GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
Legal name: GUGGENHEIM INVESTMENTS
CRD #129288 SEC #801-62515 CHICAGO, IL 312-827-0100
SEC Registered
Total AUM
$3.7B
Discretionary
$3.7B
Employees
5
Clients
--
Accounts
3
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $3.7B | $3.7B | $0 | 5 | 0 |
| Mar 2025 | $3.7B | $3.7B | $0 | 5 | 0 |
| Jan 2025 | $3.3B | $3.3B | $0 | 6 | 0 |
| Mar 2024 | $3.3B | $3.3B | $0 | 6 | 0 |
| Apr 2023 | $3.2B | $3.2B | $0 | 6 | 0 |
| Mar 2023 | $3.2B | $3.2B | $0 | 6 | 0 |
| Mar 2022 | $3.7B | $3.7B | $0 | 8 | 0 |
| May 2021 | $2.8B | $2.8B | $0 | 7 | 0 |
| Apr 2021 | $2.8B | $2.8B | $0 | 7 | 0 |
| Oct 2020 | $2.6B | $2.6B | $0 | 8 | 0 |
| Mar 2020 | $2.6B | $2.6B | $0 | 8 | 0 |
| Mar 2019 | $2.5B | $2.5B | $0 | 8 | 0 |
| Mar 2018 | $16.4B | $16.4B | $0 | 18 | 0 |
| Jan 2018 | $15B | $15B | $0 | 18 | 55 |
| Nov 2017 | $15B | $15B | $0 | 18 | 55 |
| Mar 2017 | $15B | $15B | $0 | 9 | 26 |
| Jan 2017 | $13.9B | $13.9B | $0 | 11 | 26 |
| Oct 2016 | $13.9B | $13.9B | $0 | 11 | 26 |
| Mar 2016 | $13.9B | $13.9B | $0 | 11 | 26 |
| Sep 2015 | $15.2B | $15.2B | $0 | 10 | 26 |
| Jul 2015 | $15.2B | $15.2B | $0 | 10 | 26 |
| Mar 2015 | $15.2B | $15.2B | $0 | 10 | 26 |
| Apr 2014 | $14B | $14B | $0 | 5 | 26 |
| Mar 2014 | $14B | $14B | $0 | 5 | 26 |
| Aug 2013 | $8.8B | $8.8B | $0 | 23 | 26 |
| Apr 2013 | $8.8B | $8.8B | $0 | 23 | 26 |
| Apr 2013 | $8.8B | $8.8B | $0 | 23 | 26 |
| Jan 2013 | $7B | $7B | $0 | 28 | 11 |
| Oct 2012 | $7B | $7B | $0 | 11 | 11 |
| May 2012 | $7B | $7B | $0 | 11 | 11 |
| Mar 2012 | $7B | $7B | $0 | 11 | 11 |
| Aug 2011 | $7.2B | $7.2B | $0 | -- | -- |
| Oct 2010 | $5.8B | $5.8B | $0 | -- | -- |
| Sep 2010 | $5.8B | $5.8B | $0 | -- | -- |
| Jul 2010 | $5.8B | $5.8B | $0 | -- | -- |
| Oct 2009 | $3.5B | $3.5B | $0 | -- | -- |
| Oct 2009 | $3.5B | $3.5B | $0 | -- | -- |
| Mar 2008 | $6.9B | $6.9B | $0 | 51 | -- |
| Jan 2008 | $5.9B | $5.9B | $0 | 51 | -- |
| Dec 2007 | $5.9B | $5.9B | $0 | 51 | -- |
| Oct 2007 | $5.9B | $5.9B | $0 | 51 | -- |
| Sep 2007 | $5.9B | $5.9B | $0 | 51 | -- |
| Aug 2007 | $5.9B | $5.9B | $0 | 51 | -- |
| Mar 2007 | $4.9B | $4.9B | $0 | 51 | -- |
| Jan 2007 | $4.5B | $4.5B | $0 | 51 | -- |
| Mar 2006 | $4.5B | $4.5B | $0 | 51 | -- |
| Mar 2006 | $4.5B | $4.5B | $0 | 51 | -- |
| Feb 2006 | $3.6B | $3.6B | $0 | 51 | -- |
| Sep 2005 | $3.6B | $3.6B | $0 | 51 | -- |
| Feb 2005 | $3.6B | $3.6B | $0 | 51 | -- |
| Aug 2004 | $1.8B | $1.8B | $0 | 51 | -- |
| Jul 2004 | $1.8B | $1.8B | $0 | 51 | -- |
| Apr 2004 | $1.8B | $1.8B | $0 | 51 | -- |
| Nov 2003 | $0 | $0 | $0 | 5 | -- |
DateMay 2025
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees5
Clients0
DateMar 2025
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees5
Clients0
DateJan 2025
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$0
Employees6
Clients0
DateMar 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$0
Employees6
Clients0
DateApr 2023
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees6
Clients0
DateMar 2023
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees6
Clients0
DateMar 2022
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees8
Clients0
DateMay 2021
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$0
Employees7
Clients0
DateApr 2021
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$0
Employees7
Clients0
DateOct 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees8
Clients0
DateMar 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees8
Clients0
DateMar 2019
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees8
Clients0
DateMar 2018
Total AUM$16.4B
Discretionary$16.4B
Non-Disc.$0
Employees18
Clients0
DateJan 2018
Total AUM$15B
Discretionary$15B
Non-Disc.$0
Employees18
Clients55
DateNov 2017
Total AUM$15B
Discretionary$15B
Non-Disc.$0
Employees18
Clients55
DateMar 2017
Total AUM$15B
Discretionary$15B
Non-Disc.$0
Employees9
Clients26
DateJan 2017
Total AUM$13.9B
Discretionary$13.9B
Non-Disc.$0
Employees11
Clients26
DateOct 2016
Total AUM$13.9B
Discretionary$13.9B
Non-Disc.$0
Employees11
Clients26
DateMar 2016
Total AUM$13.9B
Discretionary$13.9B
Non-Disc.$0
Employees11
Clients26
DateSep 2015
Total AUM$15.2B
Discretionary$15.2B
Non-Disc.$0
Employees10
Clients26
DateJul 2015
Total AUM$15.2B
Discretionary$15.2B
Non-Disc.$0
Employees10
Clients26
DateMar 2015
Total AUM$15.2B
Discretionary$15.2B
Non-Disc.$0
Employees10
Clients26
DateApr 2014
Total AUM$14B
Discretionary$14B
Non-Disc.$0
Employees5
Clients26
DateMar 2014
Total AUM$14B
Discretionary$14B
Non-Disc.$0
Employees5
Clients26
DateAug 2013
Total AUM$8.8B
Discretionary$8.8B
Non-Disc.$0
Employees23
Clients26
DateApr 2013
Total AUM$8.8B
Discretionary$8.8B
Non-Disc.$0
Employees23
Clients26
DateApr 2013
Total AUM$8.8B
Discretionary$8.8B
Non-Disc.$0
Employees23
Clients26
DateJan 2013
Total AUM$7B
Discretionary$7B
Non-Disc.$0
Employees28
Clients11
DateOct 2012
Total AUM$7B
Discretionary$7B
Non-Disc.$0
Employees11
Clients11
DateMay 2012
Total AUM$7B
Discretionary$7B
Non-Disc.$0
Employees11
Clients11
DateMar 2012
Total AUM$7B
Discretionary$7B
Non-Disc.$0
Employees11
Clients11
DateAug 2011
Total AUM$7.2B
Discretionary$7.2B
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees--
Clients--
DateSep 2010
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees--
Clients--
DateOct 2009
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees--
Clients--
DateOct 2009
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$6.9B
Discretionary$6.9B
Non-Disc.$0
Employees51
Clients--
DateJan 2008
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees51
Clients--
DateDec 2007
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees51
Clients--
DateOct 2007
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees51
Clients--
DateSep 2007
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees51
Clients--
DateAug 2007
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$4.9B
Discretionary$4.9B
Non-Disc.$0
Employees51
Clients--
DateJan 2007
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$0
Employees51
Clients--
DateFeb 2006
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$0
Employees51
Clients--
DateSep 2005
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$0
Employees51
Clients--
DateFeb 2005
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$0
Employees51
Clients--
DateAug 2004
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees51
Clients--
DateJul 2004
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees51
Clients--
DateApr 2004
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees51
Clients--
DateNov 2003
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--