MONEY CONCEPTS CAPITAL CORP
Legal name: MONEY CONCEPTS ADVISORY SERVICE
CRD #12963 SEC #801-39736 PALM BEACH GARDENS, FL 561-472-2000
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.3B
Discretionary
$2B
Employees
431
Clients
--
Accounts
14,898
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 22, 2025
- Branch Offices
- 25
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | GENERAL SECURITIES PRINCIPAL | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | ASSISTANT VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| BARNETT, CHERYL MORRIS | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT, PRINCIPAL | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| DAYLEY, BARRY LYLE | I | EXECUTIVE VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MATOS, LIZA MARIA | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | VICE PRESIDENT, FINANCIAL OPERATION PRINCIPAL | NA | Control |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MONTEIRO, MARIO JOHN | I | SR VICE PRESIDENT / CHIEF OPERATIONS OFFICER | NA | |
| MULLIS, ROBERT E | I | VICE PRESIDENT | OPERATIONS | NA | |
| MULLIS, ROBERT E | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| MULLIS, ROBERT E | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| MULLIS, ROBERT E | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| MULLIS, ROBERT E | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| MURPHY, JOCELYNE PAQUERETTE | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MURPHY, JOCELYNE PAQUERETTE | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MURPHY, JOCELYNE PAQUERETTE | I | GENERAL SECURITIES PRINCIPAL | NA | |
| MURPHY, JOCELYNE PAQUERETTE | I | GENERAL SECURITIES PRINCIPAL | NA | |
| PARKER, KENNY RAY | I | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| PARKER, KENNY RAY | I | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| PARKER, KENNY RAY | I | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| PARKER, KENNY RAY | I | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| PARKER, KENNY RAY | I | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| PARKER, KENNY RAY | I | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT TO EXECUTIVE REPRESENTATIVE, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT TO EXECUTIVE REPRESENTATIVE, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT TO EXECUTIVE REPRESENTATIVE, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT, PRINCIPAL | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | ASSISTANT VICE PRESIDENT / COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PERLOW, LIZA MARIA | I | VICE PRESIDENT | COMPLIANCE OFFICER | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| PORTER, WILLIAM ALLEN | I | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | FINANCIAL OPERTATIONS PRINCIPAL/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | CHIEF FINANCIAL OFFICER/CONTROLLER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT / CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | SR VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| RITTMAN, BARRY RICHARD | I | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| STANFORD, LISA M | I | GENERAL SECURITIES PRINCIPAL | NA | |
| THERRIEN, AMANDA J | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| THERRIEN, AMANDA J | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| THERRIEN, AMANDA J | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| THERRIEN, AMANDA J | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| THERRIEN, AMANDA J | I | VICE PRESIDENT | ACCOUNT SERVICES | NA | |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL | OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL | OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL | OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL | OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL | OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL | OPTION PRINCIPAL | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JAMES EDWARD | I | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | Control |
| WALSH, JOHN PATRICK | I | CHAIRMAN | NA | |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SROP, CROP | NA | |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SROP, CROP | NA | |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MARY THERESE | I | SROP, CROP | NA | Control |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | OPTIONS PRINCIPAL | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | OPTIONS PRINCIPAL | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | OPTIONS PRINCIPAL | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | OPTIONS PRINCIPAL | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | OPTIONS PRINCIPAL | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | OPTIONS PRINCIPAL | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MARY THERESE | I | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, ROBERT TERRY | I | VICE PRESIDENT | NA | |
| YOUNG, ROBERT TERRY | I | VICE PRESIDENT | NA | |
| YOUNG, ROBERT TERRY | I | VICE PRESIDENT | NA | |
| YOUNG, ROBERT TERRY | I | VICE PRESIDENT | NA | |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| MONEY CONCEPTS INTERNATIONAL, INC | DE | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | E | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, DENIS STEPHEN | I | PRESIDENT, SECRETARY, TREASURER, CHIEF EXECUTIVE OFFICER | B | Control |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, JAMES EDWARD | I | GENERAL SECURITIES PRINCIPAL/ OPTION PRINCIPAL | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| WALSH, MARY THERESE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WALSH, JOHN PATRICK | I | OWNS 100% WORLD INVESTMENT | E | Control |
| WIN CLASS A STOCK TRUST, DENIS WALSH TTEE | DE | WORLD INVESTMENT NETWORK, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
| WORLD INVESTMENT NETWORK, INC. | DE | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | E | Control |
Registrations
Federal
IA
Sep 22, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
11440 JOG ROADPALM BEACH GARDENS, FL 33418
United States
Phone: 561-472-2000