J.DEREK LEWIS & ASSOCIATES, INC.
CRD #122307 SEC #801-67339 NEWPORT BEACH, CA 949-752-9096
SEC Registered Broker-Dealer
Total AUM
$1.8B
Discretionary
$1.6B
Employees
11
Clients
0
Accounts
7,459
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $1.8B | $1.6B | $212.7M | 11 | 0 |
| Jul 2025 | $1.8B | $1.6B | $212.7M | 11 | 0 |
| Mar 2025 | $1.8B | $1.6B | $212.7M | 11 | 0 |
| Nov 2024 | $1.8B | $1.6B | $212.7M | 11 | 0 |
| Aug 2024 | $1.5B | $1.3B | $173M | 10 | 0 |
| May 2024 | $1.5B | $1.3B | $173M | 10 | 0 |
| Apr 2024 | $1.5B | $1.3B | $173M | 10 | 0 |
| Feb 2024 | $1.5B | $1.3B | $173M | 10 | 0 |
| Dec 2023 | $1.5B | $1.3B | $173M | 10 | 0 |
| Dec 2022 | $1.3B | $1.1B | $151.1M | 9 | 0 |
| Jul 2022 | $1.4B | $1.2B | $222.3M | 9 | 0 |
| Jun 2022 | $1.4B | $1.2B | $222.3M | 9 | 0 |
| Dec 2021 | $1.4B | $1.2B | $222.3M | 9 | 0 |
| May 2021 | $1B | $884.6M | $142.3M | 9 | 0 |
| Dec 2020 | $1B | $884.6M | $142.3M | 9 | 0 |
| Nov 2020 | $1B | $884.6M | $142.3M | 9 | 0 |
| Jul 2020 | $799.2M | $691.3M | $107.9M | 9 | 0 |
| Jun 2020 | $799.2M | $691.3M | $107.9M | 9 | 0 |
| May 2020 | $799.2M | $691.3M | $107.9M | 9 | 0 |
| Nov 2019 | $862.4M | $738.6M | $123.8M | 9 | 0 |
| Nov 2018 | $778.2M | $653.2M | $125M | 8 | 0 |
| Sep 2018 | $723.5M | $604.8M | $118.7M | 8 | 0 |
| Nov 2017 | $685M | $569.1M | $115.9M | 8 | 950 |
| Nov 2016 | $559.2M | $470.3M | $88.9M | 8 | 900 |
| Nov 2015 | $511.2M | $422.8M | $88.4M | 8 | 900 |
| Dec 2014 | $483.3M | $380.4M | $102.9M | 8 | 700 |
| May 2014 | $465.3M | $359.5M | $105.9M | 8 | 500 |
| Apr 2014 | $440.9M | $336.4M | $104.5M | 8 | 500 |
| Feb 2014 | $440.9M | $336.4M | $104.5M | 8 | 500 |
| Dec 2013 | $425.6M | $323.3M | $102.3M | 8 | 500 |
| Sep 2013 | $361.3M | $274.2M | $87.1M | 8 | 500 |
| Aug 2013 | $361.3M | $274.2M | $87.1M | 8 | 500 |
| Aug 2013 | $361.3M | $274.2M | $87.1M | 8 | 500 |
| Jun 2013 | $361.3M | $274.2M | $87.1M | 8 | 500 |
| Jan 2013 | $325.2M | $245.5M | $79.7M | 8 | 400 |
| Dec 2012 | $325.2M | $245.5M | $79.7M | 8 | 400 |
| Dec 2012 | $325.2M | $245.5M | $79.7M | 8 | 400 |
| Apr 2012 | $257.5M | $196.4M | $61.2M | 6 | 400 |
| Dec 2011 | $252M | $188.3M | $63.7M | 6 | 400 |
| Nov 2011 | $252M | $188.3M | $63.7M | 6 | 400 |
| Dec 2010 | $205.9M | $169.4M | $36.5M | 10 | -- |
| Feb 2009 | $222M | $160M | $62M | 10 | -- |
| Oct 2007 | $58.1M | $26M | $32M | 10 | -- |
| Feb 2007 | $31.1M | $0 | $31.1M | 10 | -- |
| Nov 2006 | $31.1M | $0 | $31.1M | 10 | -- |
| Nov 2006 | $31.1M | $0 | $31.1M | 10 | -- |
DateOct 2025
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$212.7M
Employees11
Clients0
DateJul 2025
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$212.7M
Employees11
Clients0
DateMar 2025
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$212.7M
Employees11
Clients0
DateNov 2024
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$212.7M
Employees11
Clients0
DateAug 2024
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$173M
Employees10
Clients0
DateMay 2024
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$173M
Employees10
Clients0
DateApr 2024
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$173M
Employees10
Clients0
DateFeb 2024
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$173M
Employees10
Clients0
DateDec 2023
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$173M
Employees10
Clients0
DateDec 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$151.1M
Employees9
Clients0
DateJul 2022
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$222.3M
Employees9
Clients0
DateJun 2022
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$222.3M
Employees9
Clients0
DateDec 2021
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$222.3M
Employees9
Clients0
DateMay 2021
Total AUM$1B
Discretionary$884.6M
Non-Disc.$142.3M
Employees9
Clients0
DateDec 2020
Total AUM$1B
Discretionary$884.6M
Non-Disc.$142.3M
Employees9
Clients0
DateNov 2020
Total AUM$1B
Discretionary$884.6M
Non-Disc.$142.3M
Employees9
Clients0
DateJul 2020
Total AUM$799.2M
Discretionary$691.3M
Non-Disc.$107.9M
Employees9
Clients0
DateJun 2020
Total AUM$799.2M
Discretionary$691.3M
Non-Disc.$107.9M
Employees9
Clients0
DateMay 2020
Total AUM$799.2M
Discretionary$691.3M
Non-Disc.$107.9M
Employees9
Clients0
DateNov 2019
Total AUM$862.4M
Discretionary$738.6M
Non-Disc.$123.8M
Employees9
Clients0
DateNov 2018
Total AUM$778.2M
Discretionary$653.2M
Non-Disc.$125M
Employees8
Clients0
DateSep 2018
Total AUM$723.5M
Discretionary$604.8M
Non-Disc.$118.7M
Employees8
Clients0
DateNov 2017
Total AUM$685M
Discretionary$569.1M
Non-Disc.$115.9M
Employees8
Clients950
DateNov 2016
Total AUM$559.2M
Discretionary$470.3M
Non-Disc.$88.9M
Employees8
Clients900
DateNov 2015
Total AUM$511.2M
Discretionary$422.8M
Non-Disc.$88.4M
Employees8
Clients900
DateDec 2014
Total AUM$483.3M
Discretionary$380.4M
Non-Disc.$102.9M
Employees8
Clients700
DateMay 2014
Total AUM$465.3M
Discretionary$359.5M
Non-Disc.$105.9M
Employees8
Clients500
DateApr 2014
Total AUM$440.9M
Discretionary$336.4M
Non-Disc.$104.5M
Employees8
Clients500
DateFeb 2014
Total AUM$440.9M
Discretionary$336.4M
Non-Disc.$104.5M
Employees8
Clients500
DateDec 2013
Total AUM$425.6M
Discretionary$323.3M
Non-Disc.$102.3M
Employees8
Clients500
DateSep 2013
Total AUM$361.3M
Discretionary$274.2M
Non-Disc.$87.1M
Employees8
Clients500
DateAug 2013
Total AUM$361.3M
Discretionary$274.2M
Non-Disc.$87.1M
Employees8
Clients500
DateAug 2013
Total AUM$361.3M
Discretionary$274.2M
Non-Disc.$87.1M
Employees8
Clients500
DateJun 2013
Total AUM$361.3M
Discretionary$274.2M
Non-Disc.$87.1M
Employees8
Clients500
DateJan 2013
Total AUM$325.2M
Discretionary$245.5M
Non-Disc.$79.7M
Employees8
Clients400
DateDec 2012
Total AUM$325.2M
Discretionary$245.5M
Non-Disc.$79.7M
Employees8
Clients400
DateDec 2012
Total AUM$325.2M
Discretionary$245.5M
Non-Disc.$79.7M
Employees8
Clients400
DateApr 2012
Total AUM$257.5M
Discretionary$196.4M
Non-Disc.$61.2M
Employees6
Clients400
DateDec 2011
Total AUM$252M
Discretionary$188.3M
Non-Disc.$63.7M
Employees6
Clients400
DateNov 2011
Total AUM$252M
Discretionary$188.3M
Non-Disc.$63.7M
Employees6
Clients400
DateDec 2010
Total AUM$205.9M
Discretionary$169.4M
Non-Disc.$36.5M
Employees10
Clients--
DateFeb 2009
Total AUM$222M
Discretionary$160M
Non-Disc.$62M
Employees10
Clients--
DateOct 2007
Total AUM$58.1M
Discretionary$26M
Non-Disc.$32M
Employees10
Clients--
DateFeb 2007
Total AUM$31.1M
Discretionary$0
Non-Disc.$31.1M
Employees10
Clients--
DateNov 2006
Total AUM$31.1M
Discretionary$0
Non-Disc.$31.1M
Employees10
Clients--
DateNov 2006
Total AUM$31.1M
Discretionary$0
Non-Disc.$31.1M
Employees10
Clients--