CAPITAL PROSPECTS LLC
CRD #124171 SEC #801-64972 STAMFORD, CT 203-388-4220
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
3
Clients
--
Accounts
3
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2021 | $1.4B | $1.4B | $0 | 3 | 0 |
| Jan 2020 | $1.7B | $1.7B | $0 | 4 | 0 |
| Jan 2020 | $1.7B | $1.7B | $0 | 4 | 0 |
| Jan 2019 | $1.4B | $1.4B | $0 | 5 | 0 |
| Feb 2018 | $1.5B | $1.5B | $0 | 6 | 0 |
| Jan 2017 | $1.1B | $1.1B | $0 | 6 | 1 |
| Jan 2016 | $1.2B | $1.2B | $0 | 6 | 1 |
| Dec 2015 | $1.4B | $1.4B | $0 | 7 | 1 |
| Feb 2015 | $1.4B | $1.4B | $0 | 7 | 1 |
| Jan 2014 | $1.4B | $1.4B | $0 | 6 | 1 |
| Feb 2013 | $1.1B | $1.1B | $0 | 6 | 1 |
| Feb 2012 | $983.2M | $983.2M | $0 | 1 | 1 |
| Mar 2011 | $1B | $1B | $0 | 5 | -- |
| Mar 2007 | $395M | $395M | $0 | 5 | -- |
| Mar 2006 | $195.5M | $195.5M | $0 | 5 | -- |
| Nov 2005 | $159.4M | $159.4M | $0 | 5 | -- |
DateMar 2021
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees3
Clients0
DateJan 2020
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees4
Clients0
DateJan 2020
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees4
Clients0
DateJan 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees5
Clients0
DateFeb 2018
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees6
Clients0
DateJan 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees6
Clients1
DateJan 2016
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees6
Clients1
DateDec 2015
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees7
Clients1
DateFeb 2015
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees7
Clients1
DateJan 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees6
Clients1
DateFeb 2013
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees6
Clients1
DateFeb 2012
Total AUM$983.2M
Discretionary$983.2M
Non-Disc.$0
Employees1
Clients1
DateMar 2011
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$395M
Discretionary$395M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$195.5M
Discretionary$195.5M
Non-Disc.$0
Employees5
Clients--
DateNov 2005
Total AUM$159.4M
Discretionary$159.4M
Non-Disc.$0
Employees5
Clients--