CARUSO MCLEAN & CO., INC.
CRD #126084 SEC #801-64498 UTICA, NY 315-724-5105
SEC Registered
Total AUM
$248.9M
Discretionary
$20.3M
Employees
5
Clients
0
Accounts
188
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $248.9M | $20.3M | $228.6M | 5 | 0 |
| Mar 2025 | $232.7M | $40.5M | $192.2M | 6 | 0 |
| Mar 2024 | $232.7M | $40.5M | $192.2M | 6 | 0 |
| Mar 2023 | $197M | $36.6M | $160.3M | 6 | 0 |
| Mar 2022 | $227.4M | $26.4M | $201M | 5 | 0 |
| Nov 2021 | $207.5M | $38.4M | $169.2M | 5 | 0 |
| Mar 2021 | $207.5M | $38.4M | $169.2M | 5 | 0 |
| Jun 2020 | $194.4M | $58.3M | $136.1M | 5 | 0 |
| Apr 2020 | $194.4M | $58.3M | $136.1M | 5 | 0 |
| Mar 2019 | $154.7M | $100.5M | $54.1M | 5 | 0 |
| May 2018 | $175.2M | $0 | $175.2M | 5 | 0 |
| Mar 2017 | $165.1M | $49.5M | $115.5M | 5 | 200 |
| Mar 2016 | $176.9M | $35.4M | $141.5M | 3 | 200 |
| Mar 2015 | $176.4M | $410K | $176M | 3 | 200 |
| Jul 2014 | $204.3M | $20.4M | $183.8M | 3 | 200 |
| Mar 2014 | $204.3M | $20.4M | $183.8M | 3 | 200 |
| Mar 2013 | $157.1M | $0 | $157.1M | 3 | 200 |
| May 2012 | $132M | $0 | $132M | 1 | 200 |
| Mar 2012 | $132M | $0 | $132M | 1 | 200 |
| Nov 2011 | $145.2M | $0 | $145.2M | 5 | -- |
| Mar 2011 | $145.2M | $0 | $145.2M | 5 | -- |
| Mar 2011 | $145.2M | $0 | $145.2M | 5 | -- |
| Jun 2010 | $128.4M | $0 | $128.4M | 5 | -- |
| Jan 2008 | $152.1M | $0 | $152.1M | 10 | -- |
| Mar 2007 | $138.6M | $0 | $138.6M | 5 | -- |
DateMar 2025
Total AUM$248.9M
Discretionary$20.3M
Non-Disc.$228.6M
Employees5
Clients0
DateMar 2025
Total AUM$232.7M
Discretionary$40.5M
Non-Disc.$192.2M
Employees6
Clients0
DateMar 2024
Total AUM$232.7M
Discretionary$40.5M
Non-Disc.$192.2M
Employees6
Clients0
DateMar 2023
Total AUM$197M
Discretionary$36.6M
Non-Disc.$160.3M
Employees6
Clients0
DateMar 2022
Total AUM$227.4M
Discretionary$26.4M
Non-Disc.$201M
Employees5
Clients0
DateNov 2021
Total AUM$207.5M
Discretionary$38.4M
Non-Disc.$169.2M
Employees5
Clients0
DateMar 2021
Total AUM$207.5M
Discretionary$38.4M
Non-Disc.$169.2M
Employees5
Clients0
DateJun 2020
Total AUM$194.4M
Discretionary$58.3M
Non-Disc.$136.1M
Employees5
Clients0
DateApr 2020
Total AUM$194.4M
Discretionary$58.3M
Non-Disc.$136.1M
Employees5
Clients0
DateMar 2019
Total AUM$154.7M
Discretionary$100.5M
Non-Disc.$54.1M
Employees5
Clients0
DateMay 2018
Total AUM$175.2M
Discretionary$0
Non-Disc.$175.2M
Employees5
Clients0
DateMar 2017
Total AUM$165.1M
Discretionary$49.5M
Non-Disc.$115.5M
Employees5
Clients200
DateMar 2016
Total AUM$176.9M
Discretionary$35.4M
Non-Disc.$141.5M
Employees3
Clients200
DateMar 2015
Total AUM$176.4M
Discretionary$410K
Non-Disc.$176M
Employees3
Clients200
DateJul 2014
Total AUM$204.3M
Discretionary$20.4M
Non-Disc.$183.8M
Employees3
Clients200
DateMar 2014
Total AUM$204.3M
Discretionary$20.4M
Non-Disc.$183.8M
Employees3
Clients200
DateMar 2013
Total AUM$157.1M
Discretionary$0
Non-Disc.$157.1M
Employees3
Clients200
DateMay 2012
Total AUM$132M
Discretionary$0
Non-Disc.$132M
Employees1
Clients200
DateMar 2012
Total AUM$132M
Discretionary$0
Non-Disc.$132M
Employees1
Clients200
DateNov 2011
Total AUM$145.2M
Discretionary$0
Non-Disc.$145.2M
Employees5
Clients--
DateMar 2011
Total AUM$145.2M
Discretionary$0
Non-Disc.$145.2M
Employees5
Clients--
DateMar 2011
Total AUM$145.2M
Discretionary$0
Non-Disc.$145.2M
Employees5
Clients--
DateJun 2010
Total AUM$128.4M
Discretionary$0
Non-Disc.$128.4M
Employees5
Clients--
DateJan 2008
Total AUM$152.1M
Discretionary$0
Non-Disc.$152.1M
Employees10
Clients--
DateMar 2007
Total AUM$138.6M
Discretionary$0
Non-Disc.$138.6M
Employees5
Clients--