SHEPHERD KAPLAN LLC
CRD #128244 SEC #801-62349 BOSTON, MA 617-896-1600
SEC Registered
Total AUM
$9.4B
Discretionary
$814.1M
Employees
46
Clients
10
Accounts
1,351
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $9.4B | $814.1M | $8.6B | 46 | 0 |
| Mar 2024 | $8.6B | $756.1M | $7.9B | 43 | 0 |
| May 2023 | $7.6B | $679M | $7B | 42 | 0 |
| Mar 2023 | $7.6B | $679M | $7B | 42 | 0 |
| Jul 2022 | $8.5B | $861.5M | $7.7B | 44 | 0 |
| Mar 2022 | $8.5B | $861.5M | $7.7B | 44 | 0 |
| Jan 2022 | $7.4B | $772.1M | $6.6B | 43 | 0 |
| Sep 2021 | $7.4B | $772.1M | $6.6B | 43 | 0 |
| Mar 2021 | $7.4B | $772.1M | $6.6B | 43 | 0 |
| Sep 2020 | $6.5B | $804.3M | $5.7B | 42 | 0 |
| Jun 2020 | $6.5B | $804.3M | $5.7B | 42 | 0 |
| Mar 2020 | $6.5B | $804.3M | $5.7B | 42 | 0 |
| Jan 2020 | $5.9B | $763.6M | $5.1B | 39 | 0 |
| Nov 2019 | $5.9B | $763.6M | $5.1B | 39 | 0 |
| Mar 2019 | $5.9B | $763.6M | $5.1B | 39 | 0 |
| Apr 2018 | $6.2B | $861.6M | $5.3B | 39 | 0 |
| Mar 2018 | $6.2B | $861.6M | $5.3B | 39 | 0 |
| Nov 2017 | $7.5B | $920.6M | $6.6B | 36 | 0 |
| Aug 2017 | $7.5B | $920.6M | $6.6B | 45 | 200 |
| Jul 2017 | $7.6B | $6.8B | $822M | 44 | 200 |
| Mar 2017 | $7.6B | $6.8B | $822M | 44 | 200 |
| Mar 2016 | $8.4B | $727.7M | $7.6B | 51 | 200 |
| Mar 2015 | $10.3B | $2.1B | $8.2B | 50 | 200 |
| Mar 2014 | $10.4B | $1.9B | $8.5B | 50 | 200 |
| Apr 2013 | $9.1B | $1.7B | $7.4B | 45 | 200 |
| Mar 2012 | $7.7B | $1.5B | $6.2B | 11 | 200 |
| Apr 2011 | $6.9B | $106.2M | $6.8B | -- | -- |
| Mar 2011 | $3B | $41.1M | $2.9B | -- | -- |
| Mar 2010 | $3B | $41.1M | $2.9B | -- | -- |
| Mar 2009 | $2.3B | $14.2M | $2.2B | -- | -- |
| Jan 2008 | $3.2B | $29.4M | $3.2B | -- | -- |
| Nov 2007 | $3B | $29.4M | $3B | -- | -- |
| Oct 2007 | $2.4B | $29.4M | $2.4B | -- | -- |
| Oct 2007 | $2.4B | $29.4M | $2.4B | -- | -- |
| Oct 2007 | $2.4B | $29.4M | $2.4B | -- | -- |
| Feb 2007 | $1.3B | $29.4M | $1.2B | -- | -- |
| Jan 2006 | $992M | $13M | $979M | -- | -- |
| Sep 2005 | $867.8M | $5.3M | $862.5M | -- | -- |
| Jun 2004 | $605.2M | $0 | $605.2M | 10 | -- |
| Nov 2003 | $162M | $0 | $162M | 10 | -- |
| Oct 2003 | $162M | $0 | $162M | 10 | -- |
DateMar 2025
Total AUM$9.4B
Discretionary$814.1M
Non-Disc.$8.6B
Employees46
Clients0
DateMar 2024
Total AUM$8.6B
Discretionary$756.1M
Non-Disc.$7.9B
Employees43
Clients0
DateMay 2023
Total AUM$7.6B
Discretionary$679M
Non-Disc.$7B
Employees42
Clients0
DateMar 2023
Total AUM$7.6B
Discretionary$679M
Non-Disc.$7B
Employees42
Clients0
DateJul 2022
Total AUM$8.5B
Discretionary$861.5M
Non-Disc.$7.7B
Employees44
Clients0
DateMar 2022
Total AUM$8.5B
Discretionary$861.5M
Non-Disc.$7.7B
Employees44
Clients0
DateJan 2022
Total AUM$7.4B
Discretionary$772.1M
Non-Disc.$6.6B
Employees43
Clients0
DateSep 2021
Total AUM$7.4B
Discretionary$772.1M
Non-Disc.$6.6B
Employees43
Clients0
DateMar 2021
Total AUM$7.4B
Discretionary$772.1M
Non-Disc.$6.6B
Employees43
Clients0
DateSep 2020
Total AUM$6.5B
Discretionary$804.3M
Non-Disc.$5.7B
Employees42
Clients0
DateJun 2020
Total AUM$6.5B
Discretionary$804.3M
Non-Disc.$5.7B
Employees42
Clients0
DateMar 2020
Total AUM$6.5B
Discretionary$804.3M
Non-Disc.$5.7B
Employees42
Clients0
DateJan 2020
Total AUM$5.9B
Discretionary$763.6M
Non-Disc.$5.1B
Employees39
Clients0
DateNov 2019
Total AUM$5.9B
Discretionary$763.6M
Non-Disc.$5.1B
Employees39
Clients0
DateMar 2019
Total AUM$5.9B
Discretionary$763.6M
Non-Disc.$5.1B
Employees39
Clients0
DateApr 2018
Total AUM$6.2B
Discretionary$861.6M
Non-Disc.$5.3B
Employees39
Clients0
DateMar 2018
Total AUM$6.2B
Discretionary$861.6M
Non-Disc.$5.3B
Employees39
Clients0
DateNov 2017
Total AUM$7.5B
Discretionary$920.6M
Non-Disc.$6.6B
Employees36
Clients0
DateAug 2017
Total AUM$7.5B
Discretionary$920.6M
Non-Disc.$6.6B
Employees45
Clients200
DateJul 2017
Total AUM$7.6B
Discretionary$6.8B
Non-Disc.$822M
Employees44
Clients200
DateMar 2017
Total AUM$7.6B
Discretionary$6.8B
Non-Disc.$822M
Employees44
Clients200
DateMar 2016
Total AUM$8.4B
Discretionary$727.7M
Non-Disc.$7.6B
Employees51
Clients200
DateMar 2015
Total AUM$10.3B
Discretionary$2.1B
Non-Disc.$8.2B
Employees50
Clients200
DateMar 2014
Total AUM$10.4B
Discretionary$1.9B
Non-Disc.$8.5B
Employees50
Clients200
DateApr 2013
Total AUM$9.1B
Discretionary$1.7B
Non-Disc.$7.4B
Employees45
Clients200
DateMar 2012
Total AUM$7.7B
Discretionary$1.5B
Non-Disc.$6.2B
Employees11
Clients200
DateApr 2011
Total AUM$6.9B
Discretionary$106.2M
Non-Disc.$6.8B
Employees--
Clients--
DateMar 2011
Total AUM$3B
Discretionary$41.1M
Non-Disc.$2.9B
Employees--
Clients--
DateMar 2010
Total AUM$3B
Discretionary$41.1M
Non-Disc.$2.9B
Employees--
Clients--
DateMar 2009
Total AUM$2.3B
Discretionary$14.2M
Non-Disc.$2.2B
Employees--
Clients--
DateJan 2008
Total AUM$3.2B
Discretionary$29.4M
Non-Disc.$3.2B
Employees--
Clients--
DateNov 2007
Total AUM$3B
Discretionary$29.4M
Non-Disc.$3B
Employees--
Clients--
DateOct 2007
Total AUM$2.4B
Discretionary$29.4M
Non-Disc.$2.4B
Employees--
Clients--
DateOct 2007
Total AUM$2.4B
Discretionary$29.4M
Non-Disc.$2.4B
Employees--
Clients--
DateOct 2007
Total AUM$2.4B
Discretionary$29.4M
Non-Disc.$2.4B
Employees--
Clients--
DateFeb 2007
Total AUM$1.3B
Discretionary$29.4M
Non-Disc.$1.2B
Employees--
Clients--
DateJan 2006
Total AUM$992M
Discretionary$13M
Non-Disc.$979M
Employees--
Clients--
DateSep 2005
Total AUM$867.8M
Discretionary$5.3M
Non-Disc.$862.5M
Employees--
Clients--
DateJun 2004
Total AUM$605.2M
Discretionary$0
Non-Disc.$605.2M
Employees10
Clients--
DateNov 2003
Total AUM$162M
Discretionary$0
Non-Disc.$162M
Employees10
Clients--
DateOct 2003
Total AUM$162M
Discretionary$0
Non-Disc.$162M
Employees10
Clients--