SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
CRD #125147 SEC #801-79371 NICHOLASVILLE, KY 859-223-6333
SEC Registered
Total AUM
$516.9M
Discretionary
$516.9M
Employees
10
Clients
51
Accounts
1,581
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $516.9M | $516.9M | $0 | 10 | 0 |
| Oct 2025 | $498.6M | $498.6M | $0 | 10 | 0 |
| Aug 2025 | $443.6M | $443.6M | $0 | 10 | 0 |
| Aug 2025 | $427.1M | $427.1M | $0 | 10 | 0 |
| Jun 2025 | $406.1M | $406.1M | $0 | 10 | 0 |
| May 2025 | $387.7M | $387.7M | $0 | 9 | 0 |
| May 2025 | $377.1M | $377.1M | $0 | 9 | 0 |
| Mar 2025 | $350.8M | $350.8M | $0 | 9 | 0 |
| Jul 2024 | $321.2M | $321.2M | $0 | 10 | 0 |
| Jun 2024 | $311.4M | $311.4M | $0 | 10 | 0 |
| Jun 2024 | $308.3M | $308.3M | $0 | 10 | 0 |
| May 2024 | $307.9M | $307.9M | $0 | 10 | 0 |
| May 2024 | $302.9M | $302.9M | $0 | 10 | 0 |
| Mar 2024 | $292.8M | $292.8M | $0 | 10 | 0 |
| Mar 2023 | $227.9M | $227.9M | $0 | 10 | 0 |
| Mar 2022 | $264.9M | $264.9M | $0 | 11 | 0 |
| Jun 2021 | $260.5M | $260.5M | $0 | 7 | 0 |
| Mar 2021 | $240.9M | $240.9M | $0 | 7 | 0 |
| Mar 2021 | $210M | $210M | $0 | 8 | 0 |
| Sep 2020 | $210M | $210M | $0 | 8 | 0 |
| Jun 2020 | $210M | $210M | $0 | 8 | 0 |
| Feb 2020 | $210M | $210M | $0 | 8 | 0 |
| Feb 2020 | $210M | $210M | $0 | 8 | 0 |
| Feb 2020 | $208M | $208M | $0 | 8 | 0 |
| Jan 2020 | $203.4M | $203.4M | $0 | 8 | 0 |
| Dec 2019 | $200.1M | $200.1M | $0 | 8 | 0 |
| Dec 2019 | $200.1M | $200.1M | $0 | 8 | 0 |
| Oct 2019 | $180.3M | $180.3M | $0 | 8 | 0 |
| Apr 2019 | $180.3M | $180.3M | $0 | 8 | 0 |
| Apr 2019 | $177.7M | $177.7M | $0 | 8 | 0 |
| Feb 2019 | $168.5M | $168.5M | $0 | 8 | 0 |
| Mar 2018 | $185.7M | $185.7M | $0 | 8 | 0 |
| Sep 2017 | $151.9M | $151.9M | $0 | 11 | 300 |
| Apr 2017 | $148.6M | $148.6M | $0 | 5 | 500 |
| Mar 2017 | $148.6M | $0 | $148.6M | 5 | 500 |
| Dec 2016 | $130.3M | $130.3M | $0 | 5 | 500 |
| Sep 2016 | $118M | $118M | $0 | 5 | 500 |
| Mar 2016 | $118M | $118M | $0 | 7 | 500 |
| Jun 2015 | $139.4M | $139.4M | $0 | 9 | 300 |
| Mar 2015 | $139.4M | $139.4M | $0 | 9 | 300 |
| Nov 2014 | $120.9M | $120.9M | $0 | 8 | 300 |
| Mar 2014 | $100.2M | $100.2M | $0 | 8 | 300 |
| Mar 2014 | $100.2M | $100.2M | $0 | 8 | 300 |
| Jun 2012 | $71.5M | $71.5M | $0 | 6 | 248 |
| Jun 2012 | $71.5M | $71.5M | $0 | 6 | 248 |
| May 2012 | $71.5M | $71.5M | $0 | 6 | 248 |
| Mar 2012 | $71.5M | $71.5M | $0 | 6 | 248 |
| Dec 2011 | $71.5M | $71.5M | $0 | 6 | 251 |
| Aug 2011 | $71.5M | $71.5M | $0 | 10 | -- |
| Jul 2011 | $71.5M | $71.5M | $0 | 10 | -- |
| Jul 2011 | $71.5M | $71.5M | $0 | 10 | -- |
| Aug 2010 | $65M | $65M | $0 | 10 | -- |
| Mar 2009 | $50M | $50M | $0 | 10 | -- |
| Mar 2008 | $80M | $80M | $0 | 10 | -- |
| Mar 2007 | $85M | $85M | $0 | 10 | -- |
| Dec 2005 | $80M | $80M | $0 | 10 | -- |
| Dec 2005 | $80M | $80M | $0 | 10 | -- |
| Jan 2005 | $54M | $54M | $0 | 10 | -- |
| Jan 2005 | $54M | $54M | $0 | 10 | -- |
DateOct 2025
Total AUM$516.9M
Discretionary$516.9M
Non-Disc.$0
Employees10
Clients0
DateOct 2025
Total AUM$498.6M
Discretionary$498.6M
Non-Disc.$0
Employees10
Clients0
DateAug 2025
Total AUM$443.6M
Discretionary$443.6M
Non-Disc.$0
Employees10
Clients0
DateAug 2025
Total AUM$427.1M
Discretionary$427.1M
Non-Disc.$0
Employees10
Clients0
DateJun 2025
Total AUM$406.1M
Discretionary$406.1M
Non-Disc.$0
Employees10
Clients0
DateMay 2025
Total AUM$387.7M
Discretionary$387.7M
Non-Disc.$0
Employees9
Clients0
DateMay 2025
Total AUM$377.1M
Discretionary$377.1M
Non-Disc.$0
Employees9
Clients0
DateMar 2025
Total AUM$350.8M
Discretionary$350.8M
Non-Disc.$0
Employees9
Clients0
DateJul 2024
Total AUM$321.2M
Discretionary$321.2M
Non-Disc.$0
Employees10
Clients0
DateJun 2024
Total AUM$311.4M
Discretionary$311.4M
Non-Disc.$0
Employees10
Clients0
DateJun 2024
Total AUM$308.3M
Discretionary$308.3M
Non-Disc.$0
Employees10
Clients0
DateMay 2024
Total AUM$307.9M
Discretionary$307.9M
Non-Disc.$0
Employees10
Clients0
DateMay 2024
Total AUM$302.9M
Discretionary$302.9M
Non-Disc.$0
Employees10
Clients0
DateMar 2024
Total AUM$292.8M
Discretionary$292.8M
Non-Disc.$0
Employees10
Clients0
DateMar 2023
Total AUM$227.9M
Discretionary$227.9M
Non-Disc.$0
Employees10
Clients0
DateMar 2022
Total AUM$264.9M
Discretionary$264.9M
Non-Disc.$0
Employees11
Clients0
DateJun 2021
Total AUM$260.5M
Discretionary$260.5M
Non-Disc.$0
Employees7
Clients0
DateMar 2021
Total AUM$240.9M
Discretionary$240.9M
Non-Disc.$0
Employees7
Clients0
DateMar 2021
Total AUM$210M
Discretionary$210M
Non-Disc.$0
Employees8
Clients0
DateSep 2020
Total AUM$210M
Discretionary$210M
Non-Disc.$0
Employees8
Clients0
DateJun 2020
Total AUM$210M
Discretionary$210M
Non-Disc.$0
Employees8
Clients0
DateFeb 2020
Total AUM$210M
Discretionary$210M
Non-Disc.$0
Employees8
Clients0
DateFeb 2020
Total AUM$210M
Discretionary$210M
Non-Disc.$0
Employees8
Clients0
DateFeb 2020
Total AUM$208M
Discretionary$208M
Non-Disc.$0
Employees8
Clients0
DateJan 2020
Total AUM$203.4M
Discretionary$203.4M
Non-Disc.$0
Employees8
Clients0
DateDec 2019
Total AUM$200.1M
Discretionary$200.1M
Non-Disc.$0
Employees8
Clients0
DateDec 2019
Total AUM$200.1M
Discretionary$200.1M
Non-Disc.$0
Employees8
Clients0
DateOct 2019
Total AUM$180.3M
Discretionary$180.3M
Non-Disc.$0
Employees8
Clients0
DateApr 2019
Total AUM$180.3M
Discretionary$180.3M
Non-Disc.$0
Employees8
Clients0
DateApr 2019
Total AUM$177.7M
Discretionary$177.7M
Non-Disc.$0
Employees8
Clients0
DateFeb 2019
Total AUM$168.5M
Discretionary$168.5M
Non-Disc.$0
Employees8
Clients0
DateMar 2018
Total AUM$185.7M
Discretionary$185.7M
Non-Disc.$0
Employees8
Clients0
DateSep 2017
Total AUM$151.9M
Discretionary$151.9M
Non-Disc.$0
Employees11
Clients300
DateApr 2017
Total AUM$148.6M
Discretionary$148.6M
Non-Disc.$0
Employees5
Clients500
DateMar 2017
Total AUM$148.6M
Discretionary$0
Non-Disc.$148.6M
Employees5
Clients500
DateDec 2016
Total AUM$130.3M
Discretionary$130.3M
Non-Disc.$0
Employees5
Clients500
DateSep 2016
Total AUM$118M
Discretionary$118M
Non-Disc.$0
Employees5
Clients500
DateMar 2016
Total AUM$118M
Discretionary$118M
Non-Disc.$0
Employees7
Clients500
DateJun 2015
Total AUM$139.4M
Discretionary$139.4M
Non-Disc.$0
Employees9
Clients300
DateMar 2015
Total AUM$139.4M
Discretionary$139.4M
Non-Disc.$0
Employees9
Clients300
DateNov 2014
Total AUM$120.9M
Discretionary$120.9M
Non-Disc.$0
Employees8
Clients300
DateMar 2014
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees8
Clients300
DateMar 2014
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees8
Clients300
DateJun 2012
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees6
Clients248
DateJun 2012
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees6
Clients248
DateMay 2012
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees6
Clients248
DateMar 2012
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees6
Clients248
DateDec 2011
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees6
Clients251
DateAug 2011
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees10
Clients--
DateJul 2011
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees10
Clients--
DateJul 2011
Total AUM$71.5M
Discretionary$71.5M
Non-Disc.$0
Employees10
Clients--
DateAug 2010
Total AUM$65M
Discretionary$65M
Non-Disc.$0
Employees10
Clients--
DateMar 2009
Total AUM$50M
Discretionary$50M
Non-Disc.$0
Employees10
Clients--
DateMar 2008
Total AUM$80M
Discretionary$80M
Non-Disc.$0
Employees10
Clients--
DateMar 2007
Total AUM$85M
Discretionary$85M
Non-Disc.$0
Employees10
Clients--
DateDec 2005
Total AUM$80M
Discretionary$80M
Non-Disc.$0
Employees10
Clients--
DateDec 2005
Total AUM$80M
Discretionary$80M
Non-Disc.$0
Employees10
Clients--
DateJan 2005
Total AUM$54M
Discretionary$54M
Non-Disc.$0
Employees10
Clients--
DateJan 2005
Total AUM$54M
Discretionary$54M
Non-Disc.$0
Employees10
Clients--