BROWN, LISLE/CUMMINGS, INC.
Legal name: BROWN, LISLE/CUMMINGS, INC
CRD #1331 SEC #801-121156 PROVIDENCE, RI 401-421-8900
SEC Registered Broker-Dealer Disclosures
Total AUM
$414.7M
Discretionary
$408.2M
Employees
12
Clients
0
Accounts
445
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| IZZI, DAVID ANTHONY | I | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| LISLE, SCOTT SAWYER | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MARGINSON, JOHN ARTHUR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MCGINN, JOSEPH HUGH JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| MURPHY, LOUIS GEORGE JR | I | VICE PRESIDENT | B | Control |
| TRACY, CLIFFORD BURRELL JR | I | VICE PRESIDENT | B | Control |
| TRACY, CLIFFORD BURRELL JR | I | VICE PRESIDENT | B | Control |
| TRACY, CLIFFORD BURRELL JR | I | VICE PRESIDENT | B | Control |
| TRACY, CLIFFORD BURRELL JR | I | VICE PRESIDENT | B | Control |
| TRACY, CLIFFORD BURRELL JR | I | VICE PRESIDENT | B | Control |
| TRACY, CLIFFORD BURRELL JR | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Mar 3, 2025 REGISTERED
Notice Filings (13)
CA CO CT FL GA MA NH NY RI TX VA VT WA
Address
ONE TURKS HEAD PLACESUITE 800
PROVIDENCE, RI 02903
United States
Phone: 401-421-8900