J.DEREK LEWIS & ASSOCIATES, INC.
CRD #122307 SEC #801-67339 NEWPORT BEACH, CA 949-752-9096
SEC Registered Broker-Dealer
Total AUM
$1.8B
Discretionary
$1.6B
Employees
11
Clients
0
Accounts
7,459
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESPINILI, KATHRYN, ELIZABETH | I | COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER,COO | NA | |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER/OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER/OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER/OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER/OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| Ferdi, Mark, Anthony | I | FINANCIAL ADVISER, OWNER | NA | Control |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | NA | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | NA | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| LEWIS, NANCY, KAY | I | SECRETARY | NA | |
| MADJARSKA, RENY VESSELA, T | I | CHIEF FINANCIAL OFFICER | NA | |
| MADJARSKA, RENY VESSELA, T | I | CHIEF FINANCIAL OFFICER | NA | |
| MADJARSKA, RENY VESSELA, T | I | CHIEF FINANCIAL OFFICER | NA | |
| MADJARSKA, RENY VESSELA, T | I | CHIEF FINANCIAL OFFICER | NA | |
| MADJARSKA, RENY VESSELA, T | I | CHIEF FINANCIAL OFFICER | NA | |
| MADJARSKA, RENY VESSELA, T | I | CHIEF FINANCIAL OFFICER | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| Vidal, Andrew, Joseph | I | CORPORATE SECRETARY | NA | |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT,CEO, DIRECTOR | E | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | FOUNDER, DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | FOUNDER, DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | PRESIDENT; DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | FOUNDER, DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | FOUNDER, DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | FOUNDER, DIRECTOR | C | Control |
| LEWIS, JOHN, DEREK | I | FOUNDER, DIRECTOR | C | Control |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| DUNAGAN, KELLY, ALLAN | I | VICE PRESIDENT | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| DUNAGAN, KELLY, ALLAN | I | FINANCIAL ADVISER, OWNER | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| HYEPOCK, DOUGLAS, GLENN | I | VICE PRESIDENT | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| HYEPOCK, DOUGLAS, GLENN | I | FINANCIAL ADVISER, OWNER, DIRECTOR | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| KNUTSEN, ROBERT, WAYNE | I | CHIEF EXECUTIVE OFFICER | B | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER - OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| DALBY, RION, JAMES | I | FINANCIAL ADVISER, OWNER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| ESPINILI, KATHRYN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| GREENLEAF, RENY VESSELA, M | I | CHIEF FINANCIAL OFFICER | A | |
| PARKER, LINDA, SUSAN | I | CHIEF FINANCIAL OFFICER | A | Control |
| PARKER, LINDA, SUSAN | I | CHIEF FINANCIAL OFFICER | A | Control |
| PARKER, LINDA, SUSAN | I | CHIEF FINANCIAL OFFICER | A | Control |
| PARKER, LINDA, SUSAN | I | CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
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Oct 2, 2025 REGISTERED
Notice Filings (27)
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