CAPITAL PROSPECTS LLC
CRD #124171 SEC #801-64972 STAMFORD, CT 203-388-4220
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
3
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FREEMAN, MARILYN, RUTH | I | MANAGER | NA | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER | NA | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER | NA | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER | NA | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER | NA | Control |
| Talley, Derek, Anthony | I | CHIEF COMPLIANCE OFFICER | NA | |
| Talley, Derek, Anthony | I | CHIEF COMPLIANCE OFFICER | NA | |
| Talley, Derek, Anthony | I | CHIEF COMPLIANCE OFFICER | NA | |
| ATTUCKS ASSET MANAGEMENT, LLC | DE | OWNER | E | Control |
| ATTUCKS ASSET MANAGEMENT, LLC | DE | OWNER | E | Control |
| ATTUCKS ASSET MANAGEMENT, LLC | DE | OWNER | E | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FREEMAN, MARILYN, RUTH | I | MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
| KNOPE, ELIZABETH, ANN | I | MANAGER AND PRINCIPAL | D | Control |
Registrations
Federal
IA
Mar 23, 2021 REGISTERED
Notice Filings (2)
CT TX
Address
ONE DOCK STREETSUITE 405
STAMFORD, CT 06902
United States
Phone: 203-388-4220