B
Non-Disc.$0
Employees43
Clients10
DateSep 2019
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees40
Clients10
DateJul 2019
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees40
Clients10
DateApr 2019
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees40
Clients10
DateMar 2019
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees40
Clients10
DateSep 2018
Total AUM$9.6B
Discretionary$9.6B
Non-Disc.$0
Employees35
Clients8
DateMay 2018
Total AUM$9.6B
Discretionary$9.6B
Non-Disc.$0
Employees35
Clients8
DateMar 2018
Total AUM$9.6B
Discretionary$9.6B
Non-Disc.$0
Employees35
Clients8
DateAug 2017
Total AUM$9B
Discretionary$9B
Non-Disc.$0
Employees54
Clients4,100
DateJun 2017
Total AUM$9B
Discretionary$9B
Non-Disc.$0
Employees54
Clients4,100
DateMar 2017
Total AUM$9B
Discretionary$9B
Non-Disc.$0
Employees54
Clients4,100
DateJun 2016
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees52
Clients9,000
DateMar 2016
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees52
Clients9,000
DateMar 2016
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees52
Clients9,000
DateMar 2015
Total AUM$10.9B
Discretionary$10.9B
Non-Disc.$0
Employees47
Clients10,800
DateOct 2014
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees46
Clients12,100
DateAug 2014
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees46
Clients12,100
DateApr 2014
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees46
Clients12,100
DateMar 2014
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees46
Clients12,100
DateNov 2013
Total AUM$14.3B
Discretionary$14.3B
Non-Disc.$0
Employees47
Clients16,500
DateSep 2013
Total AUM$14.3B
Discretionary$14.3B
Non-Disc.$0
Employees47
Clients16,500
DateMay 2013
Total AUM$14.3B
Discretionary$14.3B
Non-Disc.$0
Employees47
Clients16,500
DateMar 2013
Total AUM$14.3B
Discretionary$14.3B
Non-Disc.$0
Employees47
Clients16,500
DateDec 2012
Total AUM$17.3B
Discretionary$17.3B
Non-Disc.$0
Employees45
Clients22,100
DateApr 2012
Total AUM$17.3B
Discretionary$17.3B
Non-Disc.$0
Employees11
Clients22,100
DateMar 2012
Total AUM$17.3B
Discretionary$17.3B
Non-Disc.$0
Employees11
Clients22,100
DateMay 2011
Total AUM$21B
Discretionary$21B
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$21B
Discretionary$21B
Non-Disc.$0
Employees--
Clients--
DateApr 2011
Total AUM$21B
Discretionary$21B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$21B
Discretionary$21B
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$19.6B
Discretionary$19.6B
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$19.6B
Discretionary$19.6B
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$19.6B
Discretionary$19.6B
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$19.6B
Discretionary$19.6B
Non-Disc.$0
Employees--
Clients--
DateNov 2007
Total AUM$35.6B
Discretionary$35.6B
Non-Disc.$0
Employees--
Clients--
DateMay 2007
Total AUM$35.6B
Discretionary$35.6B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$35.6B
Discretionary$35.6B
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$30.9B
Discretionary$30.9B
Non-Disc.$0
Employees51
Clients--
DateApr 2004
Total AUM$13.6B
Discretionary$13.6B
Non-Disc.$0
Employees51
Clients--
DateMar 2004
Total AUM$13.6B
Discretionary$13.6B
Non-Disc.$0
Employees51
Clients--