GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

Legal name: GUGGENHEIM INVESTMENTS

CRD #129288 SEC #801-62515 CHICAGO, IL 312-827-0100

SEC Registered

Total AUM

$3.7B

Discretionary

$3.7B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 14, 2025
Branch Offices: 3
LEI: 5493006FBKA0W3QZI223

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE, RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
BEIER, DUSTAN, R	I	SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, MANAGER	NA	Control
BEIER, DUSTAN, R	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, R	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
BEIER, DUSTAN, ROY	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	CHIEF EXECUTIVE OFFICER & PRESIDENT	NA	Control
BINDER, BRIAN, EDWARD	I	PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR	NA	Control
BINDER, BRIAN, EDWARD	I	PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR	NA	Control
BINDER, BRIAN, EDWARD	I	PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR	NA	Control
BINDER, BRIAN, EDWARD	I	PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR	NA	Control
BINDER, BRIAN, EDWARD	I	PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR	NA	Control
BINDER, BRIAN, EDWARD	I	PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BONOS, NIKOLAOS	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
BYRUM, MICHAEL, PAUL	I	SENIOR VICE PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICE AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CATALUCCI, JOANNA, MARIE	I	SENIOR VICE PRESIDENT	NA	Control
CATALUCCI, JOANNA, MARIE	I	SENIOR VICE PRESIDENT	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. MANAGING DIRECTOR	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. MANAGING DIRECTOR	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. MANAGING DIRECTOR	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. MANAGING DIRECTOR	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. MANAGING DIRECTOR	NA	Control
CATALUCCI, JOANNA, MARIE	I	SR. MANAGING DIRECTOR	NA	Control
CHAMBERLAIN, SUSAN, MERLE	I	CHIEF COMPLIANCE OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK, NMN	I	CHIEF OPERATING OFFICER	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS, NMN	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS, NMN	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS, NMN	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS, NMN	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS, NMN	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS, NMN	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY, JAMES	I	VICE CHAIRMAN	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN, THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
HILL, STEVEN, MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN, MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN, MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN, MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CHAIRMAN OF THE BOARD AND CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
HOOTEN, DAVID, CHARLES	I	CEO	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE, STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE, STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	SENIOR VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY, JO	I	GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR	NA	Control
LEE, AMY, JO	I	GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR	NA	Control
LEE, AMY, JO	I	GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR	NA	Control
LEE, AMY, JO	I	GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR	NA	Control
LEE, AMY, JO	I	GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR	NA	Control
LEE, AMY, JO	I	GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
LINNEHAN, JOHN, JOSEPH	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
LINNEHAN, JOHN, JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
Landers, Jennifer, Eileen	I	ASST. CHIEF COMPLIANCE OFFICER	NA	Control
Landers, Jennifer, Eileen	I	ASST. CHIEF COMPLIANCE OFFICER	NA	Control
Landers, Jennifer, Eileen	I	ASST. CHIEF COMPLIANCE OFFICER	NA	Control
Landers, Jennifer, Eileen	I	ASST. CHIEF COMPLIANCE OFFICER	NA	Control
MAGOON, CHRISTIAN, WILLIAM	I	PRESIDENT	NA	Control
MAGOON, CHRISTIAN, WILLIAM	I	PRESIDENT	NA	Control
MAGOON, CHRISTIAN, WILLIAM	I	PRESIDENT	NA	Control
MAGOON, CHRISTIAN, WILLIAM	I	PRESIDENT	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLINGTON, CHARLES, GLENN	I	SENIOR MANAGING DIRECTOR, CFO & COO	NA	Control
MILLINGTON, CHARLES, GLENN	I	SENIOR MANAGING DIRECTOR, CFO & COO	NA	Control
MILLINGTON, CHARLES, GLENN	I	SENIOR MANAGING DIRECTOR, CFO & COO	NA	Control
MILLINGTON, CHARLES, GLENN	I	SENIOR MANAGING DIRECTOR, CFO & COO	NA	Control
MILLINGTON, CHARLES, GLENN	I	SENIOR MANAGING DIRECTOR, CFO & COO	NA	Control
MINERD, BYRON, SCOTT	I	DIRECTOR	NA	Control
MINERD, BYRON, SCOTT	I	DIRECTOR	NA	Control
MINERD, BYRON, SCOTT	I	DIRECTOR	NA	Control
MINERD, BYRON, SCOTT	I	DIRECTOR	NA	Control
MISANTONE, MARGAUX, MARIE	I	ASSISTANT CHIEF COMPL OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	ASSISTANT CHIEF COMPL OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	ASSISTANT CHIEF COMPL OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	ASSISTANT CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	ASSISTANT CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MISANTONE, MARGAUX, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
O'BOYLE, JOSEPH, B	I	CHIEF COMPLIANCE OFFICER	NA	Control
O'BOYLE, JOSEPH, B	I	CHIEF COMPLIANCE OFFICER	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL, JOSEPH	I	VICE CHAIRMAN	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
ROBINSON, KEVIN, M	I	GENERAL COUNSEL AND SECRETARY	NA	Control
ROBINSON, KEVIN, M	I	GENERAL COUNSEL AND SECRETARY	NA	Control
ROBINSON, KEVIN, M	I	GENERAL COUNSEL AND SECRETARY	NA	Control
ROBINSON, KEVIN, M	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY	NA	Control
SHARAFF, FARHAN	I	ASSISTANT CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	SENIOR VICE PRESIDENT	NA	Control
SHARAFF, FARHAN	I	SENIOR VICE PRESIDENT	NA	Control
SHARAFF, FARHAN	I	SENIOR VICE PRESIDENT	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	ASSISTANT CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	SENIOR VICE PRESIDENT	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER, EQUITIES	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER, EQUITIES	NA	Control
SHARAFF, FARHAN, NMN	I	CHIEF INVESTMENT OFFICER, EQUITIES	NA	Control
WESBURY, BRIAN, STUART	I	SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT STRATEGIST & CHAIRMAN OF THE INVESTMENT COMMITTEE	NA	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES GROUP, INC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES GROUP, INC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS II, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC.	DE	HOLDING COMPANY	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GREATBANC TRUST COMPANY	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISE, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS INC.	E
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS INC.	E
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
GUGGENHEIM MANAGER, INC.	DE	GP HOLDCO, LLC	C	Control
GUGGENHEIM MANAGER, INC.	DE	GP HOLDCO, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID, CHARLES	I	CLAYMORE GROUP, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

May 14, 2025 REGISTERED

Notice Filings (51)

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