SHEPHERD KAPLAN LLC

CRD #128244 SEC #801-62349 BOSTON, MA 617-896-1600

SEC Registered

Total AUM

$9.4B

Discretionary

$814.1M

Employees

Clients

Accounts

1,351

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DEPALO, MARIO	I	CFO	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OF STAFF, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
DODGE, BAYARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
DODGE, BAYARD, NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DODGE, BAYARD, NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DODGE, BAYARD, NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GOODMAN, BRUCE	I	GENERAL COUNSEL, MEMBER, NON-VOTING SHARES	NA	Control
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER	NA
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER	NA
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER, MEMBER, NON-VOTING SHARES	NA	Control
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GRANZO, SEBASTIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CHIEF COMPLIANCE OFFICER	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CCO	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CCO	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CHIEF COMPLIANCE OFFICER	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CHIEF COMPLIANCE OFFICER	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CHIEF COMPLIANCE OFFICER	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CHIEF COMPLIANCE OFFICER	NA	Control
HUNTER, MARCUS, CHRISTOPHER	I	PRESIDENT, COO, CHIEF COMPLIANCE OFFICER	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO, CHIEF COMPLIANCE OFFICER	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO, CHIEF COMPLIANCE OFFICER	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
KAPLAN, DAVID, CHARLES	I	CO-CEO	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
MATHAI-DAVIS, WALLACE, MARTIN	I	CHAIRMAN	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
SHEPHERD, DAVID, MORRIS	I	CO-CEO	NA	Control
VIEN, MICHAEL, ANTHONY	I	CHIEF OPERATING OFFICER, GENERAL MANAGER	NA	Control
VIEN, MICHAEL, ANTHONY	I	CHIEF OPERATING OFFICER, GENERAL MANAGER	NA	Control
VIEN, MICHAEL, ANTHONY	I	CHIEF OPERATING OFFICER, GENERAL MANAGER	NA	Control
GRT CAPITAL PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	D	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CO-CEO	C	Control
KAPLAN, DAVID, CHARLES	I	MANAGING MEMBER , CHIEF OPERATING OFFICER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER, CO-CEO	C	Control
SHEPHERD, DAVID, MORRIS	I	MANAGING MEMBER	C	Control
SAMPERI, SHAWN, CHARLES	I	MEMBER	A
SAMPERI, SHAWN, CHARLES	I	MEMBER	A
SAMPERI, SHAWN, CHARLES	I	MEMBER	A
SAMPERI, SHAWN, CHARLES	I	MEMBER	A
SAMPERI, SHAWN, CHARLES	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KAPLAN, DAVID, CHARLES	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KAPLAN, DAVID, CHARLES	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KAPLAN, DAVID, CHARLES	I	GRT CAPITAL PARTNERS, LLC	C	Control
KAPLAN, DAVID, CHARLES	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KAPLAN, DAVID, CHARLES	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KAPLAN, DAVID, CHARLES	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KROCHUK, TIMOTHY, ADAM	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KROCHUK, TIMOTHY, ADAM	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KROCHUK, TIMOTHY, ADAM	I	GRT CAPITAL PARTNERS, LLC	C	Control
KROCHUK, TIMOTHY, ADAM	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KROCHUK, TIMOTHY, ADAM	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
KROCHUK, TIMOTHY, ADAM	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
SHEPHERD, DAVID, MORRIS	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
SHEPHERD, DAVID, MORRIS	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
SHEPHERD, DAVID, MORRIS	I	GRT CAPITAL PARTNERS, LLC	C	Control
SHEPHERD, DAVID, MORRIS	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
SHEPHERD, DAVID, MORRIS	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
SHEPHERD, DAVID, MORRIS	I	SHEPHERD KAPLAN KROCHUK, LLC	C	Control

Registrations

Federal

Mar 31, 2025 REGISTERED

Notice Filings (29)

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Address

53 STATE STREET
23RD FLOOR
BOSTON, MA 02109-2820
United States

Phone: 617-896-1600