NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.
CRD #133096 SEC #801-67679 NORTH ANDOVER, MA 978-975-2559
SEC Registered Private Funds Disclosures
Total AUM
$766M
Discretionary
$750.7M
Employees
15
Clients
101
Accounts
2,192
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2021
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOYLAN, WADE, CHRISTOPHER | I | COO | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | COO | NA | Control |
| CHIPMAN, RICHARD, JOSEPH | I | DIRECTOR | NA | Control |
| CHIPMAN, RICHARD, JOSEPH | I | DIRECTOR | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cowles, Robert, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLYNN, PETER, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLYNN, PETER, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLYNN, PETER, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALVIN, DENNIS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GALVIN, DENNIS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| GIACOUMAKIS, LAURA | I | DIRECTOR | NA | Control |
| MORESHEAD, CRAIG, DICKSON | I | CCO | NA | Control |
| MORESHEAD, CRAIG, DICKSON | I | CCO | NA | Control |
| PATRICK, RANDALL, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| PATRICK, RANDALL, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| PATRICK, RANDALL, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| PATRICK, RANDALL, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PIRRI, BRIAN, CHRISTOPHER | I | PARTNER | NA | Control |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUSKEY, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEPPARD, PATRICK, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPPARD, PATRICK, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPPARD, PATRICK, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPPARD, PATRICK, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPPARD, PATRICK, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wilde, Christopher, James | I | CHIEF OPERATING OFFICER | NA | Control |
| Wilde, Christopher, James | I | CHIEF OPERATING OFFICER | NA | Control |
| Wilde, Christopher, James | I | CHIEF OPERATING OFFICER | NA | Control |
| Wilde, Christopher, James | I | CHIEF OPERATING OFFICER | NA | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, DIRECTOR, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, DIRECTOR, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, DIRECTOR, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, DIRECTOR, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, DIRECTOR, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| GIACOUMAKIS, NICHOLAS, JOHN | I | PRESIDENT AND DIRECTOR | E | Control |
| KENDA, STEPHEN, K | I | MANAGING PARTNER/DIRECTOR | B | |
| KENDA, STEPHEN, K | I | MINORITY OWNER | B | |
| KENDA, STEPHEN, K | I | MANAGING PARTNER/DIRECTOR | B | |
| KENDA, STEPHEN, K | I | MINORITY OWNER | B | |
| KENDA, STEPHEN, K | I | MANAGING PARTNER/DIRECTOR | B | |
| KENDA, STEPHEN, K | I | MANAGING PARTNER/DIRECTOR | B |
Registrations
Federal
IA
Jun 30, 2021 REGISTERED
Notice Filings (11)
CA FL MA ME MI NC NH RI TX VA VT
Address
231 SUTTON STREETSUITES 2A/2B
NORTH ANDOVER, MA 01845
United States
Phone: 978-975-2559