CAPE ANN CAPITAL, INC.
CRD #128942 SEC #801-66982 MANCHESTER, MA 978-526-7541
SEC Registered Disclosures
Total AUM
$198.8M
Discretionary
$189M
Employees
3
Clients
25
Accounts
577
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $198.8M | $189M | $9.8M | 3 | 248 |
| Mar 2024 | $187M | $163M | $24M | 3 | 256 |
| Dec 2023 | $166.9M | $147.4M | $19.4M | 3 | 244 |
| Mar 2023 | $166.9M | $147.4M | $19.4M | 3 | 244 |
| Apr 2022 | $202.2M | $181.4M | $20.8M | 3 | 244 |
| Apr 2022 | $202.2M | $181.4M | $20.8M | 3 | 244 |
| Mar 2021 | $186.5M | $167.8M | $18.7M | 3 | 0 |
| Jun 2020 | $156.4M | $154.9M | $1.6M | 3 | 0 |
| Jun 2020 | $156.4M | $154.9M | $1.6M | 3 | 0 |
| Mar 2020 | $156.4M | $154.9M | $1.6M | 3 | 0 |
| Aug 2019 | $127.5M | $126.2M | $1.3M | 3 | 0 |
| Mar 2019 | $127.5M | $126.2M | $1.3M | 3 | 0 |
| Mar 2018 | $135.2M | $133.5M | $1.7M | 3 | 0 |
| Mar 2017 | $119.5M | $118.2M | $1.3M | 3 | 300 |
| Mar 2016 | $109.8M | $107.8M | $2M | 3 | 300 |
| Mar 2016 | $109.8M | $107.8M | $2M | 3 | 300 |
| Mar 2015 | $175M | $129.5M | $45.5M | 2 | 300 |
| Mar 2014 | $174.7M | $123.5M | $51.2M | 2 | 300 |
| Apr 2013 | $109.8M | $109.8M | $0 | 2 | 300 |
| Apr 2013 | $109.8M | $109.8M | $0 | 2 | 300 |
| Mar 2012 | $90M | $90M | $0 | 1 | 300 |
| Mar 2012 | $90M | $90M | $0 | 1 | 300 |
| Apr 2011 | $77M | $77M | $0 | 5 | -- |
| Mar 2011 | $77M | $77M | $0 | 5 | -- |
| Mar 2010 | $61.3M | $61.3M | $0 | 5 | -- |
| Mar 2009 | $45.2M | $45.2M | $0 | 5 | -- |
| Apr 2007 | $42.8M | $42.8M | $0 | 5 | -- |
DateMar 2025
Total AUM$198.8M
Discretionary$189M
Non-Disc.$9.8M
Employees3
Clients248
DateMar 2024
Total AUM$187M
Discretionary$163M
Non-Disc.$24M
Employees3
Clients256
DateDec 2023
Total AUM$166.9M
Discretionary$147.4M
Non-Disc.$19.4M
Employees3
Clients244
DateMar 2023
Total AUM$166.9M
Discretionary$147.4M
Non-Disc.$19.4M
Employees3
Clients244
DateApr 2022
Total AUM$202.2M
Discretionary$181.4M
Non-Disc.$20.8M
Employees3
Clients244
DateApr 2022
Total AUM$202.2M
Discretionary$181.4M
Non-Disc.$20.8M
Employees3
Clients244
DateMar 2021
Total AUM$186.5M
Discretionary$167.8M
Non-Disc.$18.7M
Employees3
Clients0
DateJun 2020
Total AUM$156.4M
Discretionary$154.9M
Non-Disc.$1.6M
Employees3
Clients0
DateJun 2020
Total AUM$156.4M
Discretionary$154.9M
Non-Disc.$1.6M
Employees3
Clients0
DateMar 2020
Total AUM$156.4M
Discretionary$154.9M
Non-Disc.$1.6M
Employees3
Clients0
DateAug 2019
Total AUM$127.5M
Discretionary$126.2M
Non-Disc.$1.3M
Employees3
Clients0
DateMar 2019
Total AUM$127.5M
Discretionary$126.2M
Non-Disc.$1.3M
Employees3
Clients0
DateMar 2018
Total AUM$135.2M
Discretionary$133.5M
Non-Disc.$1.7M
Employees3
Clients0
DateMar 2017
Total AUM$119.5M
Discretionary$118.2M
Non-Disc.$1.3M
Employees3
Clients300
DateMar 2016
Total AUM$109.8M
Discretionary$107.8M
Non-Disc.$2M
Employees3
Clients300
DateMar 2016
Total AUM$109.8M
Discretionary$107.8M
Non-Disc.$2M
Employees3
Clients300
DateMar 2015
Total AUM$175M
Discretionary$129.5M
Non-Disc.$45.5M
Employees2
Clients300
DateMar 2014
Total AUM$174.7M
Discretionary$123.5M
Non-Disc.$51.2M
Employees2
Clients300
DateApr 2013
Total AUM$109.8M
Discretionary$109.8M
Non-Disc.$0
Employees2
Clients300
DateApr 2013
Total AUM$109.8M
Discretionary$109.8M
Non-Disc.$0
Employees2
Clients300
DateMar 2012
Total AUM$90M
Discretionary$90M
Non-Disc.$0
Employees1
Clients300
DateMar 2012
Total AUM$90M
Discretionary$90M
Non-Disc.$0
Employees1
Clients300
DateApr 2011
Total AUM$77M
Discretionary$77M
Non-Disc.$0
Employees5
Clients--
DateMar 2011
Total AUM$77M
Discretionary$77M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$61.3M
Discretionary$61.3M
Non-Disc.$0
Employees5
Clients--
DateMar 2009
Total AUM$45.2M
Discretionary$45.2M
Non-Disc.$0
Employees5
Clients--
DateApr 2007
Total AUM$42.8M
Discretionary$42.8M
Non-Disc.$0
Employees5
Clients--