RIA Intelligence

FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC

CRD #132466 SEC #801-64744 NEW YORK, NY 212-458-6082
SEC Registered Private Funds
Total AUM
$9.1M
Discretionary
$9.1M
Employees
8
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 5, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERNA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ALEXANDRIDIS, MARK, GUSICHIEF INVESTMENT OFFICERNA Control
ANDERSON, CONNIEIMANAGING DIRECTORNA Control
BAEK, MICHAEL, JIMANAGING DIRECTORNA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERNA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERNA Control
BAEK, MICHAEL, JICHIEF OPERATING OFFICERNA Control
BAEK, MICHAEL, JICHIEF OPERATING OFFICERNA Control
BAEK, MICHAEL, JICHIEF OPERATING OFFICERNA Control
BAEK, MICHAEL, JICHIEF OPERATING OFFICERNA Control
BAEK, MICHAEL, JICHIEF OPERATING OFFICERNA Control
BRIGNONI, DAVID, PHILIPICHIEF COMPLIANCE OFFICERNA
BRIGNONI, DAVID, PHILIPICHIEF COMPLIANCE OFFICERNA
BRIGNONI, DAVID, PHILIPICHIEF COMPLIANCE OFFICERNA
BRIGNONI, DAVID, PHILIPICHIEF COMPLIANCE OFFICERNA
CHEN, HONGIDIRECTOR OF RESEARCHNA Control
DOLAN, RICHARD, FRANCISICHIEF EXECUTIVE OFFICERNA Control
DOLAN, RICHARD, FRANCISICHIEF EXECUTIVE OFFICERNA Control
DOLAN, RICHARD, FRANCISICHIEF EXECUTIVE OFFICERNA Control
DOLAN, RICHARD, FRANCISICHIEF EXECUTIVE OFFICERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERNA Control
KADIYALA, S.PRASADIMANAGING DIRECTOR/MEMBERNA Control
KADIYALA, S.PRASADIMANAGING DIRECTOR/MEMBERNA Control
KADIYALA, S.PRASADIMANAGING DIRECTOR/MEMBERNA Control
KADIYALA, S.PRASADIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIR./HEAD OF BUSINESS DEVELOPMENTNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERNA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTORNA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERNA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERNA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERNA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERNA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CCONA Control
MILLER, STEPHEN, RODERICKICHIEF COMPLIANCE OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF COMPLIANCE OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF COMPLIANCE OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF COMPLIANCE OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF COMPLIANCE OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF COMPLIANCE OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICERNA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICERNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
O'Neill, KristenIGENERAL COUNSELNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
PANAGAKIS, JOHN, GEORGEICHIEF EXECUTIVE OFFICERNA Control
Rocha, Elaine, AnnICHIEF EXECUTIVE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
SLOMIENSKI, MATTHEW, KENNETHICHIEF COMPLIANCE OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
STAMPFL, JEANINE, MICHIEF FINANCIAL OFFICERNA Control
AIG ASSET MANAGEMENT (U.S.), LLCDESOLE MEMBERE Control
AIG ASSET MANAGEMENT (U.S.), LLCDESOLE MEMBERE Control
AIG ASSET MANAGEMENT (U.S.), LLCDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG CAPITAL CORPORATIONDESOLE MEMBERE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDESOLE MEMBERE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDESOLE MEMBERE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDESOLE MEMBERE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDESOLE MEMBERE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDESOLE MEMBERE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDESOLE MEMBERE Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICERC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANC Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICERC Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICERC Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERB Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERB Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANB Control
DACHILLE, DOUGLAS, ADAMICHIEF EXECUTIVE OFFICER/CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
DOLAN, RICHARD, FRANCISICHIEF FINANCIAL OFFICER/VICE CHAIRMANB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
VANEPPS, JAMES, HICHIEF OPERATING OFFICER/MEMBERB Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
ALEXANDRIDIS, MARK, GUSIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
BAEK, MICHAEL, JIMANAGING DIRECTOR/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
CHEN, HONGIDIRECTOR OF RESEARCH/MEMBERA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERA Control
HO, DAVID, CHICHINGIMANAGING DIRECTOR/MEMBERA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERA Control
LEWIS, ROBERT, RICHARDIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
LIEBERMAN, MARK, FREDERICIMANAGING DIRECTOR/MEMBERA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CCO/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CCO/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control
MILLER, STEPHEN, RODERICKICHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARYA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG CAPITAL CORPORATIONDEAIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDEAIG ASSET MANAGEMENT (US), LLCE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDEAIG ASSET MANAGEMENT (US), LLCE Control
AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORPDEAIG ASSET MANAGEMENT (US), LLCE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG CAPITAL CORPORATIONE Control

Registrations

Federal

IA
Apr 5, 2023 REGISTERED

Notice Filings (6)

CO FL GA NJ NY PA

Address

28 LIBERTY STREET
FLOOR 47
NEW YORK, NY 10005
United States
Phone: 212-458-6082