BROWN, LISLE/CUMMINGS, INC.
Legal name: BROWN, LISLE/CUMMINGS, INC
CRD #1331 SEC #801-121156 PROVIDENCE, RI 401-421-8900
SEC Registered Broker-Dealer Disclosures
Total AUM
$414.7M
Discretionary
$408.2M
Employees
12
Clients
0
Accounts
445
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $414.7M | $408.2M | $6.5M | 12 | 0 |
| Feb 2024 | $342.8M | $336.9M | $5.9M | 12 | 0 |
| May 2023 | $238.8M | $232.1M | $6.6M | 12 | 0 |
| Mar 2023 | $238.8M | $232.1M | $6.6M | 12 | 0 |
| Nov 2022 | $263.9M | $254.9M | $9M | 12 | 0 |
| Mar 2022 | $263.9M | $254.9M | $9M | 12 | 0 |
| Jan 2022 | $180.4M | $172.1M | $8.3M | 12 | 0 |
| Oct 2021 | $180.4M | $172.1M | $8.3M | 12 | 0 |
| Aug 2021 | $180.4M | $172.1M | $8.3M | 12 | 0 |
| May 2021 | $180.4M | $172.1M | $8.3M | 12 | 0 |
| Apr 2021 | $180.4M | $172.1M | $8.3M | 12 | 0 |
DateMar 2025
Total AUM$414.7M
Discretionary$408.2M
Non-Disc.$6.5M
Employees12
Clients0
DateFeb 2024
Total AUM$342.8M
Discretionary$336.9M
Non-Disc.$5.9M
Employees12
Clients0
DateMay 2023
Total AUM$238.8M
Discretionary$232.1M
Non-Disc.$6.6M
Employees12
Clients0
DateMar 2023
Total AUM$238.8M
Discretionary$232.1M
Non-Disc.$6.6M
Employees12
Clients0
DateNov 2022
Total AUM$263.9M
Discretionary$254.9M
Non-Disc.$9M
Employees12
Clients0
DateMar 2022
Total AUM$263.9M
Discretionary$254.9M
Non-Disc.$9M
Employees12
Clients0
DateJan 2022
Total AUM$180.4M
Discretionary$172.1M
Non-Disc.$8.3M
Employees12
Clients0
DateOct 2021
Total AUM$180.4M
Discretionary$172.1M
Non-Disc.$8.3M
Employees12
Clients0
DateAug 2021
Total AUM$180.4M
Discretionary$172.1M
Non-Disc.$8.3M
Employees12
Clients0
DateMay 2021
Total AUM$180.4M
Discretionary$172.1M
Non-Disc.$8.3M
Employees12
Clients0
DateApr 2021
Total AUM$180.4M
Discretionary$172.1M
Non-Disc.$8.3M
Employees12
Clients0