GUGGENHEIM ADVISORS, LLC
CRD #124435 SEC #801-61978 NEW YORK, NY 212-884-6225
SEC Registered Private Funds
Total AUM
$721.7M
Discretionary
$343.1M
Employees
11
Clients
--
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARPINO, JOHN, R. | I | MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | MANAGING DIRECTOR | NA | Control |
| ARPINO, JOHN, R. | I | HEAD OF RISK AND MANAGING DIRECTOR | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| DHIR, RASHI | I | CHIEF LEGAL OFFICER | NA | Control |
| DHIR, RASHI | I | CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| DHIR, RASHI | I | CHIEF LEGAL OFFICER | NA | Control |
| DHIR, RASHI | I | MANAGING DIRECTOR & INTERIM CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| DHIR, RASHI | I | CHIEF LEGAL OFFICER | NA | Control |
| DHIR, RASHI | I | CHIEF LEGAL OFFICER & COMPLIANCE OFFICER | NA | Control |
| FELIX, KEVIN, ANTHONY | I | MANAGING PARTNER | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER & INTERIM CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FOLLINI, GEORGE | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| GEBBIA, JOHN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| GEBBIA, JOHN, FRANK | I | HEAD OF OPERATIONS AND MANAGING DIRECTOR | NA | Control |
| GEBBIA, JOHN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| GEBBIA, JOHN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| GEBBIA, JOHN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| GEBBIA, JOHN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| HANSEN, KARA, NICOLE | I | HEAD OF OPERATIONS AND MANAGING DIRECTOR | NA | Control |
| HANSEN, KARA, NICOLE | I | HEAD OF OPERATIONS AND MANAGING DIRECTOR | NA | Control |
| HANSEN, KARA, NICOLE | I | HEAD OF OPERATIONS AND MANAGING DIRECTOR | NA | Control |
| HANSEN, KARA, NICOLE | I | HEAD OF OPERATIONS AND MANAGING DIRECTOR | NA | Control |
| HUGHES, PATRICK, THOMAS | I | MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | MANAGING PARTNER | NA | Control |
| HUGHES, PATRICK, THOMAS | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| KATZOVITZ, LOREN, MARK | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| KATZOVITZ, LOREN, MARK | I | CEO & CHAIRMAN AND MANAGING PARTNER | NA | Control |
| KATZOVITZ, LOREN, MARK | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| KATZOVITZ, LOREN, MARK | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| KATZOVITZ, LOREN, MARK | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| KATZOVITZ, LOREN, MARK | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| MAHON, ROSEMARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHON, ROSEMARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHON, ROSEMARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHON, ROSEMARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENZIE, ALAN, ANDREW | I | HEAD OF RESEARCH AND MANAGING DIRECTOR | NA | Control |
| MCKENZIE, ALAN, ANDREW | I | HEAD OF RESEARCH AND MANAGING DIRECTOR | NA | Control |
| MCKENZIE, ALAN, ANDREW | I | HEAD OF RESEARCH AND MANAGING DIRECTOR | NA | Control |
| MCKENZIE, ALAN, ANDREW | I | HEAD OF RESEARCH AND MANAGING DIRECTOR | NA | Control |
| MCKENZIE, ALAN, ANDREW | I | HEAD OF RESEARCH AND MANAGING DIRECTOR | NA | Control |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR EXECUTIVE | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR EXECUTIVE | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR EXECUTIVE | NA | Control |
| NICK, KENNETH, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WORLEY, DAVID, CLARK | I | GENERAL COUNSEL | NA | Control |
| WORLEY, DAVID, CLARK | I | GENERAL COUNSEL | NA | Control |
| WORLEY, DAVID, CLARK | I | GENERAL COUNSEL | NA | Control |
| WORLEY, DAVID, CLARK | I | GENERAL COUNSEL | NA | Control |
| WORLEY, DAVID, CLARK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | DE | MEMBER | E | Control |
| KATZOVITZ, LOREN, MARK | I | CEO & CHAIRMAN AND MANAGING PARTNER | A | Control |
| KATZOVITZ, LOREN, MARK | I | CEO & CHAIRMAN AND MANAGING PARTNER | A | Control |
| KATZOVITZ, LOREN, MARK | I | CEO & CHAIRMAN AND MANAGING PARTNER | A | Control |
| KATZOVITZ, LOREN, MARK | I | CEO & CHAIRMAN AND MANAGING PARTNER | A | Control |
| KATZOVITZ, LOREN, MARK | I | CEO & CHAIRMAN AND MANAGING PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| CURCIO, DOMINIC, J. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| DONOVAN, DENIS, PATRICK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| DONOVAN, DENIS, PATRICK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| DONOVAN, DENIS, PATRICK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| DONOVAN, DENIS, PATRICK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| GREALY, MICHAEL, JOHN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| GREALY, MICHAEL, JOHN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| HUGHES, PATRICK, THOMAS | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| KATZOVITZ, LOREN, MARK | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| MURPHY, RONAN, MICHAEL | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| MURPHY, RONAN, MICHAEL | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| O'DWYER, SEAN, ANTHONY | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| O'DWYER, SEAN, ANTHONY | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SCHWARTZ, ALAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SCHWARTZ, ALAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SCHWARTZ, ALAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SCHWARTZ, ALAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SCHWARTZ, ALAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SCHWARTZ, ALAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SIR, BRIAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SIR, BRIAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SIR, BRIAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SIR, BRIAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SIR, BRIAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| SIR, BRIAN | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| WALTER, MARK, R. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| WALTER, MARK, R. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| WALTER, MARK, R. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| WALTER, MARK, R. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| WALTER, MARK, R. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| WALTER, MARK, R. | I | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | F | Control |
| BANCIRELAND (US) HOLDINGS, INC. | DE | BIIP, INC. | E | Control |
| BANCIRELAND (US) HOLDINGS, INC. | DE | BIIP, INC. | E | Control |
| BANCIRELAND (US) HOLDINGS, INC. | DE | BIIP, INC. | E | Control |
| BANCIRELAND (US) HOLDINGS, INC. | DE | BIIP, INC. | E | Control |
| BANCIRELAND FIRST FINANCIAL, INC. | DE | BIIP, INC. | E | Control |
| BANCIRELAND FIRST FINANCIAL, INC. | DE | BIIP, INC. | E | Control |
| BIAM HOLDINGS | FE | BANCIRELAND (US) HOLDINGS, INC. | E | Control |
| BIAM HOLDINGS | FE | BANCIRELAND (US) HOLDINGS, INC. | E | Control |
| BIAM HOLDINGS | FE | BANCIRELAND (US) HOLDINGS, INC. | E | Control |
| BIAM HOLDINGS | FE | BANCIRELAND (US) HOLDINGS, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GP HOLDCO, LLC | DE | GPFT HOLDCO, LLC | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GPFT HOLDCO, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC ("GAAM") | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GP HOLDCO, LLC | E | Control |
| IBI INTERFUNDING | FE | BANCIRELAND FIRST FINANCIAL, INC. | E | Control |
| IBI INTERFUNDING | FE | BANCIRELAND FIRST FINANCIAL, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND | FE | IBI INTERFUNDING | E | Control |
| THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND | FE | BIAM HOLDINGS | E | Control |
| THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND | FE | IBI INTERFUNDING | E | Control |
| THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND | FE | BIAM HOLDINGS | E | Control |
| THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND | FE | BIAM HOLDINGS | E | Control |
| THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND | FE | BIAM HOLDINGS | E | Control |
| BIIP, INC. | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | D | Control |
| BIIP, INC. | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | D | Control |
| BIIP, INC. | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | D | Control |
| BIIP, INC. | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | D | Control |
| BIIP, INC. | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | D | Control |
| BIIP, INC. | DE | GUGGENHEIM ALTERNATIVE ASSET MANAGEMENT, LLC | D | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
Registrations
Federal
IA
May 9, 2012 REGISTERED
Notice Filings (2)
DE NY
Address
135 EAST 57TH STREET11TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-884-6225