NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.
CRD #133096 SEC #801-67679 NORTH ANDOVER, MA 978-975-2559
SEC Registered Private Funds Disclosures
Total AUM
$766M
Discretionary
$750.7M
Employees
15
Clients
101
Accounts
2,192
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2021 | $766M | $750.7M | $15.2M | 15 | 1 |
| Mar 2021 | $766M | $750.7M | $15.2M | 15 | 1 |
| Oct 2020 | $656.7M | $654M | $2.7M | 14 | 0 |
| Jun 2020 | $655M | $652.3M | $2.7M | 13 | 0 |
| Mar 2020 | $655M | $652.3M | $2.7M | 13 | 0 |
| Jun 2019 | $523.1M | $522.1M | $1M | 16 | 0 |
| May 2019 | $523.1M | $522.1M | $1M | 16 | 0 |
| Mar 2019 | $523.1M | $522.1M | $1M | 16 | 0 |
| Feb 2019 | $522.7M | $521.3M | $1.3M | 14 | 0 |
| Oct 2018 | $522.7M | $521.3M | $1.3M | 14 | 0 |
| Mar 2018 | $522.7M | $521.3M | $1.3M | 14 | 0 |
| Sep 2017 | $498.2M | $443.7M | $54.4M | 14 | 700 |
| May 2017 | $498.2M | $443.7M | $54.4M | 14 | 700 |
| Mar 2017 | $498.2M | $443.7M | $54.4M | 14 | 700 |
| Dec 2016 | $526M | $471.3M | $54.7M | 15 | 700 |
| Nov 2016 | $526M | $471.3M | $54.7M | 15 | 700 |
| Mar 2016 | $526M | $471.3M | $54.7M | 15 | 700 |
| Feb 2016 | $558.6M | $486.5M | $72.1M | 13 | 700 |
| Sep 2015 | $558.6M | $486.5M | $72.1M | 13 | 700 |
| Aug 2015 | $558.6M | $486.5M | $72.1M | 13 | 700 |
| Feb 2015 | $558.6M | $486.5M | $72.1M | 13 | 700 |
| Jul 2014 | $526.7M | $453.8M | $72.9M | 13 | 700 |
| Feb 2014 | $512.9M | $443.9M | $69M | 13 | 700 |
| Feb 2014 | $512.9M | $443.9M | $69M | 13 | 700 |
| Jan 2014 | $512.9M | $443.9M | $69M | 13 | 700 |
| Nov 2013 | $453.8M | $399.2M | $54.6M | 14 | 700 |
| Aug 2013 | $453.8M | $399.2M | $54.6M | 14 | 700 |
| Apr 2013 | $453.8M | $399.2M | $54.6M | 14 | 700 |
| Mar 2013 | $453.8M | $399.2M | $54.6M | 14 | 700 |
| Jan 2013 | $453.8M | $399.2M | $54.6M | 14 | 700 |
| Jun 2012 | $362.3M | $356.4M | $5.9M | 11 | 700 |
| Mar 2012 | $362.3M | $356.4M | $5.9M | 11 | 700 |
| Aug 2011 | $350M | $350M | $0 | -- | -- |
| Jul 2011 | $350M | $350M | $0 | -- | -- |
| Jun 2011 | $350M | $350M | $0 | -- | -- |
| May 2011 | $350M | $350M | $0 | -- | -- |
| Mar 2011 | $350M | $350M | $0 | -- | -- |
| Mar 2011 | $350M | $350M | $0 | -- | -- |
| Mar 2011 | $350M | $350M | $0 | -- | -- |
| Jan 2011 | $350M | $350M | $0 | -- | -- |
| Aug 2010 | $146M | $146M | $0 | 10 | -- |
| May 2010 | $146M | $146M | $0 | 10 | -- |
| Jul 2009 | $98M | $98M | $0 | 10 | -- |
| Mar 2008 | $52.6M | $52.6M | $0 | 10 | -- |
| Mar 2007 | $38M | $38M | $0 | 10 | -- |
DateJun 2021
Total AUM$766M
Discretionary$750.7M
Non-Disc.$15.2M
Employees15
Clients1
DateMar 2021
Total AUM$766M
Discretionary$750.7M
Non-Disc.$15.2M
Employees15
Clients1
DateOct 2020
Total AUM$656.7M
Discretionary$654M
Non-Disc.$2.7M
Employees14
Clients0
DateJun 2020
Total AUM$655M
Discretionary$652.3M
Non-Disc.$2.7M
Employees13
Clients0
DateMar 2020
Total AUM$655M
Discretionary$652.3M
Non-Disc.$2.7M
Employees13
Clients0
DateJun 2019
Total AUM$523.1M
Discretionary$522.1M
Non-Disc.$1M
Employees16
Clients0
DateMay 2019
Total AUM$523.1M
Discretionary$522.1M
Non-Disc.$1M
Employees16
Clients0
DateMar 2019
Total AUM$523.1M
Discretionary$522.1M
Non-Disc.$1M
Employees16
Clients0
DateFeb 2019
Total AUM$522.7M
Discretionary$521.3M
Non-Disc.$1.3M
Employees14
Clients0
DateOct 2018
Total AUM$522.7M
Discretionary$521.3M
Non-Disc.$1.3M
Employees14
Clients0
DateMar 2018
Total AUM$522.7M
Discretionary$521.3M
Non-Disc.$1.3M
Employees14
Clients0
DateSep 2017
Total AUM$498.2M
Discretionary$443.7M
Non-Disc.$54.4M
Employees14
Clients700
DateMay 2017
Total AUM$498.2M
Discretionary$443.7M
Non-Disc.$54.4M
Employees14
Clients700
DateMar 2017
Total AUM$498.2M
Discretionary$443.7M
Non-Disc.$54.4M
Employees14
Clients700
DateDec 2016
Total AUM$526M
Discretionary$471.3M
Non-Disc.$54.7M
Employees15
Clients700
DateNov 2016
Total AUM$526M
Discretionary$471.3M
Non-Disc.$54.7M
Employees15
Clients700
DateMar 2016
Total AUM$526M
Discretionary$471.3M
Non-Disc.$54.7M
Employees15
Clients700
DateFeb 2016
Total AUM$558.6M
Discretionary$486.5M
Non-Disc.$72.1M
Employees13
Clients700
DateSep 2015
Total AUM$558.6M
Discretionary$486.5M
Non-Disc.$72.1M
Employees13
Clients700
DateAug 2015
Total AUM$558.6M
Discretionary$486.5M
Non-Disc.$72.1M
Employees13
Clients700
DateFeb 2015
Total AUM$558.6M
Discretionary$486.5M
Non-Disc.$72.1M
Employees13
Clients700
DateJul 2014
Total AUM$526.7M
Discretionary$453.8M
Non-Disc.$72.9M
Employees13
Clients700
DateFeb 2014
Total AUM$512.9M
Discretionary$443.9M
Non-Disc.$69M
Employees13
Clients700
DateFeb 2014
Total AUM$512.9M
Discretionary$443.9M
Non-Disc.$69M
Employees13
Clients700
DateJan 2014
Total AUM$512.9M
Discretionary$443.9M
Non-Disc.$69M
Employees13
Clients700
DateNov 2013
Total AUM$453.8M
Discretionary$399.2M
Non-Disc.$54.6M
Employees14
Clients700
DateAug 2013
Total AUM$453.8M
Discretionary$399.2M
Non-Disc.$54.6M
Employees14
Clients700
DateApr 2013
Total AUM$453.8M
Discretionary$399.2M
Non-Disc.$54.6M
Employees14
Clients700
DateMar 2013
Total AUM$453.8M
Discretionary$399.2M
Non-Disc.$54.6M
Employees14
Clients700
DateJan 2013
Total AUM$453.8M
Discretionary$399.2M
Non-Disc.$54.6M
Employees14
Clients700
DateJun 2012
Total AUM$362.3M
Discretionary$356.4M
Non-Disc.$5.9M
Employees11
Clients700
DateMar 2012
Total AUM$362.3M
Discretionary$356.4M
Non-Disc.$5.9M
Employees11
Clients700
DateAug 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateJul 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateJun 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateJan 2011
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees--
Clients--
DateAug 2010
Total AUM$146M
Discretionary$146M
Non-Disc.$0
Employees10
Clients--
DateMay 2010
Total AUM$146M
Discretionary$146M
Non-Disc.$0
Employees10
Clients--
DateJul 2009
Total AUM$98M
Discretionary$98M
Non-Disc.$0
Employees10
Clients--
DateMar 2008
Total AUM$52.6M
Discretionary$52.6M
Non-Disc.$0
Employees10
Clients--
DateMar 2007
Total AUM$38M
Discretionary$38M
Non-Disc.$0
Employees10
Clients--