SHEPHERD KAPLAN KROCHUK, LLC
CRD #127304 SEC #801-62286 BOSTON, MA 617-896-1600
SEC Registered Private Funds
Total AUM
$9.7B
Discretionary
$1.5B
Employees
40
Clients
101
Accounts
1,365
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $9.7B | $1.5B | $8.2B | 40 | 0 |
| Mar 2024 | $8.9B | $1.4B | $7.5B | 38 | 0 |
| May 2023 | $7.9B | $1.3B | $6.6B | 39 | 0 |
| Mar 2023 | $7.9B | $1.3B | $6.6B | 39 | 0 |
| Jul 2022 | $8.8B | $1.4B | $7.5B | 48 | 0 |
| Mar 2022 | $8.8B | $1.4B | $7.5B | 48 | 0 |
| Jan 2022 | $7.8B | $1.1B | $6.6B | 48 | 0 |
| Sep 2021 | $7.8B | $1.1B | $6.6B | 48 | 0 |
| Mar 2021 | $7.8B | $1.1B | $6.6B | 48 | 0 |
| Sep 2020 | $6.8B | $1.1B | $5.7B | 48 | 0 |
| Jun 2020 | $6.8B | $1.1B | $5.7B | 48 | 0 |
| Mar 2020 | $6.8B | $1.1B | $5.7B | 48 | 0 |
| Jan 2020 | $6.1B | $964.6M | $5.1B | 37 | 0 |
| Nov 2019 | $6.1B | $964.6M | $5.1B | 37 | 0 |
| Aug 2019 | $6.1B | $964.6M | $5.1B | 37 | 0 |
| Mar 2019 | $6.1B | $964.6M | $5.1B | 37 | 0 |
| Apr 2018 | $6.4B | $1.1B | $5.3B | 30 | 0 |
| Mar 2018 | $6.4B | $1.1B | $5.3B | 30 | 0 |
| Nov 2017 | $211.4M | $211.4M | $0 | 35 | 0 |
| Nov 2017 | $211.4M | $211.4M | $0 | 35 | 0 |
| Sep 2017 | $215.7M | $215.7M | $0 | 24 | 11 |
| Aug 2017 | $215.7M | $215.7M | $0 | 24 | 11 |
| Jun 2017 | $288.8M | $288.8M | $0 | 24 | 11 |
| May 2017 | $288.8M | $288.8M | $0 | 24 | 11 |
| Mar 2017 | $288.8M | $288.8M | $0 | 24 | 11 |
| Apr 2016 | $594.5M | $594.5M | $0 | 23 | 26 |
| Mar 2016 | $594.7M | $594.7M | $0 | 23 | 26 |
| May 2015 | $786.5M | $786.5M | $0 | 21 | 11 |
| Mar 2015 | $786.5M | $786.5M | $0 | 21 | 11 |
| Mar 2014 | $953.8M | $953.8M | $0 | 20 | 11 |
| Jan 2014 | $562M | $562M | $0 | 19 | 11 |
| Apr 2013 | $562M | $562M | $0 | 19 | 11 |
| Mar 2012 | $374M | $374M | $0 | 11 | 11 |
| May 2011 | $296.6M | $296.6M | $0 | -- | -- |
| Mar 2011 | $296.6M | $296.6M | $0 | -- | -- |
| Mar 2010 | $198.9M | $198.9M | $0 | -- | -- |
| Mar 2008 | $803.2M | $803.2M | $0 | -- | -- |
| Mar 2007 | $907.9M | $907.9M | $0 | -- | -- |
| Mar 2004 | $269.6M | $269.6M | $0 | 10 | -- |
DateMar 2025
Total AUM$9.7B
Discretionary$1.5B
Non-Disc.$8.2B
Employees40
Clients0
DateMar 2024
Total AUM$8.9B
Discretionary$1.4B
Non-Disc.$7.5B
Employees38
Clients0
DateMay 2023
Total AUM$7.9B
Discretionary$1.3B
Non-Disc.$6.6B
Employees39
Clients0
DateMar 2023
Total AUM$7.9B
Discretionary$1.3B
Non-Disc.$6.6B
Employees39
Clients0
DateJul 2022
Total AUM$8.8B
Discretionary$1.4B
Non-Disc.$7.5B
Employees48
Clients0
DateMar 2022
Total AUM$8.8B
Discretionary$1.4B
Non-Disc.$7.5B
Employees48
Clients0
DateJan 2022
Total AUM$7.8B
Discretionary$1.1B
Non-Disc.$6.6B
Employees48
Clients0
DateSep 2021
Total AUM$7.8B
Discretionary$1.1B
Non-Disc.$6.6B
Employees48
Clients0
DateMar 2021
Total AUM$7.8B
Discretionary$1.1B
Non-Disc.$6.6B
Employees48
Clients0
DateSep 2020
Total AUM$6.8B
Discretionary$1.1B
Non-Disc.$5.7B
Employees48
Clients0
DateJun 2020
Total AUM$6.8B
Discretionary$1.1B
Non-Disc.$5.7B
Employees48
Clients0
DateMar 2020
Total AUM$6.8B
Discretionary$1.1B
Non-Disc.$5.7B
Employees48
Clients0
DateJan 2020
Total AUM$6.1B
Discretionary$964.6M
Non-Disc.$5.1B
Employees37
Clients0
DateNov 2019
Total AUM$6.1B
Discretionary$964.6M
Non-Disc.$5.1B
Employees37
Clients0
DateAug 2019
Total AUM$6.1B
Discretionary$964.6M
Non-Disc.$5.1B
Employees37
Clients0
DateMar 2019
Total AUM$6.1B
Discretionary$964.6M
Non-Disc.$5.1B
Employees37
Clients0
DateApr 2018
Total AUM$6.4B
Discretionary$1.1B
Non-Disc.$5.3B
Employees30
Clients0
DateMar 2018
Total AUM$6.4B
Discretionary$1.1B
Non-Disc.$5.3B
Employees30
Clients0
DateNov 2017
Total AUM$211.4M
Discretionary$211.4M
Non-Disc.$0
Employees35
Clients0
DateNov 2017
Total AUM$211.4M
Discretionary$211.4M
Non-Disc.$0
Employees35
Clients0
DateSep 2017
Total AUM$215.7M
Discretionary$215.7M
Non-Disc.$0
Employees24
Clients11
DateAug 2017
Total AUM$215.7M
Discretionary$215.7M
Non-Disc.$0
Employees24
Clients11
DateJun 2017
Total AUM$288.8M
Discretionary$288.8M
Non-Disc.$0
Employees24
Clients11
DateMay 2017
Total AUM$288.8M
Discretionary$288.8M
Non-Disc.$0
Employees24
Clients11
DateMar 2017
Total AUM$288.8M
Discretionary$288.8M
Non-Disc.$0
Employees24
Clients11
DateApr 2016
Total AUM$594.5M
Discretionary$594.5M
Non-Disc.$0
Employees23
Clients26
DateMar 2016
Total AUM$594.7M
Discretionary$594.7M
Non-Disc.$0
Employees23
Clients26
DateMay 2015
Total AUM$786.5M
Discretionary$786.5M
Non-Disc.$0
Employees21
Clients11
DateMar 2015
Total AUM$786.5M
Discretionary$786.5M
Non-Disc.$0
Employees21
Clients11
DateMar 2014
Total AUM$953.8M
Discretionary$953.8M
Non-Disc.$0
Employees20
Clients11
DateJan 2014
Total AUM$562M
Discretionary$562M
Non-Disc.$0
Employees19
Clients11
DateApr 2013
Total AUM$562M
Discretionary$562M
Non-Disc.$0
Employees19
Clients11
DateMar 2012
Total AUM$374M
Discretionary$374M
Non-Disc.$0
Employees11
Clients11
DateMay 2011
Total AUM$296.6M
Discretionary$296.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$296.6M
Discretionary$296.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$198.9M
Discretionary$198.9M
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$803.2M
Discretionary$803.2M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$907.9M
Discretionary$907.9M
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$269.6M
Discretionary$269.6M
Non-Disc.$0
Employees10
Clients--