MONEY CONCEPTS CAPITAL CORP
Legal name: MONEY CONCEPTS ADVISORY SERVICE
CRD #12963 SEC #801-39736 PALM BEACH GARDENS, FL 561-472-2000
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.3B
Discretionary
$2B
Employees
431
Clients
--
Accounts
14,898
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $3.3B | $2B | $1.3B | 431 | 1,093 |
| Mar 2025 | $3.3B | $2B | $1.3B | 431 | 1,093 |
| Jul 2024 | $2.9B | $1.7B | $1.2B | 407 | 1,239 |
| Jun 2024 | $2.9B | $1.7B | $1.2B | 407 | 1,239 |
| Apr 2024 | $2.9B | $1.7B | $1.2B | 407 | 1,239 |
| Mar 2024 | $2.9B | $1.7B | $1.2B | 407 | 1,239 |
| Nov 2023 | $2.6B | $1.5B | $1.2B | 429 | 1,120 |
| Sep 2023 | $2.6B | $1.5B | $1.2B | 429 | 1,120 |
| Aug 2023 | $2.6B | $1.5B | $1.2B | 429 | 1,120 |
| May 2023 | $2.6B | $1.5B | $1.2B | 429 | 1,120 |
| Mar 2023 | $2.6B | $1.5B | $1.2B | 429 | 1,120 |
| Aug 2022 | $3.1B | $1.8B | $1.3B | 519 | 1,120 |
| Apr 2022 | $3.1B | $1.8B | $1.3B | 519 | 1,120 |
| Apr 2022 | $3.1B | $1.8B | $1.3B | 519 | 1,120 |
| Mar 2022 | $3.1B | $1.8B | $1.3B | 519 | 1,120 |
| Jul 2021 | $3.3B | $2.2B | $1.1B | 533 | 806 |
| Apr 2021 | $3.3B | $2.2B | $1.1B | 533 | 806 |
| Apr 2021 | $3.3B | $2.2B | $1.1B | 533 | 806 |
| Mar 2021 | $3.3B | $2.2B | $1.1B | 533 | 806 |
| Oct 2020 | $2.8B | $1.9B | $922.6M | 538 | 888 |
| Jun 2020 | $2.8B | $1.9B | $922.6M | 538 | 888 |
| Apr 2020 | $2.8B | $1.9B | $922.6M | 538 | 888 |
| Mar 2020 | $2.8B | $1.9B | $922.6M | 538 | 888 |
| Mar 2019 | $2.2B | $653.8M | $1.5B | 545 | 1,011 |
| May 2018 | $2B | $1.8B | $177M | 537 | 136 |
| Mar 2018 | $2B | $1.8B | $177M | 537 | 136 |
| Aug 2017 | $1.4B | $1.4B | $0 | 510 | 11,428 |
| Jul 2017 | $1.4B | $1.4B | $0 | 510 | 11,428 |
| Mar 2017 | $1.4B | $1.4B | $0 | 510 | 11,428 |
| Mar 2016 | $1.2B | $1.2B | $0 | 524 | 10,300 |
| Mar 2015 | $961.2M | $961.2M | $0 | 519 | 8,013 |
| Oct 2014 | $956.4M | $956.4M | $0 | 575 | 8,041 |
| Aug 2014 | $956.4M | $956.4M | $0 | 575 | 8,041 |
| Mar 2014 | $956.4M | $956.4M | $0 | 575 | 8,041 |
| Aug 2013 | $845.6M | $845.6M | $0 | 575 | 8,026 |
| May 2013 | $845.6M | $845.6M | $0 | 575 | 8,026 |
| Mar 2013 | $845.6M | $845.6M | $0 | 575 | 8,026 |
| Dec 2012 | $744.3M | $744.3M | $0 | 575 | 7,529 |
| Oct 2012 | $744.3M | $744.3M | $0 | 11 | 7,529 |
| Oct 2012 | $744.3M | $744.3M | $0 | 11 | 7,529 |
| Sep 2012 | $744.3M | $744.3M | $0 | 11 | 7,529 |
| Mar 2012 | $744.3M | $744.3M | $0 | 11 | 7,529 |
| Jul 2011 | $718.5M | $718.5M | $0 | -- | -- |
| Jul 2011 | $718.5M | $718.5M | $0 | -- | -- |
| May 2011 | $718.5M | $718.5M | $0 | -- | -- |
| Apr 2011 | $718.5M | $718.5M | $0 | -- | -- |
| Apr 2011 | $718.5M | $718.5M | $0 | -- | -- |
| Feb 2011 | $718.5M | $718.5M | $0 | -- | -- |
| Oct 2010 | $651.6M | $651.6M | $0 | -- | -- |
| Jun 2010 | $651.6M | $651.6M | $0 | -- | -- |
| Mar 2010 | $651.6M | $651.6M | $0 | -- | -- |
| Mar 2009 | $568.7M | $568.7M | $0 | -- | -- |
| Jan 2008 | $882.1M | $882.1M | $0 | -- | -- |
| Jan 2008 | $819.7M | $819.7M | $0 | -- | -- |
| Mar 2007 | $819.7M | $819.7M | $0 | -- | -- |
| Jan 2007 | $819.7M | $819.7M | $0 | -- | -- |
| Jan 2007 | $726.1M | $726.1M | $0 | -- | -- |
| Nov 2006 | $726.1M | $726.1M | $0 | -- | -- |
| Mar 2006 | $726.1M | $726.1M | $0 | -- | -- |
| Mar 2006 | $726.1M | $726.1M | $0 | -- | -- |
| Nov 2005 | $648.5M | $648.5M | $0 | -- | -- |
| Mar 2004 | $542.2M | $251.3M | $290.9M | -- | -- |
| Mar 2004 | $545.1M | $545.1M | $0 | -- | -- |
| Jan 2004 | $442.9M | $442.9M | $0 | -- | -- |
| Oct 2003 | $442.9M | $442.9M | $0 | -- | -- |
| Oct 2003 | $442.9M | $442.9M | $0 | -- | -- |
| Mar 2002 | $516.2M | $516.2M | $0 | -- | -- |
| Oct 2001 | $781.4M | $781.4M | $0 | -- | -- |
| Aug 2001 | $781.4M | $781.4M | $0 | -- | -- |
DateSep 2025
Total AUM$3.3B
Discretionary$2B
Non-Disc.$1.3B
Employees431
Clients1,093
DateMar 2025
Total AUM$3.3B
Discretionary$2B
Non-Disc.$1.3B
Employees431
Clients1,093
DateJul 2024
Total AUM$2.9B
Discretionary$1.7B
Non-Disc.$1.2B
Employees407
Clients1,239
DateJun 2024
Total AUM$2.9B
Discretionary$1.7B
Non-Disc.$1.2B
Employees407
Clients1,239
DateApr 2024
Total AUM$2.9B
Discretionary$1.7B
Non-Disc.$1.2B
Employees407
Clients1,239
DateMar 2024
Total AUM$2.9B
Discretionary$1.7B
Non-Disc.$1.2B
Employees407
Clients1,239
DateNov 2023
Total AUM$2.6B
Discretionary$1.5B
Non-Disc.$1.2B
Employees429
Clients1,120
DateSep 2023
Total AUM$2.6B
Discretionary$1.5B
Non-Disc.$1.2B
Employees429
Clients1,120
DateAug 2023
Total AUM$2.6B
Discretionary$1.5B
Non-Disc.$1.2B
Employees429
Clients1,120
DateMay 2023
Total AUM$2.6B
Discretionary$1.5B
Non-Disc.$1.2B
Employees429
Clients1,120
DateMar 2023
Total AUM$2.6B
Discretionary$1.5B
Non-Disc.$1.2B
Employees429
Clients1,120
DateAug 2022
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees519
Clients1,120
DateApr 2022
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees519
Clients1,120
DateApr 2022
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees519
Clients1,120
DateMar 2022
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees519
Clients1,120
DateJul 2021
Total AUM$3.3B
Discretionary$2.2B
Non-Disc.$1.1B
Employees533
Clients806
DateApr 2021
Total AUM$3.3B
Discretionary$2.2B
Non-Disc.$1.1B
Employees533
Clients806
DateApr 2021
Total AUM$3.3B
Discretionary$2.2B
Non-Disc.$1.1B
Employees533
Clients806
DateMar 2021
Total AUM$3.3B
Discretionary$2.2B
Non-Disc.$1.1B
Employees533
Clients806
DateOct 2020
Total AUM$2.8B
Discretionary$1.9B
Non-Disc.$922.6M
Employees538
Clients888
DateJun 2020
Total AUM$2.8B
Discretionary$1.9B
Non-Disc.$922.6M
Employees538
Clients888
DateApr 2020
Total AUM$2.8B
Discretionary$1.9B
Non-Disc.$922.6M
Employees538
Clients888
DateMar 2020
Total AUM$2.8B
Discretionary$1.9B
Non-Disc.$922.6M
Employees538
Clients888
DateMar 2019
Total AUM$2.2B
Discretionary$653.8M
Non-Disc.$1.5B
Employees545
Clients1,011
DateMay 2018
Total AUM$2B
Discretionary$1.8B
Non-Disc.$177M
Employees537
Clients136
DateMar 2018
Total AUM$2B
Discretionary$1.8B
Non-Disc.$177M
Employees537
Clients136
DateAug 2017
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees510
Clients11,428
DateJul 2017
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees510
Clients11,428
DateMar 2017
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees510
Clients11,428
DateMar 2016
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees524
Clients10,300
DateMar 2015
Total AUM$961.2M
Discretionary$961.2M
Non-Disc.$0
Employees519
Clients8,013
DateOct 2014
Total AUM$956.4M
Discretionary$956.4M
Non-Disc.$0
Employees575
Clients8,041
DateAug 2014
Total AUM$956.4M
Discretionary$956.4M
Non-Disc.$0
Employees575
Clients8,041
DateMar 2014
Total AUM$956.4M
Discretionary$956.4M
Non-Disc.$0
Employees575
Clients8,041
DateAug 2013
Total AUM$845.6M
Discretionary$845.6M
Non-Disc.$0
Employees575
Clients8,026
DateMay 2013
Total AUM$845.6M
Discretionary$845.6M
Non-Disc.$0
Employees575
Clients8,026
DateMar 2013
Total AUM$845.6M
Discretionary$845.6M
Non-Disc.$0
Employees575
Clients8,026
DateDec 2012
Total AUM$744.3M
Discretionary$744.3M
Non-Disc.$0
Employees575
Clients7,529
DateOct 2012
Total AUM$744.3M
Discretionary$744.3M
Non-Disc.$0
Employees11
Clients7,529
DateOct 2012
Total AUM$744.3M
Discretionary$744.3M
Non-Disc.$0
Employees11
Clients7,529
DateSep 2012
Total AUM$744.3M
Discretionary$744.3M
Non-Disc.$0
Employees11
Clients7,529
DateMar 2012
Total AUM$744.3M
Discretionary$744.3M
Non-Disc.$0
Employees11
Clients7,529
DateJul 2011
Total AUM$718.5M
Discretionary$718.5M
Non-Disc.$0
Employees--
Clients--
DateJul 2011
Total AUM$718.5M
Discretionary$718.5M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$718.5M
Discretionary$718.5M
Non-Disc.$0
Employees--
Clients--
DateApr 2011
Total AUM$718.5M
Discretionary$718.5M
Non-Disc.$0
Employees--
Clients--
DateApr 2011
Total AUM$718.5M
Discretionary$718.5M
Non-Disc.$0
Employees--
Clients--
DateFeb 2011
Total AUM$718.5M
Discretionary$718.5M
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$651.6M
Discretionary$651.6M
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$651.6M
Discretionary$651.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$651.6M
Discretionary$651.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$568.7M
Discretionary$568.7M
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$882.1M
Discretionary$882.1M
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$819.7M
Discretionary$819.7M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$819.7M
Discretionary$819.7M
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$819.7M
Discretionary$819.7M
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$726.1M
Discretionary$726.1M
Non-Disc.$0
Employees--
Clients--
DateNov 2006
Total AUM$726.1M
Discretionary$726.1M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$726.1M
Discretionary$726.1M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$726.1M
Discretionary$726.1M
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$648.5M
Discretionary$648.5M
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$542.2M
Discretionary$251.3M
Non-Disc.$290.9M
Employees--
Clients--
DateMar 2004
Total AUM$545.1M
Discretionary$545.1M
Non-Disc.$0
Employees--
Clients--
DateJan 2004
Total AUM$442.9M
Discretionary$442.9M
Non-Disc.$0
Employees--
Clients--
DateOct 2003
Total AUM$442.9M
Discretionary$442.9M
Non-Disc.$0
Employees--
Clients--
DateOct 2003
Total AUM$442.9M
Discretionary$442.9M
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$516.2M
Discretionary$516.2M
Non-Disc.$0
Employees--
Clients--
DateOct 2001
Total AUM$781.4M
Discretionary$781.4M
Non-Disc.$0
Employees--
Clients--
DateAug 2001
Total AUM$781.4M
Discretionary$781.4M
Non-Disc.$0
Employees--
Clients--