ESSEX FINANCIAL SERVICES, INC.
CRD #127549 SEC #801-62242 ESSEX, CT 860-767-4300
SEC Registered Disclosures
Total AUM
$4.2B
Discretionary
$3.2B
Employees
46
Clients
1
Accounts
7,143
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $4.2B | $3.2B | $922.7M | 46 | 1 |
| Dec 2025 | $4.2B | $3.2B | $922.7M | 46 | 1 |
| Oct 2025 | $4.2B | $3.2B | $922.7M | 46 | 1 |
| Jun 2025 | $3.8B | $2.9B | $855M | 45 | 1 |
| Jan 2025 | $3.8B | $2.9B | $855M | 45 | 1 |
| Dec 2024 | $3.8B | $2.9B | $855M | 45 | 1 |
| Aug 2024 | $3.4B | $2.6B | $743.6M | 41 | 1 |
| Jul 2024 | $3.4B | $2.6B | $743.6M | 41 | 1 |
| May 2024 | $3.4B | $2.6B | $743.6M | 41 | 1 |
| Dec 2023 | $2.9B | $2.2B | $683.4M | 41 | 1 |
| Jan 2023 | $2.8B | $2.1B | $655.9M | 41 | 2 |
| Dec 2021 | $3.1B | $2.3B | $764.9M | 39 | 1 |
| Sep 2021 | $2.3B | $1.5B | $726.8M | 41 | 2 |
| Aug 2021 | $2.3B | $1.5B | $726.8M | 41 | 2 |
| Apr 2021 | $2.3B | $1.5B | $726.8M | 36 | 2 |
| Jan 2021 | $2.3B | $1.5B | $726.8M | 36 | 2 |
| Jun 2020 | $2.3B | $1.4B | $871M | 37 | 5 |
| Apr 2020 | $2.3B | $1.4B | $871M | 37 | 5 |
| Apr 2020 | $2.3B | $1.4B | $871M | 37 | 5 |
| Jan 2020 | $2.3B | $1.4B | $871M | 37 | 5 |
| Jan 2019 | $2.8B | $1.7B | $1.2B | 39 | 8 |
| Jan 2019 | $2.8B | $1.7B | $1.2B | 39 | 8 |
| May 2018 | $2.7B | $1.5B | $1.3B | 43 | 6 |
| Jan 2018 | $2.7B | $1.5B | $1.3B | 43 | 6 |
| Jan 2018 | $2.7B | $1.5B | $1.3B | 43 | 6 |
| Mar 2017 | $2.9B | $1.3B | $1.6B | 46 | 2,400 |
| Feb 2017 | $2.9B | $1.3B | $1.6B | 46 | 2,400 |
| Feb 2017 | $2.9B | $1.3B | $1.6B | 46 | 2,400 |
| Dec 2016 | $2.9B | $1.2B | $1.6B | 46 | 2,500 |
| Jul 2016 | $2.7B | $1.1B | $1.6B | 44 | 2,400 |
| Jul 2016 | $2.7B | $1.1B | $1.6B | 44 | 2,400 |
| Jun 2016 | $2.7B | $1.1B | $1.6B | 44 | 2,400 |
| Jun 2016 | $2.7B | $1.1B | $1.6B | 44 | 2,400 |
| Dec 2015 | $2.7B | $1.1B | $1.5B | 44 | 2,400 |
| Jun 2015 | $2.8B | $1.2B | $1.6B | 43 | 2,300 |
| Dec 2014 | $2.5B | $1.1B | $1.5B | 43 | 2,300 |
| Dec 2013 | $2.2B | $864M | $1.3B | 37 | 1,900 |
| Dec 2012 | $2.1B | $739.6M | $1.4B | 44 | 2,100 |
| Mar 2012 | $1.8B | $453.9M | $1.4B | 11 | 1,600 |
| Dec 2011 | $1.8B | $453.9M | $1.4B | 11 | 1,600 |
| Dec 2010 | $1.3B | $455.5M | $809.8M | -- | -- |
| Mar 2010 | $1B | $382.1M | $643.8M | -- | -- |
| Dec 2007 | $732.9M | $323.1M | $409.7M | -- | -- |
| Dec 2006 | $510.4M | $245.5M | $264.9M | -- | -- |
| Dec 2005 | $463.2M | $202M | $261.2M | -- | -- |
| Jan 2005 | $405.1M | $208.7M | $196.4M | -- | -- |
| Aug 2004 | $36M | $15.9M | $20.1M | -- | -- |
| Dec 2003 | $36M | $15.9M | $20.1M | -- | -- |
| Dec 2003 | $36M | $15.9M | $20.1M | -- | -- |
DateDec 2025
Total AUM$4.2B
Discretionary$3.2B
Non-Disc.$922.7M
Employees46
Clients1
DateDec 2025
Total AUM$4.2B
Discretionary$3.2B
Non-Disc.$922.7M
Employees46
Clients1
DateOct 2025
Total AUM$4.2B
Discretionary$3.2B
Non-Disc.$922.7M
Employees46
Clients1
DateJun 2025
Total AUM$3.8B
Discretionary$2.9B
Non-Disc.$855M
Employees45
Clients1
DateJan 2025
Total AUM$3.8B
Discretionary$2.9B
Non-Disc.$855M
Employees45
Clients1
DateDec 2024
Total AUM$3.8B
Discretionary$2.9B
Non-Disc.$855M
Employees45
Clients1
DateAug 2024
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$743.6M
Employees41
Clients1
DateJul 2024
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$743.6M
Employees41
Clients1
DateMay 2024
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$743.6M
Employees41
Clients1
DateDec 2023
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$683.4M
Employees41
Clients1
DateJan 2023
Total AUM$2.8B
Discretionary$2.1B
Non-Disc.$655.9M
Employees41
Clients2
DateDec 2021
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$764.9M
Employees39
Clients1
DateSep 2021
Total AUM$2.3B
Discretionary$1.5B
Non-Disc.$726.8M
Employees41
Clients2
DateAug 2021
Total AUM$2.3B
Discretionary$1.5B
Non-Disc.$726.8M
Employees41
Clients2
DateApr 2021
Total AUM$2.3B
Discretionary$1.5B
Non-Disc.$726.8M
Employees36
Clients2
DateJan 2021
Total AUM$2.3B
Discretionary$1.5B
Non-Disc.$726.8M
Employees36
Clients2
DateJun 2020
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$871M
Employees37
Clients5
DateApr 2020
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$871M
Employees37
Clients5
DateApr 2020
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$871M
Employees37
Clients5
DateJan 2020
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$871M
Employees37
Clients5
DateJan 2019
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1.2B
Employees39
Clients8
DateJan 2019
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1.2B
Employees39
Clients8
DateMay 2018
Total AUM$2.7B
Discretionary$1.5B
Non-Disc.$1.3B
Employees43
Clients6
DateJan 2018
Total AUM$2.7B
Discretionary$1.5B
Non-Disc.$1.3B
Employees43
Clients6
DateJan 2018
Total AUM$2.7B
Discretionary$1.5B
Non-Disc.$1.3B
Employees43
Clients6
DateMar 2017
Total AUM$2.9B
Discretionary$1.3B
Non-Disc.$1.6B
Employees46
Clients2,400
DateFeb 2017
Total AUM$2.9B
Discretionary$1.3B
Non-Disc.$1.6B
Employees46
Clients2,400
DateFeb 2017
Total AUM$2.9B
Discretionary$1.3B
Non-Disc.$1.6B
Employees46
Clients2,400
DateDec 2016
Total AUM$2.9B
Discretionary$1.2B
Non-Disc.$1.6B
Employees46
Clients2,500
DateJul 2016
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.6B
Employees44
Clients2,400
DateJul 2016
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.6B
Employees44
Clients2,400
DateJun 2016
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.6B
Employees44
Clients2,400
DateJun 2016
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.6B
Employees44
Clients2,400
DateDec 2015
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.5B
Employees44
Clients2,400
DateJun 2015
Total AUM$2.8B
Discretionary$1.2B
Non-Disc.$1.6B
Employees43
Clients2,300
DateDec 2014
Total AUM$2.5B
Discretionary$1.1B
Non-Disc.$1.5B
Employees43
Clients2,300
DateDec 2013
Total AUM$2.2B
Discretionary$864M
Non-Disc.$1.3B
Employees37
Clients1,900
DateDec 2012
Total AUM$2.1B
Discretionary$739.6M
Non-Disc.$1.4B
Employees44
Clients2,100
DateMar 2012
Total AUM$1.8B
Discretionary$453.9M
Non-Disc.$1.4B
Employees11
Clients1,600
DateDec 2011
Total AUM$1.8B
Discretionary$453.9M
Non-Disc.$1.4B
Employees11
Clients1,600
DateDec 2010
Total AUM$1.3B
Discretionary$455.5M
Non-Disc.$809.8M
Employees--
Clients--
DateMar 2010
Total AUM$1B
Discretionary$382.1M
Non-Disc.$643.8M
Employees--
Clients--
DateDec 2007
Total AUM$732.9M
Discretionary$323.1M
Non-Disc.$409.7M
Employees--
Clients--
DateDec 2006
Total AUM$510.4M
Discretionary$245.5M
Non-Disc.$264.9M
Employees--
Clients--
DateDec 2005
Total AUM$463.2M
Discretionary$202M
Non-Disc.$261.2M
Employees--
Clients--
DateJan 2005
Total AUM$405.1M
Discretionary$208.7M
Non-Disc.$196.4M
Employees--
Clients--
DateAug 2004
Total AUM$36M
Discretionary$15.9M
Non-Disc.$20.1M
Employees--
Clients--
DateDec 2003
Total AUM$36M
Discretionary$15.9M
Non-Disc.$20.1M
Employees--
Clients--
DateDec 2003
Total AUM$36M
Discretionary$15.9M
Non-Disc.$20.1M
Employees--
Clients--