NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CRD #121876 SEC #801-61379 LOS ANGELES, CA 310-712-4000
SEC Registered
Total AUM
$9.6B
Discretionary
$9.6B
Employees
35
Clients
--
Accounts
1,925
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2021
- Branch Offices
- 2
- LEI
- 549300WIDLDZ8YJJBW69
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAILEY, CRAIG, ODELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BAILEY, CRAIG, ODELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BAILEY, CRAIG, ODELL | I | EXECUTIVE VICE PRESIDENT | NA | |
| BAILEY, CRAIG, ODELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BAILEY, CRAIG, ODELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BAILEY, CRAIG, ODELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOSSE, JON, DANIEL | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT & CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| BOSSE, JON, DANIEL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| BOSSE, JON, DANIEL | I | CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| CONLIN, JOHN, EDWARD | I | CO-PRESIDENT | NA | Control |
| FRIEDEL, EDWARD, CLARENCE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| FRIEDEL, EDWARD, CLARENCE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| FRIEDEL, EDWARD, CLARENCE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| FRIEDEL, EDWARD, CLARENCE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| FRIEDEL, EDWARD, CLARENCE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| FRIEDEL, EDWARD, CLARENCE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| IUDICE, MARY ANN, C. | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVIA, THOMAS, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | MANAGING DIRECTOR | NA | |
| LAVIA, THOMAS, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| LAVIA, THOMAS, JOSEPH | I | CO-HEAD OF NWQ, HEAD OF RESEARCH | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MIZRACHI, AVI, MARK | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MIZRACHI, AVI, MARK | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MIZRACHI, AVI, MARK | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| RAY, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| RAY, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| RAY, THOMAS | I | MANAGING DIRECTOR | NA | |
| RAY, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| RAY, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| RAY, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| THOMAS, PHYLLIS, GREGORY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| THOMAS, PHYLLIS, GREGORY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| THOMAS, PHYLLIS, GREGORY | I | SENIOR MANAGING DIRECTOR | NA | |
| THOMAS, PHYLLIS, GREGORY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| THOMAS, PHYLLIS, GREGORY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TICHENOR, SANDRA, PELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TICHENOR, SANDRA, PELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TICHENOR, SANDRA, PELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL & CCO | NA | |
| NUVEEN INVESTMENTS, INC. | DE | MANAGING MEMBER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| ML IBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN NWQ HOLDINGS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN NWQ HOLDINGS, LLC | DE | NWQ PARTNERS, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| TAM FINANCE COMPANY, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| THE ST. PAUL COMPANIES | DE | NUVEEN INVESTMENTS, INC | E | Control |
| THE ST. PAUL COMPANIES | DE | NUVEEN INVESTMENTS, INC | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TAM FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C |
Registrations
Federal
IA
Nov 11, 2021 REGISTERED
Notice Filings (52)
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Address
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