ESSEX FINANCIAL SERVICES, INC.
CRD #127549 SEC #801-62242 ESSEX, CT 860-767-4300
SEC Registered Disclosures
Total AUM
$4.2B
Discretionary
$3.2B
Employees
46
Clients
1
Accounts
7,143
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 24, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| ARNOLD, DIANE, HADLEY | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BALLEK, ROWLAND J. | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BAUER, JOHN | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| BOONE, MARY EMELIA | I | DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | INTERIM CEO | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| CUMELLO, CHARLES ROBERT JR | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Cumello, Charles, Robert | I | PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | CHAIRMAN | NA | Control |
| GIBBLE, KENNETH | I | CHAIRMAN | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | DIRECTOR | NA | Control |
| GIBBLE, KENNETH | I | CHAIRMAN | NA | Control |
| GIBBLE, KENNETH | I | CHAIRMAN | NA | Control |
| GIBBLE, KENNETH | I | CHAIRMAN | NA | Control |
| GINGRAS, PATRICK FRANCIS XAVIER | I | DIRECTOR | NA | |
| GINGRAS, PATRICK FRANCIS XAVIER | I | SENIOR VICE PRESIDENT | NA | |
| GINGRAS, PATRICK FRANCIS XAVIER | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| GINGRAS, PATRICK FRANCIS XAVIER | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| GINGRAS, PATRICK FRANCIS XAVIER | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| GINGRAS, PATRICK FRANCIS XAVIER | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GLOWAC, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| GRESHAM, STEPHEN DEANE | I | DIRECTOR | NA | Control |
| HONAN, SHAWN PATRICK | I | TREASURER | NA | Control |
| HONAN, SHAWN PATRICK | I | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| HONAN, SHAWN PATRICK | I | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| HONAN, SHAWN PATRICK | I | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JACOBSON, GEOFFREY LEE | I | DIRECTOR | NA | Control |
| JOHNSON, PAUL HARRY | I | DIRECTOR | NA | Control |
| JOHNSON, PAUL HARRY | I | DIRECTOR | NA | Control |
| JOHNSON, PAUL HARRY | I | DIRECTOR | NA | Control |
| JOHNSON, PAUL HARRY | I | DIRECTOR | NA | Control |
| JOHNSON, PAUL HARRY | I | DIRECTOR | NA | Control |
| JOHNSON, PAUL HARRY | I | DIRECTOR | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KANTROW, MELISSA SUE | I | SECRETARY | NA | Control |
| KRAKOWER, JENNIFER, CARLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAKOWER, JENNIFER, CARLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAKOWER, JENNIFER, CARLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAKOWER, JENNIFER, CARLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAKOWER, JENNIFER, CARLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MACOMB, ROMAINE ANNE | I | VICE PRESIDENT, REGISTERED PRINCIPAL | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, LINDA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MATHER, JAYNE GRIFFIN | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| MORRIS, GRANVILLE ROY | I | DIRECTOR | NA | Control |
| NEGRO, MARY DELORES | I | COO/CCO | NA | Control |
| NEGRO, MARY DELORES | I | COO/CCO | NA | Control |
| NEGRO, MARY DELORES | I | COO/CCO | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| NELSON, RONALD CLARK | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| Nelson, Ronald, Clark | I | DIRECTOR | NA | Control |
| Nelson, Ronald, Clark | I | DIRECTOR | NA | Control |
| Nelson, Ronald, Clark | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OLIVIER, LEON JOSEPH | I | DIRECTOR | NA | Control |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | REG. PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| OROURKE, MICHAEL DENNIS | I | REG. PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| OROURKE, MICHAEL DENNIS | I | REG. PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| OROURKE, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAOLUCCI, ROBERT | I | DIRECTOR | NA | |
| PAOLUCCI, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| PAOLUCCI, ROBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| PAOLUCCI, ROBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| PAOLUCCI, ROBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| PAOLUCCI, ROBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PAUL, DOUGLAS WILLIAMS | I | CHAIRMAN | NA | Control |
| PENDERGAST, PAUL FRANCIS | I | DIRECTOR | NA | Control |
| PENDERGAST, PAUL FRANCIS | I | DIRECTOR | NA | Control |
| PENDERGAST, PAUL FRANCIS | I | DIRECTOR | NA | Control |
| PENDERGAST, PAUL FRANCIS | I | DIRECTOR | NA | Control |
| RAFAL, JOHN WILLIAM | I | DIRECTOR/TREASURER | NA | Control |
| RAFAL, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| RAFAL, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| REYNOLDS, GARY HAYDEN | I | DIRECTOR | NA | Control |
| ROTH, SUSAN, K | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| ROTH, SUSAN, K | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| ROTH, SUSAN, K | I | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SHOOK, GREGORY RALPH | I | DIRECTOR | NA | Control |
| SIMS, RICHARD THOMAS | I | REG. PRINCIPAL/ CROP | NA | |
| SIMS, RICHARD THOMAS | I | REG. PRINCIPAL/ CROP | NA | |
| SIMS, RICHARD THOMAS | I | REG. PRINCIPAL/ CROP | NA | |
| SIMS, RICHARD THOMAS | I | REG. PRINCIPAL/ CROP/SROP | NA | |
| SIMS, RICHARD THOMAS | I | REG. PRINCIPAL/ CROP/SROP | NA | |
| SIMS, RICHARD THOMAS | I | REG. PRINCIPAL/ CROP/SROP | NA | |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID REYNOLDS | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID REYNOLDS | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID REYNOLDS | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID REYNOLDS | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID REYNOLDS | I | DIRECTOR | NA | Control |
| SPEIRS, DAVID REYNOLDS | I | DIRECTOR | NA | Control |
| Stillman, Nancy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Stillman, Nancy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Stillman, Nancy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Stillman, Nancy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, SROP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, SROP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, SROP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, SROP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| TERRIBILE, WILLIAM JOHN JR | I | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | CROP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| WOODSTOCK, ALISON LESLIE | I | ROSFP | NA | |
| ESSEX BANK | DE | SHAREHOLDER | E | Control |
| ESSEX BANK | DE | SHAREHOLDER | E | Control |
| ESSEX BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | E | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHODLER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHODLER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHODLER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| ESSEX SAVINGS BANK | DE | SHAREHOLDER | D | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | C | Control |
| RAFAL, JOHN WILLIAM | I | SHAREHOLDER/PRESIDENT/DIRECTOR/TREASURER | B | Control |
Registrations
Federal
IA
Dec 24, 2025 REGISTERED
Notice Filings (30)
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