WESTEND ADVISORS, LLC
CRD #133279 SEC #801-63626 CHARLOTTE, NC 704-556-9300
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
28
Clients
--
Accounts
4,002
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $1.7B | $1.7B | $0 | 28 | 18 |
| Jan 2025 | $1.7B | $1.7B | $0 | 28 | 18 |
| Jun 2024 | $1.5B | $1.5B | $0 | 29 | 18 |
| Jan 2024 | $1.5B | $1.5B | $0 | 29 | 18 |
| Jul 2023 | $1.2B | $1.2B | $0 | 28 | 16 |
| Mar 2023 | $1.2B | $1.2B | $0 | 28 | 16 |
| Feb 2023 | $1.2B | $1.2B | $0 | 28 | 16 |
| Jan 2022 | $1.6B | $1.6B | $0 | 26 | 11 |
| Aug 2021 | $992.9M | $992.9M | $0 | 23 | 11 |
| Mar 2021 | $992.9M | $992.9M | $0 | 23 | 11 |
| Nov 2020 | $812.8M | $812.8M | $0 | 23 | 11 |
| Jun 2020 | $812.8M | $812.8M | $0 | 23 | 11 |
| Jan 2020 | $812.8M | $812.8M | $0 | 23 | 11 |
| Dec 2019 | $587M | $587M | $0 | 19 | 11 |
| Sep 2019 | $587M | $587M | $0 | 19 | 11 |
| Feb 2019 | $587M | $587M | $0 | 19 | 11 |
| Feb 2019 | $587M | $587M | $0 | 19 | 11 |
| Feb 2019 | $587M | $587M | $0 | 19 | 11 |
| Jan 2019 | $587M | $587M | $0 | 19 | 11 |
| Oct 2018 | $776.5M | $776.4M | $104.1K | 19 | 11 |
| Mar 2018 | $776.5M | $776.4M | $104.1K | 19 | 11 |
| Jan 2017 | $978.5M | $978.3M | $162.7K | 18 | 1,000 |
| Jan 2016 | $2B | $2B | $1.5M | 17 | 1,500 |
| Nov 2015 | $2.1B | $2.1B | $2.2M | 17 | 1,300 |
| Sep 2015 | $2.1B | $2.1B | $2.2M | 17 | 1,300 |
| Jun 2015 | $2.1B | $2.1B | $2.2M | 17 | 1,300 |
| May 2015 | $2.1B | $2.1B | $2.2M | 17 | 1,300 |
| Mar 2015 | $2.1B | $2.1B | $2.2M | 17 | 1,300 |
| Mar 2014 | $2.8B | $2.8B | $3.2M | 15 | 1,200 |
| Mar 2014 | $2.8B | $2.8B | $3.2M | 15 | 1,200 |
| Jul 2013 | $2.8B | $2.8B | $10.5M | 16 | 1,100 |
| Jan 2013 | $2.8B | $2.8B | $10.5M | 16 | 1,100 |
| Aug 2012 | $2.1B | $2B | $11.6M | 11 | 1,000 |
| May 2012 | $2.1B | $2B | $11.6M | 11 | 1,000 |
| Mar 2012 | $2.1B | $2B | $11.6M | 11 | 1,000 |
| Feb 2012 | $2.1B | $2B | $11.6M | 11 | 1,000 |
| Nov 2011 | $1.6B | $1.5B | $15.1M | 11 | 1,000 |
| Apr 2011 | $1.6B | $1.5B | $15.1M | -- | -- |
| Feb 2011 | $1.6B | $1.5B | $15.1M | -- | -- |
| Oct 2007 | $249.1M | $222.5M | $26.6M | 10 | -- |
| Feb 2007 | $249.1M | $222.5M | $26.6M | 10 | -- |
| Jan 2007 | $249.1M | $222.5M | $26.6M | 10 | -- |
| Mar 2006 | $143.7M | $118.4M | $25.3M | 10 | -- |
| Mar 2006 | $143.7M | $118.4M | $25.3M | 10 | -- |
| Oct 2005 | $126.8M | $80.3M | $46.5M | 10 | -- |
DateAug 2025
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees28
Clients18
DateJan 2025
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees28
Clients18
DateJun 2024
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees29
Clients18
DateJan 2024
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees29
Clients18
DateJul 2023
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees28
Clients16
DateMar 2023
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees28
Clients16
DateFeb 2023
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees28
Clients16
DateJan 2022
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees26
Clients11
DateAug 2021
Total AUM$992.9M
Discretionary$992.9M
Non-Disc.$0
Employees23
Clients11
DateMar 2021
Total AUM$992.9M
Discretionary$992.9M
Non-Disc.$0
Employees23
Clients11
DateNov 2020
Total AUM$812.8M
Discretionary$812.8M
Non-Disc.$0
Employees23
Clients11
DateJun 2020
Total AUM$812.8M
Discretionary$812.8M
Non-Disc.$0
Employees23
Clients11
DateJan 2020
Total AUM$812.8M
Discretionary$812.8M
Non-Disc.$0
Employees23
Clients11
DateDec 2019
Total AUM$587M
Discretionary$587M
Non-Disc.$0
Employees19
Clients11
DateSep 2019
Total AUM$587M
Discretionary$587M
Non-Disc.$0
Employees19
Clients11
DateFeb 2019
Total AUM$587M
Discretionary$587M
Non-Disc.$0
Employees19
Clients11
DateFeb 2019
Total AUM$587M
Discretionary$587M
Non-Disc.$0
Employees19
Clients11
DateFeb 2019
Total AUM$587M
Discretionary$587M
Non-Disc.$0
Employees19
Clients11
DateJan 2019
Total AUM$587M
Discretionary$587M
Non-Disc.$0
Employees19
Clients11
DateOct 2018
Total AUM$776.5M
Discretionary$776.4M
Non-Disc.$104.1K
Employees19
Clients11
DateMar 2018
Total AUM$776.5M
Discretionary$776.4M
Non-Disc.$104.1K
Employees19
Clients11
DateJan 2017
Total AUM$978.5M
Discretionary$978.3M
Non-Disc.$162.7K
Employees18
Clients1,000
DateJan 2016
Total AUM$2B
Discretionary$2B
Non-Disc.$1.5M
Employees17
Clients1,500
DateNov 2015
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$2.2M
Employees17
Clients1,300
DateSep 2015
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$2.2M
Employees17
Clients1,300
DateJun 2015
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$2.2M
Employees17
Clients1,300
DateMay 2015
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$2.2M
Employees17
Clients1,300
DateMar 2015
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$2.2M
Employees17
Clients1,300
DateMar 2014
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$3.2M
Employees15
Clients1,200
DateMar 2014
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$3.2M
Employees15
Clients1,200
DateJul 2013
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$10.5M
Employees16
Clients1,100
DateJan 2013
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$10.5M
Employees16
Clients1,100
DateAug 2012
Total AUM$2.1B
Discretionary$2B
Non-Disc.$11.6M
Employees11
Clients1,000
DateMay 2012
Total AUM$2.1B
Discretionary$2B
Non-Disc.$11.6M
Employees11
Clients1,000
DateMar 2012
Total AUM$2.1B
Discretionary$2B
Non-Disc.$11.6M
Employees11
Clients1,000
DateFeb 2012
Total AUM$2.1B
Discretionary$2B
Non-Disc.$11.6M
Employees11
Clients1,000
DateNov 2011
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$15.1M
Employees11
Clients1,000
DateApr 2011
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$15.1M
Employees--
Clients--
DateFeb 2011
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$15.1M
Employees--
Clients--
DateOct 2007
Total AUM$249.1M
Discretionary$222.5M
Non-Disc.$26.6M
Employees10
Clients--
DateFeb 2007
Total AUM$249.1M
Discretionary$222.5M
Non-Disc.$26.6M
Employees10
Clients--
DateJan 2007
Total AUM$249.1M
Discretionary$222.5M
Non-Disc.$26.6M
Employees10
Clients--
DateMar 2006
Total AUM$143.7M
Discretionary$118.4M
Non-Disc.$25.3M
Employees10
Clients--
DateMar 2006
Total AUM$143.7M
Discretionary$118.4M
Non-Disc.$25.3M
Employees10
Clients--
DateOct 2005
Total AUM$126.8M
Discretionary$80.3M
Non-Disc.$46.5M
Employees10
Clients--