FINLEY FINANCIAL, LLC
CRD #131442 SEC #801-110657 LAS VEGAS, NV 503-474-3535
SEC Registered Disclosures
Total AUM
$202.3M
Discretionary
$202.3M
Employees
1
Clients
0
Accounts
304
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2025 | $202.3M | $202.3M | $0 | 1 | 0 |
| Aug 2024 | $176M | $176M | $0 | 1 | 0 |
| Jul 2024 | $176M | $176M | $0 | 1 | 0 |
| Feb 2024 | $176M | $176M | $0 | 1 | 0 |
| Feb 2023 | $143.9M | $143.9M | $0 | 1 | 0 |
| Feb 2022 | $184.4M | $184.4M | $0 | 1 | 0 |
| Jan 2021 | $154.2M | $154.2M | $0 | 1 | 0 |
| May 2020 | $136.8M | $136.8M | $0 | 1 | 0 |
| Jan 2020 | $136.8M | $136.8M | $0 | 1 | 0 |
| Jan 2019 | $126.5M | $126.5M | $0 | 1 | 0 |
| Aug 2018 | $125.3M | $125.3M | $0 | 1 | 0 |
| Mar 2018 | $125.3M | $125.3M | $0 | 1 | 0 |
| Jul 2017 | $106.4M | $106.4M | $0 | 1 | 100 |
| May 2017 | $106.4M | $106.4M | $0 | 1 | 100 |
| Apr 2012 | $53.6M | $53.6M | $0 | 1 | 115 |
| Apr 2011 | $47.6M | $47.6M | $0 | 5 | -- |
| Mar 2010 | $47.1M | $47.1M | $0 | 5 | -- |
| Feb 2009 | $41M | $41M | $0 | 5 | -- |
| Jan 2008 | $52.7M | $52.7M | $0 | 5 | -- |
| Jan 2008 | $52.7M | $52.7M | $0 | 10 | -- |
| Feb 2007 | $47.3M | $47.3M | $0 | 5 | -- |
| Feb 2006 | $34.2M | $34.2M | $0 | 5 | -- |
| Feb 2005 | $31.5M | $2.6M | $28.9M | 5 | -- |
| Aug 2004 | $31.5M | $2.6M | $28.9M | 5 | -- |
| May 2004 | $0 | $0 | $0 | 5 | -- |
| Apr 2004 | $0 | $0 | $0 | 5 | -- |
DateFeb 2025
Total AUM$202.3M
Discretionary$202.3M
Non-Disc.$0
Employees1
Clients0
DateAug 2024
Total AUM$176M
Discretionary$176M
Non-Disc.$0
Employees1
Clients0
DateJul 2024
Total AUM$176M
Discretionary$176M
Non-Disc.$0
Employees1
Clients0
DateFeb 2024
Total AUM$176M
Discretionary$176M
Non-Disc.$0
Employees1
Clients0
DateFeb 2023
Total AUM$143.9M
Discretionary$143.9M
Non-Disc.$0
Employees1
Clients0
DateFeb 2022
Total AUM$184.4M
Discretionary$184.4M
Non-Disc.$0
Employees1
Clients0
DateJan 2021
Total AUM$154.2M
Discretionary$154.2M
Non-Disc.$0
Employees1
Clients0
DateMay 2020
Total AUM$136.8M
Discretionary$136.8M
Non-Disc.$0
Employees1
Clients0
DateJan 2020
Total AUM$136.8M
Discretionary$136.8M
Non-Disc.$0
Employees1
Clients0
DateJan 2019
Total AUM$126.5M
Discretionary$126.5M
Non-Disc.$0
Employees1
Clients0
DateAug 2018
Total AUM$125.3M
Discretionary$125.3M
Non-Disc.$0
Employees1
Clients0
DateMar 2018
Total AUM$125.3M
Discretionary$125.3M
Non-Disc.$0
Employees1
Clients0
DateJul 2017
Total AUM$106.4M
Discretionary$106.4M
Non-Disc.$0
Employees1
Clients100
DateMay 2017
Total AUM$106.4M
Discretionary$106.4M
Non-Disc.$0
Employees1
Clients100
DateApr 2012
Total AUM$53.6M
Discretionary$53.6M
Non-Disc.$0
Employees1
Clients115
DateApr 2011
Total AUM$47.6M
Discretionary$47.6M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$47.1M
Discretionary$47.1M
Non-Disc.$0
Employees5
Clients--
DateFeb 2009
Total AUM$41M
Discretionary$41M
Non-Disc.$0
Employees5
Clients--
DateJan 2008
Total AUM$52.7M
Discretionary$52.7M
Non-Disc.$0
Employees5
Clients--
DateJan 2008
Total AUM$52.7M
Discretionary$52.7M
Non-Disc.$0
Employees10
Clients--
DateFeb 2007
Total AUM$47.3M
Discretionary$47.3M
Non-Disc.$0
Employees5
Clients--
DateFeb 2006
Total AUM$34.2M
Discretionary$34.2M
Non-Disc.$0
Employees5
Clients--
DateFeb 2005
Total AUM$31.5M
Discretionary$2.6M
Non-Disc.$28.9M
Employees5
Clients--
DateAug 2004
Total AUM$31.5M
Discretionary$2.6M
Non-Disc.$28.9M
Employees5
Clients--
DateMay 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateApr 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--