SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
CRD #125147 SEC #801-79371 NICHOLASVILLE, KY 859-223-6333
SEC Registered
Total AUM
$516.9M
Discretionary
$516.9M
Employees
10
Clients
51
Accounts
1,581
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDNEY, CHRISTOPHER, BRIAN | I | SENIOR PORTFOLIO ANALYST; CHIEF COMPLIANCE OFFICER | NA | Control |
| MUNCY, JEFF, L | I | MANAGING DIRECTOR FOR TAX PLANNING & PREPARATION | NA | |
| MUNCY, JEFFERY, LYNN | I | MANAGING DIRECTOR FOR TAX PLANNING & PREPARATION | NA | |
| NORFLEET, BARRY, W | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | |
| NORFLEET, BARRY, WAYNE | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | |
| NORFLEET, BARRY, WAYNE | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | |
| NORFLEET, BARRY, WAYNE | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | |
| WOODS, JOSEPH, P | I | MANAGING DIRECTOR FOR INSURANCE PLANNING | NA | |
| WOODS, JOSEPH, PAYTON | I | MANAGING DIRECTOR FOR INSURANCE PLANNING | NA | |
| WOODS, JOSEPH, PAYTON | I | MANAGING DIRECTOR FOR INSURANCE PLANNING | NA | |
| WOODS, JOSEPH, PAYTON | I | MANAGING DIRECTOR FOR INSURANCE PLANNING | NA | |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
| BUCKLEY, CHARLES, KELLY | I | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 28, 2025 REGISTERED
Notice Filings (21)
AL AZ CO FL GA IL IN KY LA MO MS NC NJ OH PA SC TN TX UT VA WV
Address
105 WIND HAVEN DRIVENICHOLASVILLE, KY 40356
United States
Phone: 859-223-6333