FINLEY FINANCIAL, LLC
CRD #131442 SEC #801-110657 LAS VEGAS, NV 503-474-3535
SEC Registered Disclosures
Total AUM
$202.3M
Discretionary
$202.3M
Employees
1
Clients
0
Accounts
304
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF EXECUTIVE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, JASON, DONALD | I | CHIEF COMPLIANCE OFFICER/MEMBER | E | Control |
| FINLEY, LAURA, MARIE | I | MINORITY OWNER | B | |
| FINLEY, LAURA, MARIE | I | MINORITY OWNER | B | |
| Finley, Laura | I | MINORITY OWNER | B |
Registrations
Federal
IA
Feb 11, 2025 REGISTERED
Notice Filings (3)
NV OR TX
Address
11421 RAIN CANYON AVE, 102LAS VEGAS, NV 89135
United States
Phone: 503-474-3535