CAPE ANN CAPITAL, INC.
CRD #128942 SEC #801-66982 MANCHESTER, MA 978-526-7541
SEC Registered Disclosures
Total AUM
$198.8M
Discretionary
$189M
Employees
3
Clients
25
Accounts
577
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| UMSTEAD, DAVID, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| DISTEFANO, JEREMY | I | PORTFOLIO MANAGER/OWNER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
| JASINSKI, JAMES, RALPH | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (7)
CA CT FL MA NH NY VT
Address
13 WOODCREST ROADMANCHESTER, MA 01944
United States
Phone: 978-526-7541