SHEPHERD KAPLAN KROCHUK, LLC
CRD #127304 SEC #801-62286 BOSTON, MA 617-896-1600
SEC Registered Private Funds
Total AUM
$9.7B
Discretionary
$1.5B
Employees
40
Clients
101
Accounts
1,365
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRACKETT, STEPHEN, MICHAEL | I | PRESIDENT | NA | Control |
| BRACKETT, STEPHEN, MICHAEL | I | PRESIDENT | NA | Control |
| BRACKETT, STEPHEN, MICHAEL | I | PRESIDENT | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER | NA | |
| DILORENZO, PETER, JOHN | I | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER | NA | |
| DILORENZO, PETER, JOHN | I | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OF STAFF; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DILORENZO, PETER, JOHN | I | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| DODGE, BAYARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODGE, BAYARD, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODGE, BAYARD, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODGE, BAYARD, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | Control |
| GOODMAN, BRUCE | I | GENERAL COUNSEL | NA | Control |
| GOODMAN, BRUCE | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | Control |
| GRANZO, SEBASTIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRANZO, SEBASTIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRANZO, SEBASTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANZO, SEBASTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, JONATHAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Perry, Jonathan, Thomas | I | CHIEF FINANCIAL OFFICER | NA | |
| Perry, Jonathan, Thomas | I | CHIEF FINANCIAL OFFICER | NA | |
| WING, DARMAN, ANDER | I | GENERAL COUNSEL | NA | |
| WING, DARMAN, ANDER | I | GENERAL COUNSEL | NA | |
| WING, DARMAN, ANDER | I | GENERAL COUNSEL | NA | Control |
| WING, DARMAN, ANDER | I | GENERAL COUNSEL | NA | Control |
| WING, DARMAN, ANDER | I | GENERAL COUNSEL | NA | Control |
| WING, DARMAN, ANDER | I | GENERAL COUNSEL | NA | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING DIRECTOR | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FRASER, GREGORY, BRUCE | I | MANAGING MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| FROG HOLDINGS, INC. | DE | MEMBER | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER, CO-CEO | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER, CO-CEO | C | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGING MEMBER, CO-CEO | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING DIRECTOR | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KLUIBER, RUDOLPH, KARL | I | MANAGING MEMBER | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER, CO-CEO | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER, CO-CEO | C | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER, CO-CEO | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER, CO-CEO | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER, CO-CEO | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGING MEMBER, CO-CEO | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| SHEPHERD, DAVID, MORRIS | I | MANAGEMENT BOARD | C | Control |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT HOLDINGS, INC. | DE | MEMBER | B | |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| BRACKETT, STEPHEN, MICHAEL | I | MANAGEMENT BOARD, PRESIDENT | B | Control |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| GEMINI HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| IAFT HOLDINGS, INC. | DE | MEMBER | B | |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD; CHIEF COMPLIANCE OFFICER | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD; CHIEF COMPLIANCE OFFICER | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KAPLAN, DAVID, CHARLES | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING DIRECTOR | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| KROCHUK, TIMOTHY, ADAM | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| LOCKHART, BRIAN, DAVID | I | MANAGEMENT BOARD | B | Control |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B | |
| VENTURE CAPITAL CONSULTING LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| BRACKETT, STEPHEN, MICHAEL | I | BRACKETT HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KAPLAN, DAVID, CHARLES | I | GEMINI HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| KROCHUK, TIMOTHY, ADAM | I | IAFT HOLDINGS, INC. | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| LOCKHART, BRIAN, DAVID | I | VENTURE CAPITAL CONSULTING LLC | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
| SHEPHERD, DAVID, MORRIS | I | FROG HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (12)
CA CO DC FL MA MD NH NJ NY PA TX VA
Address
53 STATE STREET23RD FLOOR
BOSTON, MA 02109-2820
United States
Phone: 617-896-1600