FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC
CRD #132466 SEC #801-64744 NEW YORK, NY 212-458-6082
SEC Registered Private Funds
Total AUM
$9.1M
Discretionary
$9.1M
Employees
8
Clients
0
Accounts
1
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2023 | $9.1M | $9.1M | $0 | 8 | 0 |
| Mar 2022 | $6.5B | $6.5B | $0 | 15 | 0 |
| Nov 2021 | $7.6B | $7.6B | $0 | 37 | 0 |
| Sep 2021 | $7.6B | $7.6B | $0 | 37 | 0 |
| Apr 2021 | $7.6B | $7.6B | $0 | 37 | 0 |
| Mar 2021 | $7.6B | $7.6B | $0 | 37 | 0 |
| Dec 2020 | $7.6B | $7.6B | $0 | 38 | 1 |
| Oct 2020 | $7.6B | $7.6B | $0 | 38 | 1 |
| Mar 2020 | $7.6B | $7.6B | $0 | 32 | 1 |
| Nov 2019 | $7.8B | $7.8B | $0 | 28 | 1 |
| Mar 2019 | $7.8B | $7.8B | $0 | 28 | 1 |
| Jan 2019 | $8.4B | $8B | $420.2M | 23 | 1 |
| Mar 2018 | $8.4B | $8B | $420.2M | 23 | 1 |
| Mar 2017 | $8.6B | $8B | $603.9M | 21 | 26 |
| Mar 2016 | $7.7B | $7.1B | $603.2M | 20 | 26 |
| Oct 2015 | $10.2B | $6.5B | $3.7B | 25 | 26 |
| Sep 2015 | $10.2B | $6.5B | $3.7B | 25 | 26 |
| Mar 2015 | $10.2B | $6.5B | $3.7B | 25 | 26 |
| May 2014 | $9.2B | $5.5B | $3.7B | 22 | 26 |
| Mar 2014 | $9.2B | $5.5B | $3.7B | 22 | 26 |
| Mar 2013 | $8.9B | $5.1B | $3.7B | 22 | 26 |
| Jul 2012 | $8B | $4.1B | $3.8B | 11 | 26 |
| Apr 2012 | $8B | $4.1B | $3.8B | 11 | 26 |
| Jun 2011 | $7.7B | $3.9B | $3.9B | -- | -- |
| May 2011 | $7.7B | $3.9B | $3.9B | -- | -- |
| Mar 2011 | $7.8B | $4B | $3.8B | -- | -- |
| Mar 2011 | $7.8B | $4B | $3.8B | -- | -- |
| Aug 2010 | $7.9B | $4B | $3.8B | -- | -- |
| May 2010 | $7.3B | $3.4B | $3.9B | -- | -- |
| Mar 2010 | $7.3B | $3.4B | $3.9B | -- | -- |
| May 2009 | $7.4B | $3.5B | $3.9B | -- | -- |
| Mar 2009 | $7.9B | $7.9B | $29.1M | -- | -- |
| Feb 2008 | $11.3B | $8B | $3.3B | -- | -- |
| Oct 2007 | $7.6B | $6.1B | $1.5B | -- | -- |
| Oct 2007 | $7.6B | $6.1B | $1.5B | -- | -- |
| Oct 2007 | $5B | $4.9B | $114.8M | -- | -- |
| Aug 2007 | $5B | $4.9B | $114.8M | -- | -- |
| May 2007 | $6.2B | $6.1B | $30.2M | -- | -- |
| Mar 2007 | $3.6B | $3.5B | $30.2M | -- | -- |
| Mar 2007 | $3.6B | $3.6B | $0 | -- | -- |
| Feb 2007 | $2.1B | $2.1B | $0 | -- | -- |
| Mar 2006 | $893.4M | $893.4M | $0 | -- | -- |
| Jan 2006 | $893.4M | $893.4M | $0 | -- | -- |
| Sep 2005 | $912.4M | $912.4M | $0 | -- | -- |
DateApr 2023
Total AUM$9.1M
Discretionary$9.1M
Non-Disc.$0
Employees8
Clients0
DateMar 2022
Total AUM$6.5B
Discretionary$6.5B
Non-Disc.$0
Employees15
Clients0
DateNov 2021
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees37
Clients0
DateSep 2021
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees37
Clients0
DateApr 2021
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees37
Clients0
DateMar 2021
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees37
Clients0
DateDec 2020
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees38
Clients1
DateOct 2020
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees38
Clients1
DateMar 2020
Total AUM$7.6B
Discretionary$7.6B
Non-Disc.$0
Employees32
Clients1
DateNov 2019
Total AUM$7.8B
Discretionary$7.8B
Non-Disc.$0
Employees28
Clients1
DateMar 2019
Total AUM$7.8B
Discretionary$7.8B
Non-Disc.$0
Employees28
Clients1
DateJan 2019
Total AUM$8.4B
Discretionary$8B
Non-Disc.$420.2M
Employees23
Clients1
DateMar 2018
Total AUM$8.4B
Discretionary$8B
Non-Disc.$420.2M
Employees23
Clients1
DateMar 2017
Total AUM$8.6B
Discretionary$8B
Non-Disc.$603.9M
Employees21
Clients26
DateMar 2016
Total AUM$7.7B
Discretionary$7.1B
Non-Disc.$603.2M
Employees20
Clients26
DateOct 2015
Total AUM$10.2B
Discretionary$6.5B
Non-Disc.$3.7B
Employees25
Clients26
DateSep 2015
Total AUM$10.2B
Discretionary$6.5B
Non-Disc.$3.7B
Employees25
Clients26
DateMar 2015
Total AUM$10.2B
Discretionary$6.5B
Non-Disc.$3.7B
Employees25
Clients26
DateMay 2014
Total AUM$9.2B
Discretionary$5.5B
Non-Disc.$3.7B
Employees22
Clients26
DateMar 2014
Total AUM$9.2B
Discretionary$5.5B
Non-Disc.$3.7B
Employees22
Clients26
DateMar 2013
Total AUM$8.9B
Discretionary$5.1B
Non-Disc.$3.7B
Employees22
Clients26
DateJul 2012
Total AUM$8B
Discretionary$4.1B
Non-Disc.$3.8B
Employees11
Clients26
DateApr 2012
Total AUM$8B
Discretionary$4.1B
Non-Disc.$3.8B
Employees11
Clients26
DateJun 2011
Total AUM$7.7B
Discretionary$3.9B
Non-Disc.$3.9B
Employees--
Clients--
DateMay 2011
Total AUM$7.7B
Discretionary$3.9B
Non-Disc.$3.9B
Employees--
Clients--
DateMar 2011
Total AUM$7.8B
Discretionary$4B
Non-Disc.$3.8B
Employees--
Clients--
DateMar 2011
Total AUM$7.8B
Discretionary$4B
Non-Disc.$3.8B
Employees--
Clients--
DateAug 2010
Total AUM$7.9B
Discretionary$4B
Non-Disc.$3.8B
Employees--
Clients--
DateMay 2010
Total AUM$7.3B
Discretionary$3.4B
Non-Disc.$3.9B
Employees--
Clients--
DateMar 2010
Total AUM$7.3B
Discretionary$3.4B
Non-Disc.$3.9B
Employees--
Clients--
DateMay 2009
Total AUM$7.4B
Discretionary$3.5B
Non-Disc.$3.9B
Employees--
Clients--
DateMar 2009
Total AUM$7.9B
Discretionary$7.9B
Non-Disc.$29.1M
Employees--
Clients--
DateFeb 2008
Total AUM$11.3B
Discretionary$8B
Non-Disc.$3.3B
Employees--
Clients--
DateOct 2007
Total AUM$7.6B
Discretionary$6.1B
Non-Disc.$1.5B
Employees--
Clients--
DateOct 2007
Total AUM$7.6B
Discretionary$6.1B
Non-Disc.$1.5B
Employees--
Clients--
DateOct 2007
Total AUM$5B
Discretionary$4.9B
Non-Disc.$114.8M
Employees--
Clients--
DateAug 2007
Total AUM$5B
Discretionary$4.9B
Non-Disc.$114.8M
Employees--
Clients--
DateMay 2007
Total AUM$6.2B
Discretionary$6.1B
Non-Disc.$30.2M
Employees--
Clients--
DateMar 2007
Total AUM$3.6B
Discretionary$3.5B
Non-Disc.$30.2M
Employees--
Clients--
DateMar 2007
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$0
Employees--
Clients--
DateFeb 2007
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$893.4M
Discretionary$893.4M
Non-Disc.$0
Employees--
Clients--
DateJan 2006
Total AUM$893.4M
Discretionary$893.4M
Non-Disc.$0
Employees--
Clients--
DateSep 2005
Total AUM$912.4M
Discretionary$912.4M
Non-Disc.$0
Employees--
Clients--