CARUSO MCLEAN & CO., INC.
CRD #126084 SEC #801-64498 UTICA, NY 315-724-5105
SEC Registered
Total AUM
$248.9M
Discretionary
$20.3M
Employees
5
Clients
0
Accounts
188
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARUSO, STEPHEN, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO | E | Control |
| CARUSO, ERNEST, RALPH | I | CFO, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | D | Control |
| CARUSO, ERNEST, RALPH | I | CFO, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | D | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT | D | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT | D | Control |
| MCLEAN, GREGORY, BRUCE | I | CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (2)
NY OH
Address
130 LOMOND COURTUTICA, NY 13502
United States
Phone: 315-724-5105