GUGGENHEIM ADVISORS, LLC
CRD #124435 SEC #801-61978 NEW YORK, NY 212-884-6225
SEC Registered Private Funds
Total AUM
$721.7M
Discretionary
$343.1M
Employees
11
Clients
--
Accounts
16
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2013 | $721.7M | $343.1M | $378.6M | 43 | 11 |
| Jul 2012 | $721.7M | $343.1M | $378.6M | 11 | 11 |
| May 2012 | $721.7M | $343.1M | $378.6M | 11 | 11 |
| Mar 2012 | $721.7M | $343.1M | $378.6M | 11 | 11 |
| Aug 2011 | $651.3M | $481.6M | $169.8M | -- | -- |
| Mar 2011 | $781.9M | $652.9M | $129M | -- | -- |
| Mar 2011 | $704.3M | $704.3M | $0 | -- | -- |
| Aug 2010 | $704.3M | $704.3M | $0 | -- | -- |
| Oct 2009 | $692.8M | $692.8M | $0 | -- | -- |
| Apr 2009 | $1.2B | $1.2B | $0 | -- | -- |
| Mar 2009 | $1.2B | $1.2B | $0 | -- | -- |
| Mar 2007 | $3.2B | $3.2B | $0 | -- | -- |
| Dec 2006 | $3B | $2.9B | $99.3M | -- | -- |
| Mar 2006 | $2.8B | $2.8B | $0 | -- | -- |
| Mar 2006 | $2.8B | $2.8B | $0 | -- | -- |
| Jan 2005 | $1.5B | $1.5B | $0 | -- | -- |
| Mar 2004 | $1.5B | $1.5B | $0 | -- | -- |
DateJan 2013
Total AUM$721.7M
Discretionary$343.1M
Non-Disc.$378.6M
Employees43
Clients11
DateJul 2012
Total AUM$721.7M
Discretionary$343.1M
Non-Disc.$378.6M
Employees11
Clients11
DateMay 2012
Total AUM$721.7M
Discretionary$343.1M
Non-Disc.$378.6M
Employees11
Clients11
DateMar 2012
Total AUM$721.7M
Discretionary$343.1M
Non-Disc.$378.6M
Employees11
Clients11
DateAug 2011
Total AUM$651.3M
Discretionary$481.6M
Non-Disc.$169.8M
Employees--
Clients--
DateMar 2011
Total AUM$781.9M
Discretionary$652.9M
Non-Disc.$129M
Employees--
Clients--
DateMar 2011
Total AUM$704.3M
Discretionary$704.3M
Non-Disc.$0
Employees--
Clients--
DateAug 2010
Total AUM$704.3M
Discretionary$704.3M
Non-Disc.$0
Employees--
Clients--
DateOct 2009
Total AUM$692.8M
Discretionary$692.8M
Non-Disc.$0
Employees--
Clients--
DateApr 2009
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees--
Clients--
DateDec 2006
Total AUM$3B
Discretionary$2.9B
Non-Disc.$99.3M
Employees--
Clients--
DateMar 2006
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees--
Clients--